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Western Asset Investment Grade Opportunity Trust Inc. (IGI) has a new Form 3 on file naming Brett Michael Mossman as a reporting person. He is identified as a Senior Vice President/Investment Manager, and this initial beneficial ownership report shows no securities positions or transactions for him in IGI at this time.
Western Asset Investment Grade Opportunity Trust Inc. (IGI) filed an initial statement of beneficial ownership (Form 3) for Ann Elizabeth Doyle, identified as a Senior Vice President of the trust. The filing does not report any specific equity or derivative holdings or any insider transactions.
Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of common shares of Western Asset Investment Grade Opportunity Trust Inc. As of June 30, 2026, Karpus beneficially owned 529,003 common shares, representing 8.83% of the outstanding class.
Karpus, a New York corporation and registered investment adviser, has sole voting power and sole dispositive power over all 529,003 shares, with no shared voting or dispositive power. The shares are owned directly by accounts managed by Karpus. Karpus is controlled by City of London Investment Group plc, but informational barriers mean voting and investment power over these securities is exercised independently by Karpus.
1607 Capital Partners, LLC and the Asset Management Committee of Dominion Energy, Inc. report their beneficial ownership of Western Asset Investment Grade Opportunity Trust Inc. common stock. 1607, as investment adviser under its client investment management agreements, is the beneficial owner of 331,558 shares, representing 5.54% of the common stock, with sole power to vote and dispose of these shares.
The Asset Management Committee of Dominion Energy, Inc. is deemed the beneficial owner of 169,008 shares, or 2.82% of the class, solely because it can terminate its investment management agreement with 1607 on less than sixty days’ written notice. Dominion currently has no authority to vote or dispose of these shares and disclaims beneficial ownership except to the extent of its pecuniary interest.
Western Asset Investment Grade Opportunity Trust Inc. Schedule 13G/A shows 1607 Capital Partners, LLC reports beneficial ownership of 406,754 shares (representing 6.79% of the class) and the Asset Management Committee of Dominion Energy, Inc. reports 321,704 shares (5.37%). The filing explains these amounts arise from investment management agreements where 1607 has sole voting and dispositive power; Dominion's ownership is recorded because it may terminate its IMA with less than sixty days' notice.
Western Asset Investment Grade Opportunity Trust Inc. Karpus Management, Inc. reports beneficial ownership of 383,342 shares of Common stock, representing 6.40% of the class as disclosed in Item 4. The shares are owned directly by accounts managed by Karpus, which holds sole voting and sole dispositive power over 383,342 shares.
UBS Group AG filed Amendment No. 1 to a Schedule 13G/A reporting no beneficial ownership of Common Stock of Western Asset Investment Grade Opportunity Trust Inc. The filing lists 0 shares beneficially owned, representing 0% of the class, and states the filing is made on behalf of UBS Group AG and its wholly owned subsidiaries.
Western Asset Investment Grade Opportunity Trust Inc. (IGI) received an initial ownership report from Stout Kim, identified as CCO/Subadviser. This Form 3 does not list any transactions or derivative positions and shows no share holdings or activity reported in this filing.
Western Asset Investment Grade Opportunity Trust Inc. (IGI) is calling an annual stockholder meeting on April 17, 2026 at 10:00 a.m. in New York. Holders of common stock at the February 6, 2026 record date, when 5,993,650 shares were outstanding, may vote.
Stockholders will vote on electing three Class II directors—Nisha Kumar, Hillary A. Sale, and Jane E. Trust—to terms expiring at the 2029 annual meeting, and on ratifying PricewaterhouseCoopers LLP as independent registered public accountants for the fiscal year ending November 30, 2026.
The Board is majority independent, led by Chair Eileen A. Kamerick, and operates Audit, Nominating, Compensation, and Pricing and Valuation Committees composed solely of independent directors. The Fund has opted into the Maryland Control Share Acquisition Act, limiting voting rights for large “control share” positions unless reinstated by stockholder vote.
Western Asset Investment Grade Defined Opportunity Trust Inc. (IGI) submitted an N-CEN annual report as a registered investment company. The filing is largely administrative, detailing the fund’s governance, service providers, and regulatory elections, without presenting performance or earnings data.
The report lists relationships with investment advisers, sub-advisers, transfer agents, custodians, pricing and shareholder servicing agents, along with directors and the chief compliance officer framework. It also discloses trading activity data, including 3,281.35000000 in aggregate brokerage commissions paid during the reporting period and multiple principal transactions with dealers, some exceeding 28,125,445.01000000 in total purchases and sales.