Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings for Intercontinental Exchange, Inc. (NYSE: ICE) provide detailed insight into how this Fortune 500 operator of exchanges, data platforms, and mortgage technology manages its capital structure, governance, and regulatory obligations. As a Delaware corporation with common stock registered on the New York Stock Exchange, ICE files periodic and current reports that document material events affecting the company.
On this page, investors can review Form 10-K and 10-Q filings for comprehensive financial statements and management discussion, along with Form 8-K current reports covering topics such as public offerings of senior notes, quarterly financial results announcements, amendments to the certificate of incorporation related to exchange and swap execution facility regulation, and changes in board composition and director compensation. These filings explain, for example, how ICE issues debt securities under automatic shelf registration statements and how it updates its corporate charter to address regulatory requirements.
Filings also describe the registration of ICE’s common stock on the New York Stock Exchange and NYSE Texas, Inc., and outline the governance framework under which its exchanges and clearing houses operate. For users tracking ownership and compensation matters, proxy materials and related disclosures complement the information in current reports.
Stock Titan enhances access to these documents with AI-powered summaries that highlight key points from lengthy filings, helping readers quickly understand the significance of new 8-Ks, quarterly 10-Qs, and annual 10-Ks. Real-time updates from EDGAR, combined with tools to surface relevant items such as debt offerings, charter amendments, and governance changes, allow investors to follow how Intercontinental Exchange’s regulatory disclosures evolve over time.
ICE submitted a Form 144 notice reporting an intended sale of common stock on the NYSE. The filing lists proposed dispositions tied to exercise of stock options and equity awards, including 2,065 shares from option exercise, 2,362 performance stock units, and 144 restricted stock units.
Intercontinental Exchange, Inc. executive Martin Lynn C, President of NYSE Group, reported selling a total of 13,456 shares of ICE common stock in three open-market transactions on February 20, 2026 at prices around $153–$155 per share.
The sales were made under a pre-approved Rule 10b5-1 trading plan that became effective as of May 29, 2025. Following these trades, he directly holds 54,319 shares of ICE common stock.
Intercontinental Exchange, Inc. President, Fixed Income & Data, Christopher Scott Edmonds reported open-market sales of 11,303 shares of common stock on February 19, 2026, under a pre-approved Rule 10b5-1 trading plan effective as of February 20, 2025. Following these sales, his reported holdings in Table I aggregate 2,662 shares of common stock, plus 9,206 unvested RSUs and 2,398 performance-based RSUs that vest over three years in equal annual installments of 33.33%.
Intercontinental Exchange, Inc.’s Chief Financial Officer, Warren Gardiner, reported an open-market sale of 2,490 shares of common stock at $154.00 per share on February 19, 2026. After this sale, he directly owned 27,679 shares.
The sale was made under a pre-approved Rule 10b5-1 trading plan that became effective as of June 9, 2025. Footnotes explain that his reported common stock holdings include a mix of outstanding shares plus unvested restricted stock units and performance-based restricted stock units that vest over multiple years.
Intercontinental Exchange, Inc. president Benjamin Jackson reported open-market sales of a total of 3,865 shares of ICE common stock on February 19, 2026. The shares were sold in three trades at prices of $153.1765, $153.8992, and $154.9303 per share, under a Rule 10b5-1 trading plan that became effective as of November 3, 2025. Following these sales, his reported holdings total 165,304 common stock-related units, consisting of 143,305 shares, 17,204 unvested RSUs, and 4,795 PSUs that generally vest over a three-year period.
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 reporting proposed sales of Common stock related to equity awards. The filing lists 951 Restricted Stock Units dated 02/10/2026 and 12,505 Performance Stock Units dated 02/03/2026 as securities to be sold.
Intercontinental Exchange Chief Operating Officer Stuart Glen Williams reported a Form 4 transaction reflecting a tax-withholding disposition, not an open-market trade. On February 17, 2026, 641 shares of common stock were withheld at $152.28 per share to satisfy the issuer’s tax withholding obligation on vested performance-based restricted stock units.
These shares came from a 2024 performance-based award tied to EBITDA targets, vesting in three annual installments through 2027. After this withholding, Williams beneficially owns 25,344 ICE-related shares, combining common stock, unvested restricted stock units, and performance-based units.
Intercontinental Exchange General Counsel reports tax-related share withholding. Andrew J. Surdykowski had 645 shares of common stock withheld at $152.28 per share on February 17, 2026 to satisfy tax obligations from vested performance-based restricted stock units granted on February 12, 2024.
Those units vest over three years, with portions vesting in 2025, 2026 and 2027. After this withholding transaction, his aggregate direct holdings reported in the form total 50,687 shares, including common stock and unvested restricted stock units and performance-based units.
Intercontinental Exchange CEO Jeffrey Sprecher reported a mix of option exercises, sales, and tax-related dispositions. On February 18, he exercised employee stock options for 50,766 and 1,313 shares of common stock at exercise prices of $67.00 and $76.16 per share. The same day, 129,937 common shares were sold directly and 150,000 shares were sold indirectly by entity CPEX at $154.9968 per share pursuant to open-market transactions, with sales under a Rule 10b5-1 trading plan approved May 30, 2025. On February 17, 6,459 shares were withheld to cover taxes on performance-based restricted stock units that vested, while additional indirect holdings are reported for the CEO’s spouse, for which he disclaims beneficial ownership.
Intercontinental Exchange Chief Accounting Officer James W. Namkung reported a tax-related share disposition tied to vesting equity awards. On February 17, 2026, 257 shares of common stock were withheld at $152.28 per share to satisfy the issuer’s tax withholding obligation on vested performance-based restricted stock units.
These units were part of a February 12, 2024 grant conditioned on 2024 EBITDA performance versus pre-established targets and vesting over three years. After this tax-withholding transaction, Namkung’s aggregate holdings reported comprise 16,431 units, including 13,501 shares of common stock, 2,354 unvested restricted stock units, and 576 performance-based restricted stock units for which the performance period has been satisfied.