IESC Form 144 Filed for 3,000-Share Insider Sale Valued $985,830

Rhea-AI Filing Summary

IES Holdings, Inc. (IESC) Form 144 notice shows a proposed sale of 3,000 shares of common stock on 08/19/2025 on NASDAQ with an aggregate market value of $985,830.00. The 3,000 shares were acquired in two equity-compensation events in December 2022: 1,176 shares on 12/01/2022 and 1,824 shares on 12/04/2022. The filer reports nothing to report for securities sold in the past three months. The form includes the standard representation that the seller is not aware of undisclosed material adverse information and a signature attesting to that statement.

Positive

• All shares to be sold were acquired via equity compensation, which clarifies the origin of the holdings
• No securities sold in the past three months by the filer, per the filing

Negative

• Planned insider sale of 3,000 shares valued at $985,830.00 could be viewed as insider liquidity rather than retention
• Filing lacks the filers stated relationship to the issuer, reducing contextual transparency

Insights

Securities Analyst

TL;DR: Insider intends to sell 3,000 shares acquired via equity compensation in December 2022, valued at $985,830, disclosed under Rule 144.

The filing is a routine Rule 144 disclosure of an intended sale rather than an executed trade. The shares were granted as equity compensation in two tranches in December 2022 totaling 3,000 shares. The proposed sale date and exchange are specified, and there are no reported sales by the filer in the prior three months. For investors, this is a disclosure of insider liquidity activity without additional operational or financial details in the filing itself.

Corporate Governance Expert

TL;DR: This Form 144 documents a planned insider sale from equity awards and includes the required attestation about material non-public information.

The notice follows required Rule 144 procedures: it identifies the class, broker, number of shares, market value, acquisition dates, and that the shares originated from equity compensation. The attestation on undisclosed material information is present, and no related-party sales in the prior three months are reported. The filing does not disclose the filers relationship to the issuer or any trading plan details, which limits governance-readers ability to assess context beyond the mechanics of the proposed disposal.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	3000	985830.00	19854463	08/19/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/01/2022	Equity Compensation	Issuer			1176	12/01/2022	N/A
Common	12/04/2022	Equity Compensation	Issuer			1824	12/04/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does IESC's Form 144 report?

The form reports a proposed sale of 3,000 common shares on 08/19/2025 on NASDAQ with an aggregate market value of $985,830.00.

When were the shares being sold by IESC acquired?

The 3,000 shares were acquired via equity compensation in two events on 12/01/2022 (1,176 shares) and 12/04/2022 (1,824 shares).

Did the filer sell any IESC securities in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.

On which exchange will the proposed sale be executed?

NASDAQ is listed as the securities exchange for the proposed sale.

Does the Form 144 indicate any undisclosed material information?

The filer represents they do not know any material adverse information that has not been publicly disclosed.