[144] Intercontinental Exchange Inc. SEC Filing

Rhea-AI Filing Summary

Intercontinental Exchange, Inc. (ICE) filing of Form 144 reports a proposed sale of 2,900 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate market value of $507,877.00 for the shares and indicates 572,423,088 shares outstanding. The approximate date of sale is 09/04/2025. The securities were acquired as Restricted Stock Units on 05/16/2020 from the issuer, with payment dated 05/16/2020. The filer reports no securities sold in the past three months for the account referenced and includes the standard representation regarding absence of undisclosed material adverse information.

Insights

Securities Compliance Analyst

TL;DR: Routine Form 144 filing disclosing a planned sale of 2,900 RSU-derived shares via Morgan Stanley Smith Barney.

The filing documents a standard Rule 144 notice for the proposed sale of common stock that was acquired as restricted stock units on 05/16/2020. It identifies the executing broker and provides the required details: number of shares, aggregate market value, shares outstanding, and an approximate sale date of 09/04/2025. The filer also confirms no sales in the prior three months and includes the required attestations about material nonpublic information. From a compliance perspective, the filing meets the formal disclosure elements required under Rule 144.

Corporate Governance Specialist

TL;DR: Disclosure appears procedural, documenting disposition of RSU-derived shares with standard certifications.

The document shows the securities were obtained as Restricted Stock Units and specifies the broker and execution timeline. It includes the representation that the seller is not aware of undisclosed material adverse information and notes no recent sales for the account. For governance oversight, the filing provides traceability of insider-derived holdings and planned dispositions, fulfilling routine transparency obligations to the market.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2900	507877.00	572423088	09/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/16/2020	Restricted Stock Units	Issuer			2900	05/16/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ICE's Form 144 disclose about the planned sale?

The filing discloses a proposed sale of 2,900 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $507,877.00 and an approximate sale date of 09/04/2025.

How and when were the shares being sold acquired?

The shares were acquired as Restricted Stock Units on 05/16/2020, with the filing reporting the acquisition source as the issuer and payment dated 05/16/2020.

Does the Form 144 report other sales in the past three months for the account?

No. The filing states "Nothing to Report" for securities sold during the past three months for the account.

Which broker is named to execute the sale in ICE's Form 144?

Morgan Stanley Smith Barney LLC Executive Financial Services located at 1 New York Plaza, 8th Floor, New York, NY 10004 is listed as the broker.

What outstanding share count does the filing report for ICE?

The filing lists 572,423,088 shares outstanding for the issuer.