[Form 4] Intercontinental Exchange Inc. Insider Trading Activity
Intercontinental Exchange, Inc. (ICE) Director and General Counsel Andrew J. Surdykowski reported insider transactions dated 08/26/2025 executed under a Rule 10b5-1 trading plan. The filing shows a purchase of 1,770 shares at $50.01 and a sale of 3,850 shares at $178.33. After these transactions the report lists 46,293 shares beneficially owned. Reported holdings include 37,399 common shares, 3,141 unvested RSUs and 5,753 performance-based RSUs with performance periods noted for future determination. The filing also discloses 83 shares from the Employee Stock Purchase Plan and fully vested employee stock options for 1,770 shares.
Andrew J. Surdykowski, Direttore e Consigliere Generale di Intercontinental Exchange, Inc. (ICE), ha segnalato operazioni insider datate 26/08/2025 eseguite nell'ambito di un piano di negoziazione ai sensi della Regola 10b5-1. La comunicazione riporta un acquisto di 1.770 azioni a $50,01 e una vendita di 3.850 azioni a $178,33. Dopo tali operazioni risultano beneficiamente possedute 46.293 azioni. Le partecipazioni segnalate comprendono 37.399 azioni ordinarie, 3.141 RSU non maturate e 5.753 RSU a termine legate alla performance, con i periodi di performance indicati per determinazione futura. La registrazione indica inoltre 83 azioni provenienti dal Piano di Acquisto Azioni dei Dipendenti e opzioni su azioni dei dipendenti completamente maturate per 1.770 azioni.
Andrew J. Surdykowski, director y consejero general de Intercontinental Exchange, Inc. (ICE), informó operaciones de insider con fecha 26/08/2025 ejecutadas bajo un plan de negociación conforme a la Regla 10b5-1. El informe muestra una compra de 1.770 acciones a $50,01 y una venta de 3.850 acciones a $178,33. Tras estas transacciones se registran 46.293 acciones en posesión beneficiaria. Las tenencias reportadas incluyen 37.399 acciones ordinarias, 3.141 RSU no devengadas y 5.753 RSU condicionadas por rendimiento, con periodos de rendimiento pendientes de determinación. La presentación también revela 83 acciones del Plan de Compra de Acciones para Empleados y opciones sobre acciones de empleados totalmente consolidadas por 1.770 acciones.
Intercontinental Exchange, Inc.(ICE)의 이사 겸 법률고문 Andrew J. Surdykowski가 2025-08-26자 내부자거래를 Rule 10b5-1 규정에 따른 거래계획으로 신고했습니다. 신고서에는 1,770주를 주당 $50.01에 매수하고 3,850주를 주당 $178.33에 매도한 내역이 기재되어 있습니다. 이 거래 이후 보고서상 실질 보유 주식수는 46,293주로 나타납니다. 보고된 보유 내역에는 37,399 보통주, 3,141 미확정(미수여) RSU, 그리고 성과 기준 RSU 5,753주가 포함되며 성과 기간은 추후 결정될 예정입니다. 신고서는 또한 직원 주식매수계획(ESPP)에서 온 83주와 1,770주에 해당하는 완전 확정(fully vested) 직원 스톡옵션을 공개하고 있습니다.
Andrew J. Surdykowski, administrateur et conseiller juridique général d'Intercontinental Exchange, Inc. (ICE), a déclaré des opérations d'initiés datées du 26/08/2025 exécutées dans le cadre d'un plan de négociation en vertu de la règle 10b5-1. Le dépôt indique un achat de 1 770 actions à 50,01 $ et une vente de 3 850 actions à 178,33 $. Après ces opérations, le rapport fait état de 46 293 actions détenues à titre bénéficiaire. Les avoirs déclarés comprennent 37 399 actions ordinaires, 3 141 RSU non acquises et 5 753 RSU liées à la performance, avec des périodes de performance à déterminer ultérieurement. Le dépôt révèle également 83 actions issues du Plan d'achat d'actions des employés (ESPP) et des options sur actions employé entièrement acquises pour 1 770 actions.
Andrew J. Surdykowski, Direktor und General Counsel von Intercontinental Exchange, Inc. (ICE), meldete Insider-Transaktionen datiert 26.08.2025, die im Rahmen eines Handelsplans gemäß Regel 10b5-1 durchgeführt wurden. Die Meldung weist einen Kauf von 1.770 Aktien zu $50,01 sowie einen Verkauf von 3.850 Aktien zu $178,33 aus. Nach diesen Transaktionen werden 46.293 Aktien als wirtschaftlich gehalten angegeben. Die gemeldeten Bestände umfassen 37.399 Stammaktien, 3.141 nicht freigegebene RSUs und 5.753 leistungsabhängige RSUs, deren Leistungszeiträume noch festzulegen sind. Die Einreichung offenbart zudem 83 Aktien aus dem Mitarbeiter-Aktienkaufplan (ESPP) sowie vollständig unverfallbare Mitarbeiter-Aktienoptionen für 1.770 Aktien.
- Transactions executed under a Rule 10b5-1 plan indicating pre-established trading authorization
- Detailed disclosure of holdings including breakdown of common shares, RSUs, PSUs, ESPP shares, and vested options
- Vesting schedules and PSU determination timing disclosed for future transparency
- Net decrease in reported beneficial ownership after transactions (sale of 3,850 shares versus purchase of 1,770 shares)
- Several performance-based awards have outcomes not yet determined, leaving part of ownership contingent on future results
Insights
TL;DR: Insider executed both purchase and sale under a 10b5-1 plan, leaving a net reduction in reported holdings.
The simultaneous purchase of 1,770 shares at $50.01 and sale of 3,850 shares at $178.33 on the same date is recorded as part of an established Rule 10b5-1 plan, which reduces ambiguity about intent. The filing quantifies current beneficial ownership at 46,293 shares and highlights multiple equity components: unrestricted shares, unvested RSUs (3,141), and vested performance RSUs (5,753) subject to future determinations. The presence of vested options (1,770) and ESPP participation (83 shares) show routine executive equity compensation activity rather than an isolated one-off trade.
TL;DR: Disclosure aligns with governance best practices via 10b5-1 plan use and detailed vesting disclosures.
The report explicitly notes the transactions were effected under a 10b5-1 trading plan effective November 20, 2024, and provides clear breakdowns of stock types and vesting schedules. It discloses timing for PSU determinations and Deal Incentive Award vesting windows, which supports transparency for shareholders reviewing insider activity and executive compensation realization. No amendments or corrections are indicated.
Andrew J. Surdykowski, Direttore e Consigliere Generale di Intercontinental Exchange, Inc. (ICE), ha segnalato operazioni insider datate 26/08/2025 eseguite nell'ambito di un piano di negoziazione ai sensi della Regola 10b5-1. La comunicazione riporta un acquisto di 1.770 azioni a $50,01 e una vendita di 3.850 azioni a $178,33. Dopo tali operazioni risultano beneficiamente possedute 46.293 azioni. Le partecipazioni segnalate comprendono 37.399 azioni ordinarie, 3.141 RSU non maturate e 5.753 RSU a termine legate alla performance, con i periodi di performance indicati per determinazione futura. La registrazione indica inoltre 83 azioni provenienti dal Piano di Acquisto Azioni dei Dipendenti e opzioni su azioni dei dipendenti completamente maturate per 1.770 azioni.
Andrew J. Surdykowski, director y consejero general de Intercontinental Exchange, Inc. (ICE), informó operaciones de insider con fecha 26/08/2025 ejecutadas bajo un plan de negociación conforme a la Regla 10b5-1. El informe muestra una compra de 1.770 acciones a $50,01 y una venta de 3.850 acciones a $178,33. Tras estas transacciones se registran 46.293 acciones en posesión beneficiaria. Las tenencias reportadas incluyen 37.399 acciones ordinarias, 3.141 RSU no devengadas y 5.753 RSU condicionadas por rendimiento, con periodos de rendimiento pendientes de determinación. La presentación también revela 83 acciones del Plan de Compra de Acciones para Empleados y opciones sobre acciones de empleados totalmente consolidadas por 1.770 acciones.
Intercontinental Exchange, Inc.(ICE)의 이사 겸 법률고문 Andrew J. Surdykowski가 2025-08-26자 내부자거래를 Rule 10b5-1 규정에 따른 거래계획으로 신고했습니다. 신고서에는 1,770주를 주당 $50.01에 매수하고 3,850주를 주당 $178.33에 매도한 내역이 기재되어 있습니다. 이 거래 이후 보고서상 실질 보유 주식수는 46,293주로 나타납니다. 보고된 보유 내역에는 37,399 보통주, 3,141 미확정(미수여) RSU, 그리고 성과 기준 RSU 5,753주가 포함되며 성과 기간은 추후 결정될 예정입니다. 신고서는 또한 직원 주식매수계획(ESPP)에서 온 83주와 1,770주에 해당하는 완전 확정(fully vested) 직원 스톡옵션을 공개하고 있습니다.
Andrew J. Surdykowski, administrateur et conseiller juridique général d'Intercontinental Exchange, Inc. (ICE), a déclaré des opérations d'initiés datées du 26/08/2025 exécutées dans le cadre d'un plan de négociation en vertu de la règle 10b5-1. Le dépôt indique un achat de 1 770 actions à 50,01 $ et une vente de 3 850 actions à 178,33 $. Après ces opérations, le rapport fait état de 46 293 actions détenues à titre bénéficiaire. Les avoirs déclarés comprennent 37 399 actions ordinaires, 3 141 RSU non acquises et 5 753 RSU liées à la performance, avec des périodes de performance à déterminer ultérieurement. Le dépôt révèle également 83 actions issues du Plan d'achat d'actions des employés (ESPP) et des options sur actions employé entièrement acquises pour 1 770 actions.
Andrew J. Surdykowski, Direktor und General Counsel von Intercontinental Exchange, Inc. (ICE), meldete Insider-Transaktionen datiert 26.08.2025, die im Rahmen eines Handelsplans gemäß Regel 10b5-1 durchgeführt wurden. Die Meldung weist einen Kauf von 1.770 Aktien zu $50,01 sowie einen Verkauf von 3.850 Aktien zu $178,33 aus. Nach diesen Transaktionen werden 46.293 Aktien als wirtschaftlich gehalten angegeben. Die gemeldeten Bestände umfassen 37.399 Stammaktien, 3.141 nicht freigegebene RSUs und 5.753 leistungsabhängige RSUs, deren Leistungszeiträume noch festzulegen sind. Die Einreichung offenbart zudem 83 Aktien aus dem Mitarbeiter-Aktienkaufplan (ESPP) sowie vollständig unverfallbare Mitarbeiter-Aktienoptionen für 1.770 Aktien.
FAQ
What trades did Andrew J. Surdykowski report on Form 4 for ICE?
Were the transactions executed under a Rule 10b5-1 plan?
How many ICE shares does the reporting person beneficially own after these transactions?
Does the filing disclose unvested or performance-based awards?
Are any stock options mentioned in the filing?
