Welcome to our dedicated page for IES Holdings SEC filings (Ticker: IESC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
IES Holdings, Inc. filings document operating results, Regulation FD disclosures, governance matters, and capital-structure information for its electrical, technology, and infrastructure services business. Its 8-K reports furnish quarterly earnings releases and related investor materials, and also record material-event disclosures such as executive compensation arrangements and material agreements.
The company’s proxy and annual-meeting filings cover director elections, auditor ratification, advisory executive-compensation votes, board and governance matters, and named executive officer compensation. These records also provide formal disclosure around shareholder voting outcomes, compensation plans, and other governance items tied to IES Holdings’ public-company reporting obligations.
Janzen Kelly reported acquisition or exercise transactions in this Form 4 filing.
IES Holdings, Inc. director Kelly Janzen received a grant of 34 shares of common stock. These shares were awarded under the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, after she elected to take part of her board retainer in stock instead of cash or phantom stock units.
Following this grant, Janzen directly holds 263 shares of IES Holdings common stock. The transaction is recorded as a grant or award, not an open-market purchase or sale.
IES Holdings, Inc. director Todd M. Cleveland reported receiving a grant of 37 shares of common stock in the form of Phantom Stock Units (PSUs) as part of his board retainer. The units were granted at $0.00 per share as compensation, not through an open-market purchase.
Following this award, Cleveland holds a total of 60,911 shares of IES common stock. Each PSU converts into one share of common stock when he leaves the board of directors for any reason or if a change of control occurs under the company’s 2006 Equity Incentive Plan.
IES Holdings director John Louis Fouts received an equity-based compensation award in the form of phantom stock units. On the reported date, he acquired 69 Phantom Stock Units under the IES Holdings, Inc. 2006 Equity Incentive Plan by electing to take part of his board retainer in PSUs instead of cash or common stock.
Each unit is designed to convert into one share of IES common stock when he leaves the board for any reason or upon a change of control, as defined in the plan. Following this grant, Fouts directly holds 8,488 shares or units tied to IES common stock.
IES Holdings, Inc. director David B. Gendell received a grant of 34 Phantom Stock Units as part of his board retainer on common stock. These units were issued at no cash cost under the company’s 2006 Equity Incentive Plan and convert one-for-one into common shares when he leaves the board or upon a change of control as defined in the plan.
Following this grant, Gendell directly holds 70,821 shares of IES common stock, with additional indirect holdings of 40,000 shares in a family trust and 6,000 shares in an IRA.
Baldock Jennifer A reported acquisition or exercise transactions in this Form 4 filing.
IES Holdings, Inc. director Jennifer A. Baldock reported a small equity-based compensation grant rather than an open-market trade. She received 36 shares of common stock at a price of $0.00 per share as part of her director retainer, electing stock instead of cash or phantom stock units under the IES Holdings, Inc. 2006 Equity Incentive Plan.
Following this grant, she holds 5,615 common shares directly and 375 common shares indirectly through a family limited liability company that she co-manages. The filing reflects routine compensation-related share issuance and updated ownership levels.
IES Holdings, Inc. director Joe D. Koshkin reported receiving an award of 39 shares of Common Stock-equivalent Phantom Stock Units on July 1, 2026. These units were granted at a price of $0.00 per unit as part of his director retainer compensation.
Following this grant, Koshkin directly holds 44,895 shares of IES Holdings common stock, indicating the award is small relative to his existing position. Each Phantom Stock Unit will convert into one share of common stock when he leaves the board for any reason or upon a qualifying change of control under the company’s 2006 Equity Incentive Plan.
IES Holdings, Inc. filed a shelf registration statement on Form S-3 to register an indeterminate amount of securities — common stock, preferred stock, debt securities and warrants — for sale from time to time after this Registration Statement becomes effective. The prospectus states the company may sell securities through underwriters, dealers, agents or directly and that specific terms will be provided in prospectus supplements. The prospectus notes 22,049,529 shares of common stock issued and 19,923,887 shares outstanding as of March 31, 2026, and reports a last reported sale price of $699.98 per share on July 1, 2026.
IES Holdings, Inc. insider entities associated with Jeffrey L. Gendell reported open-market sales of 46,720 shares of Common Stock on June 12, 2026. The trades, executed by Tontine Capital Partners, L.P., occurred at weighted-average prices between $750.24 and $764.54 per share. After these transactions, filings show various affiliated Tontine entities and Mr. Gendell together directly holding more than 10 million shares and additional phantom stock units.
IES Holdings, Inc. director Todd M. Cleveland reported open-market sales of a total of 5,000 shares of Common Stock on June 12, 2026. The shares were sold at weighted average prices in ranges between $760.00 and $763.86 per share. After these transactions, he directly holds 60,874 shares.
IESC (Common Stock) notice of proposed sale of securities by an affiliate. The filing lists 15,000 shares and an aggregate dollar figure of $11,250,000.00 associated with the common stock, with a reference date of 06/12/2026. The filing shows transactions by Todd Cleveland: sale of 10,000 shares on 05/08/2026 for $6,630,000.00 and sale of 922 shares on 05/06/2026 for $628,389.00.