Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Intercontinental Exchange, Inc. filings document the regulatory record for a Delaware financial technology and exchange operator whose common stock trades under ICE on the New York Stock Exchange and NYSE Texas. Current reports record quarterly and annual results, non-GAAP reconciliations, material events, capital-market transactions and governance changes.
The company's proxy materials disclose board structure, director elections, executive compensation, equity awards and shareholder voting matters. Other filings cover senior notes issued under shelf registration statements and indentures, registered securities, and financial disclosures tied to exchange, clearing, fixed income and data services, and mortgage technology operations.
Intercontinental Exchange director Caroline Louise Silver reported routine equity compensation and related tax withholding. She received 1,698 restricted stock units that vest on the one-year anniversary of the grant date, May 18, 2027, and will be settled in common shares. Of these, 1,538 RSUs relate to service on the parent board and 160 to service on subsidiary ICE Clear Europe Limited. In a separate entry, 64 common shares were withheld to cover the issuer’s tax withholding obligation on vested units. After these transactions, her aggregate direct position reported in this filing is 11,149 common shares and 1,698 RSUs, for a total of 12,847 common-share equivalents.
Cooper Shantella E. reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange, Inc. director Shantella E. Cooper received an equity award of 1,538 restricted stock units of common stock. The award was granted at no cash cost and will vest on May 18, 2027, one year after the grant date, and be settled in ICE common shares. After this grant, Cooper’s aggregate direct position reported in the filing is 11,894 units, consisting of 10,356 shares of common stock and 1,538 restricted stock units.
Intercontinental Exchange director Martha A. Tirinnanzi received an equity award of 1,698 restricted stock units of common stock. The award was granted as compensation for board service and will vest on the one-year anniversary of the grant date, May 18, 2027. Of these units, 1,538 relate to service on the Intercontinental Exchange board and 160 to service on the board of subsidiary ICE Clear Credit LLC. After this award, her reported beneficial ownership is 5,228 shares and units in total, consisting of 3,530 shares of common stock and 1,698 restricted stock units, including 11 shares acquired through dividend reinvestment transactions.
Intercontinental Exchange director Jonathan Hopkin Hill reported routine equity compensation and tax withholding transactions. On May 18, 2026, he received 1,698 restricted stock units as compensation for service on the Intercontinental Exchange board and the board of subsidiary ICE Futures Europe. On the same date, 27 shares of common stock were withheld to cover the company’s tax withholding obligation on vested units, rather than sold on the open market. Following these updates, Table 1 shows an aggregate 3,108 common stock equivalents, consisting of 29 shares of common stock and 3,079 unvested restricted stock units, with 1,381 units scheduled to vest on September 22, 2026 and 1,698 units scheduled to vest on May 18, 2026.
Bowen Sharon reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange director Sharon Bowen received an equity award in the form of restricted stock units. She was granted 1,538 restricted stock units of common stock on May 18, 2026, at no cash cost. These units vest on the one-year anniversary of the award date and will be settled in shares of common stock.
After this grant, her aggregate direct position reported in the filing is 15,744 units, consisting of 14,206 shares of common stock and 1,538 restricted stock units that vest on May 18, 2027.
NOONAN THOMAS E reported acquisition or exercise transactions in this Form 4 filing.
Intercontinental Exchange director Thomas E. Noonan received a grant of 1,538 restricted stock units of common stock. The award was made at no cash cost to him and is structured as equity compensation rather than an open-market purchase.
The restricted stock units vest on the one-year anniversary of the grant date and will be settled solely in shares of Intercontinental Exchange common stock. After this grant, Noonan’s aggregate direct interest reported in Table 1 is 22,967 units, consisting of 21,429 shares of common stock and 1,538 restricted stock units that are subject to vesting.
ICE filed a Form 144 notice reporting sale activity tied to equity awards. The filing lists 297 Restricted Stock Units dated 02/10/2026 and 2,193 Performance Stock Units dated 02/13/2025.
The notice is an SEC sale filing for common stock executed through Morgan Stanley Smith Barney LLC, dated 05/19/2026.
Intercontinental Exchange, Inc. reported the results of its 2026 Annual Meeting of Stockholders held on May 15, 2026. Stockholders elected eleven directors to one-year terms, with each nominee receiving over 461 million votes in favor and substantial broker non-votes recorded.
Stockholders approved the advisory resolution on executive compensation with 444,677,152 votes for and 35,549,565 against. They also approved amendments to the Certificate of Incorporation to supplement voting and ownership limitations for regulatory compliance and ratified Ernst & Young LLP as independent auditor for the year ending December 31, 2026. A stockholder proposal requesting an independent board chairman did not receive stockholder approval.
Intercontinental Exchange, Inc. director Daniel E. Pinto filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a reporting insider at the company but does not list any buy, sell, or other reportable transactions.
Intercontinental Exchange Chief Technology Officer Mayur Kapani reported an exercise-and-sell transaction in company stock. He exercised 4,271 stock options at $67.00 per share and on the same date sold a total of 4,271 common shares in open-market transactions at prices around the mid‑$150 range, under a Rule 10b5-1 trading plan approved and effective as of February 12, 2026. After these transactions, he directly holds 64,869 common shares, which reflect 53,660 shares plus 8,907 unvested RSUs and 2,302 performance-based RSUs, and he retains 10,035 stock options expiring in February 2028.