ICON PLC (ICLR) CFO lists RSU and stock option holdings in Form 3

Rhea-AI Filing Summary

ICON PLC Chief Financial Officer Nigel Bernard John Clerkin filed an initial ownership report showing his equity interests in the company. He directly holds 3,855 Ordinary Shares.

He also holds several equity awards: Restricted Share Units covering 10,127, 5,558, and 2,755 underlying Ordinary Shares, plus Stock Options for 9,241 underlying Ordinary Shares with an exercise price of 185.18 per share expiring on March 6, 2033. Footnotes explain that these awards vest in scheduled annual installments between 2026 and 2029, with each restricted share unit converting into one Ordinary Share upon vesting.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Clerkin Nigel Bernard John

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Restricted Share Units	--	--	--
holding	Stock Options	--	--	--
holding	Restricted Share Units	--	--	--
holding	Restricted Share Units	--	--	--
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Share Units — 10,127 shares (Direct); Stock Options — 9,241 shares (Direct); Ordinary Shares — 3,855 shares (Direct)

Footnotes (1)

1. These restricted share units were granted on May 22, 2025 and (i) 3,375 restricted share units will vest the date of payment of withholding taxes in 2026, (ii) 3,375 restricted share units will vest on March 6, 2027, and (iii) 3,377 restricted share units will vest on March 6, 2028. Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting. These stock options were granted on March 6, 2025. Of these options, 2,310 vested in 2026, 2,310 vest in each of 2027 and 2028, and 2,311 vest in 2029, in each case on the applicable anniversary of the grant date. These restricted share units were granted on October 31, 2024 and (i) 2,778 restricted share units will vest on October 31, 2026 and (ii) 2,780 restricted share units will vest on October 31, 2027. These restricted share units were granted on March 6, 2025 and (i) 918 restricted share units will vest the date of payment of withholding taxes in 2026, (ii) 918 restricted share units will vest on March 6, 2027, and (iii) 919 restricted share units will vest on March 6, 2028.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Clerkin Nigel Bernard John

(Last) (First) (Middle)

C/O ICON PLC

SOUTH COUNTY BUSINESS PARK, LEOPARDSTOWN

(Street)

DUBLIN D18X5R3

(City) (State) (Zip)

IRELAND

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
ICON PLC [ ICLR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	3,855	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	(1)	Ordinary Shares	10,127	(2)	D
Stock Options	(3)	03/06/2033	Ordinary Shares	9,241	$185.18	D
Restricted Share Units	(4)	(4)	Ordinary Shares	5,558	(2)	D
Restricted Share Units	(5)	(5)	Ordinary Shares	2,755	(2)	D

Explanation of Responses:

1. These restricted share units were granted on May 22, 2025 and (i) 3,375 restricted share units will vest the date of payment of withholding taxes in 2026, (ii) 3,375 restricted share units will vest on March 6, 2027, and (iii) 3,377 restricted share units will vest on March 6, 2028.

2. Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting.

3. These stock options were granted on March 6, 2025. Of these options, 2,310 vested in 2026, 2,310 vest in each of 2027 and 2028, and 2,311 vest in 2029, in each case on the applicable anniversary of the grant date.

4. These restricted share units were granted on October 31, 2024 and (i) 2,778 restricted share units will vest on October 31, 2026 and (ii) 2,780 restricted share units will vest on October 31, 2027.

5. These restricted share units were granted on March 6, 2025 and (i) 918 restricted share units will vest the date of payment of withholding taxes in 2026, (ii) 918 restricted share units will vest on March 6, 2027, and (iii) 919 restricted share units will vest on March 6, 2028.

Remarks:

Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act. Exhibit 24 - Power of Attorney.

	/s/ Erina Joan Fox, as Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does ICON PLC (ICLR) CFO Nigel Clerkin report in this Form 3?

He reports his initial equity ownership in ICON PLC, including 3,855 Ordinary Shares, several blocks of Restricted Share Units tied to Ordinary Shares, and Stock Options for 9,241 underlying shares, showing his compensation is significantly equity-based.

How many ICON PLC ordinary shares does the CFO directly hold?

The CFO directly holds 3,855 Ordinary Shares of ICON PLC. In addition, he has multiple Restricted Share Unit awards and stock options that may convert into more Ordinary Shares over time as they vest, further increasing his potential equity exposure.

What equity awards does the ICON PLC (ICLR) CFO have outstanding?

He holds Restricted Share Units covering 10,127, 5,558, and 2,755 underlying Ordinary Shares, plus Stock Options for 9,241 shares. These awards vest in tranches between 2026 and 2029, aligning his incentives with long-term company performance.

When do the ICON PLC CFO’s stock options reported on Form 3 expire?

The reported Stock Options on ICON PLC Ordinary Shares, covering 9,241 underlying shares at an exercise price of 185.18 per share, are scheduled to expire on March 6, 2033, giving a multi‑year window for potential exercise.

How do the ICON PLC (ICLR) restricted share units for the CFO vest?

The Restricted Share Units vest in installments. Footnotes state different grants vest on specific dates in 2026, 2027, 2028, and 2029, with each unit converting into one Ordinary Share and a nominal par value amount deducted from pay at vesting.

Does the Form 3 show any ICON PLC share purchases or sales by the CFO?

This Form 3 lists holdings rather than new purchases or sales. It discloses the CFO’s existing Ordinary Shares, Restricted Share Units, and Stock Options, serving as an initial ownership snapshot rather than a record of recent trading activity.