Insider Notice: 5,000 IESC Shares to Be Sold via J.P. Morgan

Rhea-AI Filing Summary

IES Holdings filed a Form 144 notifying a proposed sale of 5,000 common shares through J.P. Morgan Securities LLC, to be sold on Nasdaq with an approximate sale date of 08/11/2025. The filing lists an aggregate market value of $1,722,250 and total outstanding shares of 19,854,463.

The shares were acquired on 12/06/2022 via stock award vesting and no securities were reported sold in the past three months. The signer represents they do not know any material nonpublic information about the issuer; the notice is submitted under Rule 144.

Positive

• Complete Rule 144 disclosure: broker, acquisition method, acquisition date, proposed sale date, aggregate market value, and outstanding shares are provided.
• Small position relative to outstanding shares: 5,000 of 19,854,463 shares (approximately 0.025%), suggesting limited market impact.

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine Rule 144 notice for 5,000 shares; the sale size is immaterial relative to outstanding stock.

The filing discloses a proposed sale of 5,000 common shares with an aggregate market value of $1,722,250. Against 19,854,463 shares outstanding, 5,000 shares represent approximately 0.025% of the float, indicating the transaction is unlikely to be material to the company's capitalization. No securities were reported sold in the past three months, and acquisition details show a 12/06/2022 stock award vesting. Impact on market valuation or control is expected to be neutral.

Compliance/Governance Expert

TL;DR: Filing includes required Rule 144 details—acquisition date, broker, proposed sale date, and signer certification.

The Form 144 provides the broker name (J.P. Morgan Securities LLC), the nature of acquisition (stock award vesting), and the approximate sale date (08/11/2025). The notice also states the signer does not possess undisclosed material adverse information. From a governance and disclosure perspective, the document contains the key elements that Rule 144 requires, supporting procedural compliance. There are no reported sales in the prior three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017	5000	1722250	19854463	08/11/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/06/2022	Stock Award Vesting	Issuer			5000	12/06/2022	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did IES Holdings (IESC) file in this Form 144?

The company filed a Form 144 notifying a proposed sale of 5,000 common shares under Rule 144.

How many IESC shares are proposed for sale and what is the aggregate value?

The filing shows 5,000 shares with an aggregate market value of $1,722,250.

When were the shares acquired and by what method?

The shares were acquired on 12/06/2022 via stock award vesting.

Who is the broker and where will the IESC shares be sold?

The broker listed is J.P. Morgan Securities LLC, and the sale is to occur on Nasdaq with an approximate date of 08/11/2025.

Has the filer sold any IESC securities in the past three months?

The filing reports Nothing to Report for securities sold during the past three months.

What portion of outstanding IESC shares does the proposed sale represent?

The proposed sale of 5,000 shares versus 19,854,463 outstanding shares is approximately 0.025%.