Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Intercontinental Exchange, Inc. filings document the regulatory record for a Delaware financial technology and exchange operator whose common stock trades under ICE on the New York Stock Exchange and NYSE Texas. Current reports record quarterly and annual results, non-GAAP reconciliations, material events, capital-market transactions and governance changes.
The company's proxy materials disclose board structure, director elections, executive compensation, equity awards and shareholder voting matters. Other filings cover senior notes issued under shelf registration statements and indentures, registered securities, and financial disclosures tied to exchange, clearing, fixed income and data services, and mortgage technology operations.
Intercontinental Exchange Chief Financial Officer Warren Gardiner sold 2,490 shares of common stock on May 19, 2026 in an open‑market transaction at $156.64 per share, executed under a pre‑arranged Rule 10b5‑1 trading plan effective June 9, 2025. After the sale, he holds a total of 25,189 shares, consisting of 12,914 common shares, 10,117 restricted stock units and 2,158 performance-based units that vest over several years, tying a substantial portion of his stake to long‑term performance.
Intercontinental Exchange director Mark F. Mulhern reported an equity award from the company. He received 1,538 restricted stock units of common stock on May 18, 2026, characterized as a grant or award with no cash price per share.
The restricted stock units vest on the one-year anniversary of the grant date and will be settled in Intercontinental Exchange common stock. After this award, Mulhern beneficially owns an aggregate 12,008 shares, consisting of 10,470 common shares, 1,538 restricted stock units and 3 shares acquired through dividend reinvestment transactions.
Pinto Daniel E reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange, Inc. director Daniel E. Pinto reported receiving an equity award of 1,538 restricted stock units of common stock. The RSUs were granted as a compensation award at no cash cost to him and will vest on the one-year anniversary of the grant date, May 18, 2027. Once vested, they may be settled only in shares of Intercontinental Exchange common stock, giving him 1,538 shares-based units credited following this award.
Intercontinental Exchange director Caroline Louise Silver reported routine equity compensation and related tax withholding. She received 1,698 restricted stock units that vest on the one-year anniversary of the grant date, May 18, 2027, and will be settled in common shares. Of these, 1,538 RSUs relate to service on the parent board and 160 to service on subsidiary ICE Clear Europe Limited. In a separate entry, 64 common shares were withheld to cover the issuer’s tax withholding obligation on vested units. After these transactions, her aggregate direct position reported in this filing is 11,149 common shares and 1,698 RSUs, for a total of 12,847 common-share equivalents.
Cooper Shantella E. reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange, Inc. director Shantella E. Cooper received an equity award of 1,538 restricted stock units of common stock. The award was granted at no cash cost and will vest on May 18, 2027, one year after the grant date, and be settled in ICE common shares. After this grant, Cooper’s aggregate direct position reported in the filing is 11,894 units, consisting of 10,356 shares of common stock and 1,538 restricted stock units.
Intercontinental Exchange director Martha A. Tirinnanzi received an equity award of 1,698 restricted stock units of common stock. The award was granted as compensation for board service and will vest on the one-year anniversary of the grant date, May 18, 2027. Of these units, 1,538 relate to service on the Intercontinental Exchange board and 160 to service on the board of subsidiary ICE Clear Credit LLC. After this award, her reported beneficial ownership is 5,228 shares and units in total, consisting of 3,530 shares of common stock and 1,698 restricted stock units, including 11 shares acquired through dividend reinvestment transactions.
Intercontinental Exchange director Jonathan Hopkin Hill reported routine equity compensation and tax withholding transactions. On May 18, 2026, he received 1,698 restricted stock units as compensation for service on the Intercontinental Exchange board and the board of subsidiary ICE Futures Europe. On the same date, 27 shares of common stock were withheld to cover the company’s tax withholding obligation on vested units, rather than sold on the open market. Following these updates, Table 1 shows an aggregate 3,108 common stock equivalents, consisting of 29 shares of common stock and 3,079 unvested restricted stock units, with 1,381 units scheduled to vest on September 22, 2026 and 1,698 units scheduled to vest on May 18, 2026.
Bowen Sharon reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange director Sharon Bowen received an equity award in the form of restricted stock units. She was granted 1,538 restricted stock units of common stock on May 18, 2026, at no cash cost. These units vest on the one-year anniversary of the award date and will be settled in shares of common stock.
After this grant, her aggregate direct position reported in the filing is 15,744 units, consisting of 14,206 shares of common stock and 1,538 restricted stock units that vest on May 18, 2027.
NOONAN THOMAS E reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange director Thomas E. Noonan received a grant of 1,538 restricted stock units of common stock. The award was made at no cash cost to him and is structured as equity compensation rather than an open-market purchase.
The restricted stock units vest on the one-year anniversary of the grant date and will be settled solely in shares of Intercontinental Exchange common stock. After this grant, Noonan’s aggregate direct interest reported in Table 1 is 22,967 units, consisting of 21,429 shares of common stock and 1,538 restricted stock units that are subject to vesting.
ICE filed a Form 144 notice reporting sale activity tied to equity awards. The filing lists 297 Restricted Stock Units dated 02/10/2026 and 2,193 Performance Stock Units dated 02/13/2025.
The notice is an SEC sale filing for common stock executed through Morgan Stanley Smith Barney LLC, dated 05/19/2026.
ICE filed a Form 144 notice reporting sale activity tied to equity awards. The filing lists 297 Restricted Stock Units dated 02/10/2026 and 2,193 Performance Stock Units dated 02/13/2025.
The notice is an SEC sale filing for common stock executed through Morgan Stanley Smith Barney LLC, dated 05/19/2026.