Intercontinental Exchange, Inc. filings document the regulatory record for a Delaware financial technology and exchange operator whose common stock trades under ICE on the New York Stock Exchange and NYSE Texas. Current reports record quarterly and annual results, non-GAAP reconciliations, material events, capital-market transactions and governance changes.
The company's proxy materials disclose board structure, director elections, executive compensation, equity awards and shareholder voting matters. Other filings cover senior notes issued under shelf registration statements and indentures, registered securities, and financial disclosures tied to exchange, clearing, fixed income and data services, and mortgage technology operations.
Intercontinental Exchange, Inc. (ICE) reports that its Eighth Amended and Restated Certificate of Incorporation became effective on August 28, 2026. This certificate supplements amendments adopted in August 2025 related to the registration of ICE Swap Trade, LLC as a security-based swap execution facility (SBSEF), extending existing limitations on stockholder voting and ownership to SBSEFs and expanding requirements for SEC review of future certificate amendments while ICE controls an SBSEF.
The updated Certificate of Incorporation was approved by ICE’s Board of Directors on February 27, 2026 and by stockholders on May 15, 2026. ICE states that each registered national securities exchange subsidiary, including the New York Stock Exchange, has filed the required proposed amendments with the SEC, permitting ICE to finalize and file the new certificate with Delaware, making it effective.
Intercontinental Exchange, Inc. (ICE) reported that General Counsel Andrew J. Surdykowski exercised 2,065 stock options at an exercise price of $57.31 per share, converting them into an equal number of ICE common shares. On the same day, he sold an aggregate of 4,574 common shares in open-market transactions at prices ranging from $161.16 to $162.95, all pursuant to a Rule 10b5-1 trading plan that became effective November 25, 2025. The options exercised were fully vested, and a remaining option balance of 2,064 options is reported. Beneficial holdings also include 35,891 shares of common stock, 5,734 unvested RSUs, and 1,440 performance-based RSUs whose satisfaction and share issuance will be determined in future periods.
Intercontinental Exchange, Inc. (ICE) director Martha A. Tirinnanzi reported selling 1,340 shares of common stock on August 26, 2026 at $161.16 per share in an open-market transaction. This trade was made pursuant to a Rule 10b5-1 trading plan that was approved and became effective as of May 11, 2026.
After the sale, her reported holdings tied to this Form 4 total 3,747 ICE equity units, consisting of 2,049 shares of common stock and 1,698 restricted stock units. The restricted stock units are scheduled to vest on the one-year anniversary of the grant date, May 18, 2027.
Intercontinental Exchange, Inc. (ICE) received a notice that officer Andrew Surdykowski intends to sell ICE common stock under Rule 144. The planned sale covers 9,149 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,480,125.22, to be sold on the NYSE. The shares were acquired via vesting of performance stock units between February 18, 2022 and February 15, 2026 and through the exercise of stock options, with additional option exercises and related share receipts expected over the next three months.
Intercontinental Exchange, Inc. (ICE) is the issuer for which director Martha Tirinnanzi has filed a notice of proposed sale of securities under Rule 144. The filing covers the planned sale of 1,340 shares of ICE common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $216,785.20, listed on the NYSE under CUSIP 561394487. The shares to be sold were acquired upon the vesting of restricted stock units during the period from May 19, 2025 through May 16, 2026.
The notice also reports that, during the prior three months, 10b5-1 plan sales for Martha Tirinnanzi included a sale of 141 shares of ICE common stock on August 13, 2026 for an aggregate sale price of $21,855.00. The date of the current notice is August 26, 2026, and the securities indicated for sale in the notice are restricted stock units that were issued by Intercontinental Exchange, Inc.
Intercontinental Exchange, Inc. (ICE) reports that officer Douglas Foley, SVP, HR & Administration, sold 1,600 shares of common stock on August 20, 2026 at $160.00 per share in an open-market transaction executed under a Rule 10b5-1 trading plan approved and effective as of November 7, 2025.
After this sale, Foley holds 17,463 ICE equity instruments, consisting of 13,032 shares of common stock, 3,472 unvested RSUs and 959 PSUs for which the performance period has been satisfied. The RSUs and these PSUs vest over three years, with 33.33% of the units vesting each year. Additional PSU and deal incentive awards will have payout levels determined between December 2026 and February 2029, subject to performance and further vesting conditions.
Intercontinental Exchange, Inc. (ICE) reported that its Chief Financial Officer, Gardiner Warren, sold 2,491 shares of common stock on August 19, 2026 in an open-market or private transaction at $156.30 per share, pursuant to a Rule 10b5-1 trading plan effective June 9, 2025. Following this sale, Warren had 22,698 shares reported as directly held, an aggregate that consists of common stock, unvested restricted stock units and performance-based restricted stock units that generally vest over a three-year period.
Intercontinental Exchange, Inc. (ICE) updated its financing arrangements to support its pending acquisition of MarketAxess Holdings Inc. ICE amended its senior unsecured $3.9 billion Revolving Credit Facility, extending the maturity for lenders with $3.67 billion of commitments to August 20, 2031 and creating a new $1.5 billion MarketAxess Revolving Commitment class tied to the acquisition and related costs.
ICE also entered into a new $2.0 billion delayed draw Term Loan Facility, maturing 24 months after funding, to help finance the acquisition, refinance MarketAxess debt and fund general corporate needs. In addition, previously arranged $6.2 billion bridge facility commitments were reduced to $0, following ICE’s issuance of $3.73 billion of senior unsecured notes, effectiveness of the new term loan and the MarketAxess Revolving Commitments. Both the revolving and term loan facilities carry ratings-based, variable interest margins and include customary covenants, such as a leverage ratio maintenance covenant and limitations on liens, subsidiary indebtedness and fundamental changes.
Intercontinental Exchange, Inc. (ICE) completed a multi-tranche public debt offering consisting of $1.25 billion of 4.700% Senior Notes due 2029, $1.10 billion of 4.900% Senior Notes due 2031, $650 million of 5.150% Senior Notes due 2033 and $750 million of 5.400% Senior Notes due 2036. The Notes were issued under ICE’s existing base Indenture dated August 13, 2018, as supplemented by an Eighth Supplemental Indenture, with Computershare Trust Company, National Association serving as trustee.
ICE received approximately $3.71 billion in net proceeds from the offering, after underwriting discounts and commissions and before offering expenses. ICE states that it intends to use the net proceeds, together with additional financing sources such as a new senior unsecured term loan facility, commercial paper, borrowings under its revolving credit agreement and cash on hand, to fund the purchase price for MarketAxess Holdings Inc. under a previously announced merger agreement and to pay related fees, commissions and expenses.
Intercontinental Exchange, Inc. (ICE) is the issuer of common stock for which officer Warren Gardiner has filed a notice of proposed sale under Rule 144. The notice covers up to 2,491 shares of ICE common stock to be sold through Morgan Stanley Smith Barney LLC on the NYSE.
The shares were acquired from the issuer upon vesting of performance stock units granted to Gardiner, with vesting occurring during the period from February 3, 2026 through February 15, 2026. The filing lists an aggregate market value of approximately $389,044.38 for the shares and cites 561,394,487 ICE common shares outstanding.