T Stamp Inc SEC Filings

Potts Charles Edward, a director of T Stamp Inc, reported a grant/award acquisition of derivative securities labeled "Grants" on July 31, 2026. The award covers 1,363 derivative units representing 1,363 underlying shares of Class A Common Stock at an exercise price of $0.00 per share, bringing his direct holdings of this derivative security to 21,216 units.

T Stamp Inc director William McClintock reported an equity compensation event involving 52 Restricted Stock Units on July 31, 2026. The award carries a stated price of $0.0000 per unit and represents 52 shares of Class A Common Stock issued upon RSU vesting, bringing his directly held derivative position to 364 units. The transaction is classified as a grant or award acquisition and is not marked as being under a Rule 10b5-1 trading plan.

T Stamp Inc. described recent developments and a growing focus on sovereign-AI offerings during a shareholder call, including progress across U.S. financial services, Africa, Japan, stablecoin products, and a new "Sovereign Technology Center" model.

Management highlighted a long-standing S&P 500 bank relationship with expected gross revenue of $2.8 million in 2026 and $3 million in 2027, over 100 financial institutions using its orchestration layer, and expanding work with major African and Japanese counterparties. In Africa, discussions include Africa’s largest telecom and government projects in Ghana and Nigeria; for planning, a broader regional pipeline is discounted to $4.6 million for the balance of 2026–2027. The company delivered its first sovereign large language model for a client’s own data center, expected to generate over $550,000 in 2026 revenue at about 93% gross margin. Across existing U.S. and African clients and actively engaged prospects, management cited a combined pipeline of $42.4 million, internally discounted to $12.4 million through the end of 2027. The new Sovereign Technology Center concept, starting in Gozo, Malta, will use air-gapped, solar-powered infrastructure to deliver privacy-focused AI models that can be replicated for other jurisdictions.

T Stamp Inc. held its deferred 2025 Annual Meeting of Stockholders on July 7, 2026, with 51.69% of common stock represented. Stockholders elected Class III directors David Curmi and Berta Pappenheim to serve until the 2028 annual meeting, ratified CBIZ CPAs P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2025, and approved the issuance of Private Placement Warrants issued under the Armistice Securities Purchase Agreement. The warrants consist of Series A common warrants exercisable for up to 370,370 shares of Class A Common Stock and Series B common warrants exercisable for up to 277,778 shares, each at an exercise price of $8.10 per share, for a total of up to 648,148 shares issuable under Nasdaq Listing Rule 5635(d).

T Stamp Inc director William McClintock reported a compensation-related equity award. On the reported date, he acquired 52 restricted stock units at a price of $0.00 per unit, each representing one share of Class A Common Stock. The footnote explains these units correspond to shares issued upon the vesting of RSUs. Following this grant, his directly held restricted stock units total 312, reflecting a small, routine equity award rather than an open-market purchase or sale.

T Stamp Inc director Charles Edward Potts reported receiving a grant of 1,582 derivative awards on Class A Common Stock on June 30, 2026. The awards have a conversion price of $0.00 per share and are classified as a grant, award, or other acquisition. Following this compensation-related grant, Potts directly holds 19,853 shares or equivalents of Class A Common Stock.

T Stamp Inc Schedule 13G/A discloses that Galloway Capital Partners, LLC, Galloway Capital, LP and Bruce Galloway beneficially own 764,000 shares of Common Stock, representing 13.64% of the class. The filing states shares outstanding were 5,599,964 as of May 13, 2026. The filing says its purpose is to "reflect the ownership" of the Reporting Persons and notes Mr. Galloway is the managing member of Galloway Capital Partners, LLC and owns approximately 40% of the partnership interests in Galloway Capital, LP as of June 30, 2026.

T Stamp Inc. entered into a Note Purchase Agreement with Streeterville Capital, issuing a secured promissory note with a $5,510,000 principal balance, including a $500,000 original issue discount and $10,000 of transaction expenses, for cash proceeds of $5,000,000. The note bears 9% annual interest, matures on June 25, 2028, and is secured by all company assets, with tight covenants restricting new debt and liens without investor consent. From June 25, 2027, the investor can demand monthly redemptions, and from December 25, 2026 an exit fee of 7% applies to repayments, while default raises interest to 22%. In an accompanying press release, the CEO said the company chose this 24‑month loan instead of equity, citing apparent short selling pressure, and noted that the financing adds $5 million of cash and lifts cash plus receivables above $7.6 million, up from more than $2.6 million previously.

Ming Tracy reported acquisition or exercise transactions in this Form 4 filing.

T Stamp Inc’s financial controller, Ming Tracy, received a grant of 2,669 Restricted Stock Units. Each RSU represents the right to receive one share of Class A common stock upon vesting. Following this award, Tracy holds 5,955 derivative-based shares tied to the company’s common stock.