Welcome to our dedicated page for Intercontinental Exchange SEC filings (Ticker: ICE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings for Intercontinental Exchange, Inc. (NYSE: ICE) provide detailed insight into how this Fortune 500 operator of exchanges, data platforms, and mortgage technology manages its capital structure, governance, and regulatory obligations. As a Delaware corporation with common stock registered on the New York Stock Exchange, ICE files periodic and current reports that document material events affecting the company.
On this page, investors can review Form 10-K and 10-Q filings for comprehensive financial statements and management discussion, along with Form 8-K current reports covering topics such as public offerings of senior notes, quarterly financial results announcements, amendments to the certificate of incorporation related to exchange and swap execution facility regulation, and changes in board composition and director compensation. These filings explain, for example, how ICE issues debt securities under automatic shelf registration statements and how it updates its corporate charter to address regulatory requirements.
Filings also describe the registration of ICE’s common stock on the New York Stock Exchange and NYSE Texas, Inc., and outline the governance framework under which its exchanges and clearing houses operate. For users tracking ownership and compensation matters, proxy materials and related disclosures complement the information in current reports.
Stock Titan enhances access to these documents with AI-powered summaries that highlight key points from lengthy filings, helping readers quickly understand the significance of new 8-Ks, quarterly 10-Qs, and annual 10-Ks. Real-time updates from EDGAR, combined with tools to surface relevant items such as debt offerings, charter amendments, and governance changes, allow investors to follow how Intercontinental Exchange’s regulatory disclosures evolve over time.
Morgan Stanley Smith Barney LLC filed a Form 144 reporting proposed sales of Common Stock. The notice lists proposed transactions dated 02/18/2026 including 50,766 shares from an exercise of stock options, 63,550 shares from performance stock units, and 15,621 shares from restricted stock units. The filing also discloses prior 10b5-1 sales of 150,000 shares on 11/19/2025.
Continental Power Exchange, Inc. filed a Form 144 reporting a proposed sale of 150,000 common shares under a 10b5-1 plan. The filing shows a trade date of 11/19/2025 and a reported sale amount of $22,962,570.00. Morgan Stanley Smith Barney LLC is listed in the securities/broker section.
Morgan Stanley Smith Barney LLC reported proposed sales of Common shares by an affiliated person under Form 144. The notice lists multiple transactions tied to exercises and equity vestings, including 02/18/2026 (5,347 shares) and a prior 12/08/2025 10b5-1 sale of 5,345 shares for $837,381.91.
The filing enumerates exercises, performance stock unit vestings and restricted stock unit vestings with specific share counts and dates; transaction mechanics and cash‑flow recipients are described as issuer actions or 10b5-1 sales where shown.
Intercontinental Exchange General Counsel Andrew J. Surdykowski reported a tax-withholding disposition of 1,288 shares of common stock on February 12, 2026 at $151.99 per share. The shares were withheld to cover taxes on performance-based restricted stock units granted in February 2023 that vested in three annual tranches.
On that date, 2,875 shares from this award were issued, with 1,288 withheld for taxes and the final tranche now fully delivered. After the transaction, he beneficially owns 51,332 shares, including common stock, unvested restricted stock units, and performance-based units that continue to vest over a three-year schedule.
Intercontinental Exchange, Inc. executive Douglas Foley reported a tax-withholding share disposition related to vesting equity awards. On February 12, 2026, 643 shares of ICE common stock were disposed of at $151.99 per share to satisfy the company’s tax withholding obligation tied to performance-based restricted stock units.
These units were granted on February 3, 2023 and vested over three years based on 2023 EBITDA performance versus pre-set targets, with the final one-third tranche vesting on February 12, 2026. Of 4,309 shares from this award, 1,437 shares were issued on that date. After the reported transaction, Foley beneficially owned 28,291 ICE-related securities, consisting of 22,902 shares of common stock, 3,472 unvested restricted stock units, and 1,917 performance-based restricted stock units for which the performance period has been satisfied.
Intercontinental Exchange executive Martin Lynn C reported a tax-withholding share disposition related to equity awards. On February 12, 2026, 2,690 shares of common stock were withheld at $151.99 per share to cover tax obligations tied to performance-based restricted stock units that vested that day.
These units were part of a February 3, 2023 grant tied to 2023 EBITDA performance and vest over three years. After this transaction, Martin Lynn C beneficially owned 69,366 shares in total, including common stock, unvested restricted stock units, and performance-based units with satisfied performance conditions.
Intercontinental Exchange Chief Executive Officer Jeffrey C. Sprecher reported an automatic share disposition tied to tax withholding on vested equity awards. On February 12, 2026, 12,878 shares of common stock were withheld at $151.99 per share to cover the issuer’s tax obligations on a performance-based restricted stock unit grant originally awarded on February 3, 2023. That award totaled 85,496 shares and vested in three equal annual installments, with 28,499 shares issued in the final tranche on this date.
After the transaction, Sprecher held 1,179,240 shares in aggregate direct beneficial ownership, including common stock, unvested restricted stock units, and performance-based units with satisfied performance conditions. He also has indirect beneficial ownership of 1,801,705 shares through CPEX, where he owns 100% of the equity interest, and 81,570 shares held by his spouse, for which he disclaims beneficial ownership.
Intercontinental Exchange, Inc.’s Chief Operating Officer, Stuart Glen Williams, reported a tax-withholding share disposition related to vesting performance-based restricted stock units. On February 12, 2026, 1,281 shares of common stock were withheld at $151.99 per share to satisfy the issuer’s tax withholding obligation.
The footnotes explain that this came from a 2023 performance-based award under which 2,875 shares vested on that date, representing the third and final tranche of an 8,621-share grant tied to 2023 EBITDA targets. After this transaction, Williams directly beneficially owned 25,985 ICE shares, including both common stock and various unvested RSUs and PSUs.
King Elizabeth Kathryn reported disposition transactions in a Form 4 filing for ICE. The filing lists transactions totaling 1,155 shares at a weighted average price of $151.99 per share. Following the reported transactions, holdings were 24,228 shares.
Intercontinental Exchange, Inc. Chief Technology Officer Mayur Kapani reported a tax-withholding share disposition related to equity compensation. On February 12, 2026, 1,709 shares of ICE common stock were withheld at $151.99 per share to satisfy tax obligations arising from vested performance-based restricted stock units granted in 2023.
The vesting award totaled 11,494 shares, with 3,832 shares issued on that date as the third and final tranche of the grant. After this transaction, Kapani directly beneficially owned 75,763 common-share equivalents, including vested shares and unvested RSUs and PSUs subject to ongoing time-based vesting.