Intercontinental Exchange (NYSE: ICE) exec trades 15,882 shares under 10b5-1 plan
Rhea-AI Filing Summary
Intercontinental Exchange executive Lynn C. Martin, President of NYSE Group, exercised employee stock options for 15,882 shares at $57.31 and on the same day sold 15,882 common shares in open‑market trades under a Rule 10b5-1 trading plan.
Sale prices ranged about $139.23–$142.31. After these transactions Martin beneficially owns securities tied to 54,420 shares, including 41,499 shares of common stock and additional unvested RSUs and PSUs subject to time‑ and performance‑based vesting.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and Sale: 15,882 shares ($1.33M approx. pre-tax spread)
Exercise and Sale
6 txns
Insider
Martin Lynn C
Role
President, NYSE Group
Sold
15,882 shs ($2.24M)
Approx. gross sale proceeds
$2.24M
Approx. exercise cost
$910K
Approx. pre-tax spread
$1.33M
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) Holding F10 | 15,882 | $0.00 | -- |
| Exercise | Common Stock F1, F2 | 15,882 | $57.31 | $910K |
| Sale | Common Stock F1, F3 | 3,000 | $139.7455 | $419K |
| Sale | Common Stock F1, F4 | 3,200 | $140.9036 | $451K |
| Sale | Common Stock F1, F5 | 9,482 | $141.65 | $1.34M |
| Sale | Common Stock F1, F6, F7, F8, F9 | 200 | $142.3002 | $28K |
Holdings After Transaction:
Employee Stock Option (right to buy) Holding — 0 shares (Direct);
Common Stock — 54,420 shares (Direct)
Footnotes (10)
- F1. This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of May 29, 2025.
- F2. Amount of securities beneficially owned includes 101 shares acquired under Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2026.
- F3. The price range for the aggregate amount sold by the direct holder is $139.23 - $140.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- F4. The price range for the aggregate amount sold by the direct holder is $140.26 - $141.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- F5. The price range for the aggregate amount sold by the direct holder is $141.27 - $142.22. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- F6. The price range for the aggregate amount sold by the direct holder is $142.30 - $142.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- F7. The common stock number referred in Table I is an aggregate number and represents 41,499 shares of common stock and 9,805 unvested restricted stock units ("RSUs"), and 3,116 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.
- F8. The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting.
- F9. The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
- F10. These options are fully vested.
Key Figures
Shares sold: 15,882 shares
Options exercised: 15,882 shares
Option exercise price: $57.31 per share
+5 more
8 metrics
Shares sold
15,882 shares
Aggregate ICE common stock sold on 2026-07-16 in open-market transactions
Options exercised
15,882 shares
Employee stock options for ICE common stock exercised on 2026-07-16
Option exercise price
$57.31 per share
Exercise price for the 15,882 employee stock options exercised
Sale price range
$139.23–$142.31 per share
Price ranges for the reported ICE share sales per footnotes F3–F6
Beneficial ownership total
54,420 shares
Total securities beneficially owned after transactions, including shares, RSUs and PSUs
Common shares held
41,499 shares
Portion of beneficial ownership represented by ICE common stock after transactions
Unvested RSUs
9,805 units
Restricted stock units included in beneficial ownership, vesting over three years
Performance-based PSUs
3,116 units
Performance based restricted stock units with multi-year vesting and performance conditions
Key Terms
Rule 10b5-1 trading plan, restricted stock units ("RSUs"), performance based restricted stock units ("PSUs"), Employee Stock Purchase Plan, +2 more
6 terms
Rule 10b5-1 trading plan financial
"This transaction was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock units ("RSUs") financial
"represents 41,499 shares of common stock and 9,805 unvested restricted stock units ("RSUs")"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
performance based restricted stock units ("PSUs") financial
"and 3,116 performance based restricted stock units ("PSUs"), for which the performance period"
Employee Stock Purchase Plan financial
"includes 101 shares acquired under Intercontinental Exchange, Inc. Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs financial
"and the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What transactions did ICE executive Lynn C. Martin report on July 16, 2026?
Lynn C. Martin reported exercising 15,882 employee stock options at $57.31 per share and selling 15,882 shares of Intercontinental Exchange (ICE) common stock in multiple open‑market trades, all carried out under a pre‑arranged Rule 10b5-1 trading plan.
Were Lynn C. Martin's ICE trades made under a Rule 10b5-1 plan?
Yes. Footnotes state the transactions were effected under a Rule 10b5-1 trading plan. That plan was approved and became effective as of May 29, 2025, indicating the timing and size of the July 16, 2026 trades were pre‑arranged rather than discretionary.
What happened to Lynn C. Martin's ICE stock options in this Form 4?
Martin exercised 15,882 employee stock options for ICE common stock at an exercise price of $57.31 per share. A related derivative entry shows the corresponding option position reduced to 0 and a footnote clarifies that these options were already fully vested at the time of exercise.