RBC Capital Markets lists IDN common share resale entries (IDN)

Rhea-AI Filing Summary

RBC Capital Markets LLC filed a Form 144 notice relating to proposed sales of Common stock for ticker IDN. The excerpt lists proposed or reported transactions including 05/16/2023 (200 shares), 12/14/2023 (5,000 shares) and 06/11/2025 (350 shares). The filing names RBC Capital Markets LLC as a broker-dealer and references Nasdaq.

Insights

Securities Compliance Attorney

Notice of proposed resale transactions through a broker-dealer; routine regulatory disclosure.

The filing fragment lists multiple dated entries showing quantities of Common shares and names RBC Capital Markets LLC as the broker-dealer handling the activity. These lines are procedural disclosures required when restricted or control stock is proposed to be sold.

Timing and total proceeds are not disclosed in the excerpt; subsequent Form 144 or broker confirmations would supply sale timing and pricing.

Key Figures

Reported entry - May: 200 shares Reported entry - December: 5,000 shares Reported entry - June: 350 shares

3 metrics

Reported entry - May 200 shares entry dated 05/16/2023

Reported entry - December 5,000 shares entry dated 12/14/2023

Reported entry - June 350 shares entry dated 06/11/2025

Key Terms

Form 144, OPEN MARKET, Broker-dealer

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

OPEN MARKET market

"COMMON | 05/16/2023 | OPEN MARKET PURCHASE | OPEN MARKET"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Broker-dealer regulatory

"RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS MN 55401	5550	23421.00	20251221	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/16/2023	OPEN MARKET PURCHASE	OPEN MARKET			200	05/16/2023	CHECK
COMMON	12/14/2023	OPEN MARKET PURCHASE	OPEN MARKET			5000	12/14/2023	CHECK
COMMON	06/11/2025	OPEN MARKET PURCHASE	OPEN MARKET			350	06/11/2025	CHECK

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for IDN by RBC Capital Markets LLC indicate?

It indicates proposed resale activity of IDN common shares through a broker-dealer. The excerpt lists dated entries for 200, 5,000, and 350 shares tied to open market transactions, naming RBC Capital Markets LLC as the intermediary.

Are the quantities in the excerpt the total shares being registered for resale?

The excerpt shows specific dated entries of 200, 5,000, and 350 shares as reported transactions. The filing fragment does not state an aggregate registered total or whether additional shares are included.

Does the Form 144 excerpt state when the sales will occur for IDN shares?

No. The provided excerpt lists dates associated with reported transactions (05/16/2023, 12/14/2023, 06/11/2025) but does not specify future sale execution dates or pricing in this fragment.

Who is the broker-dealer listed in the Form 144 excerpt for IDN sales?

The broker-dealer named is RBC Capital Markets LLC, with an address shown as 250 Nicollet Mall, Suite 1700, Minneapolis, MN. The excerpt identifies them in connection with the reported open-market activity.

Does this Form 144 fragment disclose proceeds or pricing for the IDN share entries?

No. The fragment lists share counts and dates for each entry but does not provide sale prices, aggregate proceeds, or the economic terms of the transactions in the text provided.