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ICON PLC (ICLR) CAO discloses initial share and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ICON PLC Chief Accounting Officer Emer Lyons filed an initial ownership report showing her equity interests in the company. She directly holds 752 ordinary shares and four blocks of restricted share units covering 791, 510, 983 and 2,306 underlying ordinary shares.

Footnotes state these restricted share units were granted between May 2023 and May 2025, with vesting dates running from October 2026 through October 2028. Each unit converts into one ordinary share at a nominal price equal to the shares’ par value, which is deducted from her pay at vesting.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Lyons Emer

(Last)(First)(Middle)
C/O ICON PLC
SOUTH COUNTY BUSINESS PARK, LEOPARDSTOWN

(Street)
DUBLIND18X5R3

(City)(State)(Zip)

IRELAND

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
ICON PLC [ ICLR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares752D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (1) (1)Ordinary Shares791(2)D
Restricted Share Units (3) (3)Ordinary Shares510(2)D
Restricted Share Units (4) (4)Ordinary Shares983(2)D
Restricted Share Units (5) (5)Ordinary Shares2,306(2)D
Explanation of Responses:
1. These restricted stock units were granted on May 22, 2024 and vest in full in one installment on October 22, 2027.
2. Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting.
3. These restricted stock units were granted on May 22, 2023 and vest in full in one installment on October 22, 2026.
4. These restricted stock units were granted on October 31, 2024 and (i) 491 restricted stock units will vest on October 31, 2026 and (ii) 492 restricted stock units will vest on October 31, 2027.
5. These restricted stock units were granted on May 22, 2025 and vest in full in one installment on October 22, 2028.
Remarks:
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act. Exhibit 24 - Power of Attorney.
/s/ Erina Joan Fox, as Attorney-in-Fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Emer Lyons report owning in ICON PLC (ICLR) on this Form 3?

Emer Lyons reports direct ownership of 752 ordinary shares in ICON PLC and four sets of restricted share units covering 791, 510, 983 and 2,306 underlying ordinary shares. This filing establishes her initial disclosed equity position.

What are the vesting schedules for Emer Lyons’ ICON PLC (ICLR) restricted share units?

The restricted share units were granted in May 2023, May 2024, October 2024 and May 2025, with vesting dates from October 22, 2026 through October 22, 2028. One October 2024 grant vests in two tranches in 2026 and 2027.

How do Emer Lyons’ restricted share units in ICON PLC (ICLR) convert into shares?

Each restricted share unit represents a contingent right to receive one ordinary share of ICON PLC upon vesting. A nominal conversion price equal to the shares’ EUR 0.06 par value per underlying share is automatically deducted from her pay when the units vest.

Does this ICON PLC (ICLR) Form 3 show Emer Lyons buying or selling shares?

No buy or sell transactions are reported. The entries are holdings of ordinary shares and restricted share units, with transaction direction classified as unknown. The purpose is to disclose her existing equity awards and share ownership as she serves as Chief Accounting Officer.

What role does Emer Lyons hold at ICON PLC (ICLR) in this Form 3 filing?

Emer Lyons is identified as an officer of ICON PLC, serving as Chief Accounting Officer. As an executive, she must report her equity holdings, including ordinary shares and restricted share units, to provide transparency around insider ownership in the company.
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