IES Holdings director granted 34 shares in stock award

Janzen Kelly reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Janzen Kelly reported acquisition or exercise transactions in this Form 4 filing.

IES Holdings, Inc. director Kelly Janzen received a grant of 34 shares of common stock. These shares were awarded under the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, after she elected to take part of her board retainer in stock instead of cash or phantom stock units.

Following this grant, Janzen directly holds 263 shares of IES Holdings common stock. The transaction is recorded as a grant or award, not an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 34 shares

Grant/Award 1 txn

Insider Janzen Kelly

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	34	$0.00	$0.00

Holdings After Transaction: Common Stock — 263 shares (Direct)

Footnotes (1)

1. F1. Represents shares of common stock granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, upon Ms. Janzen electing to receive shares in lieu of cash or phantom stock units for that portion of her retainer.

Key Figures

Shares granted: 34 shares Post-transaction holdings: 263 shares Transaction code: A (grant, award, or other acquisition) +1 more

4 metrics

Shares granted 34 shares Common stock grant to director on 2026-07-01

Post-transaction holdings 263 shares Director’s direct holdings after grant

Transaction code A (grant, award, or other acquisition) Indicates compensation-related share award

Price per share $0.0000 per share Reflects non-cash compensation grant

Key Terms

Equity Incentive Plan, phantom stock units, retainer, Grant, award, or other acquisition

4 terms

Equity Incentive Plan financial

"granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

phantom stock units financial

"in lieu of cash or phantom stock units for that portion of her retainer"

Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.

retainer financial

"for that portion of her retainer"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did IES Holdings (IESC) director Kelly Janzen report in this Form 4?

Kelly Janzen reported receiving 34 shares of IES Holdings common stock. The shares were granted under the 2006 Equity Incentive Plan after she chose to take part of her director retainer in stock rather than cash or phantom stock units.

Was the IES Holdings (IESC) Form 4 transaction a stock purchase or sale?

The Form 4 shows a grant, not a market trade. Janzen received 34 shares as a compensation award, classified as a grant or other acquisition, rather than buying or selling shares in the open market.

How many IES Holdings (IESC) shares does Kelly Janzen hold after this grant?

After the reported grant, Janzen directly holds 263 shares of IES Holdings common stock. This figure reflects her position immediately following the 34-share award described in the Form 4 filing.

Under what plan were the new IES Holdings (IESC) shares granted to Kelly Janzen?

The 34 shares were granted under the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated. The filing notes Janzen elected to receive shares instead of cash or phantom stock units for part of her board retainer.

What does the transaction code “A” mean in the IES Holdings (IESC) Form 4?

The transaction code “A” indicates a grant, award, or other acquisition of securities. In this case, it reflects 34 shares of IES Holdings common stock granted to director Kelly Janzen as part of her compensation, not an open-market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 05:20 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Janzen Kelly

(Last) (First) (Middle)

13131 DAIRY ASHFORD ROAD

SUITE 500

(Street)

SUGAR LAND TEXAS 77478

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
IES Holdings, Inc. [ IESC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	07/01/2026		A		34	A	$0	263	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, upon Ms. Janzen electing to receive shares in lieu of cash or phantom stock units for that portion of her retainer.

Remarks:

	/s/ Mary K. Newman, Attorney-in-Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)