[Form 4] Information Services Group, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Bruce Pfau, a director of Information Services Group, Inc. (III), reported a sale of 6,000 shares of the issuer's common stock on 08/12/2025 at a price of $4.98 per share to satisfy tax obligations. Following the reported transaction, the filing shows Mr. Pfau beneficially owns 175,419 shares as a direct owner. The Form 4 was filed as a single reporting-person filing and the signature on the form was provided by an attorney-in-fact on 08/14/2025. The filer checked the box indicating the reporting person is a Director. The form states the sale was carried out to satisfy tax obligations and provides no other transactions or derivative holdings.

Positive

• Transparent disclosure of the insider sale including number of shares, sale price, and stated reason
• Filing meets Section 16 reporting and was signed via attorney-in-fact, indicating procedural compliance

Negative

• Insider sale by a director reduces his direct holdings, which some investors may view negatively
• No indication that the sale was made under a 10b5-1 plan (checkbox not checked), so timing may attract investor attention

Insights

Financial Analyst

TL;DR: A routine insider sale of 6,000 shares was disclosed, leaving 175,419 shares beneficially owned; the sale was for tax purposes.

The Form 4 documents a straightforward disposition by a company director rather than an exercise or derivative transaction. The filing specifies the sale price of $4.98 per share and explicitly states the purpose was to satisfy tax obligations, which is a common non-informational reason for insider sales. There are no derivative positions or additional dispositions reported. For investors, this is a transparent disclosure of insider liquidity but no new operational or financial information about the company is provided in the filing.

Corporate Governance Expert

TL;DR: Routine compliance disclosure: director sold shares to meet tax liabilities; form properly signed by attorney-in-fact.

The filing indicates proper Section 16 reporting by a director with the sale annotated as satisfying tax obligations, which aligns with common governance practices for insiders managing tax events. The Form 4 was filed by one reporting person and bears an attorney-in-fact signature dated August 14, 2025, satisfying signature requirements. The disclosure does not show any planned trading program checkbox or 10b5-1 indication. From a governance standpoint, the form meets basic transparency expectations but does not convey material governance changes or concerns.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pfau Bruce

(Last) (First) (Middle)

2187 ATLANTIC STREET

(Street)

STAMFORD CT 06902

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Information Services Group Inc. [ III ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Shares of Common Stock	08/12/2025		S(1)		6,000	D	$4.98	175,419	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale of shares of common stock to satisfy tax obligations.

	/s/ Michael A. Sherrick, Attorney-in-Fact	08/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Bruce Pfau (III) report on Form 4?

The Form 4 reports a sale of 6,000 shares of Information Services Group, Inc. common stock on 08/12/2025 at $4.98 per share to satisfy tax obligations.

How many shares does Bruce Pfau beneficially own after the transaction?

After the reported sale, the filing shows Mr. Pfau beneficially owns 175,419 shares as a direct owner.

Was the Form 4 filed by more than one reporting person?

No. The filing indicates it was a Form filed by One Reporting Person.

Did the filing indicate the sale was part of a 10b5-1 trading plan?

No. The form does not check the box indicating a transaction pursuant to a 10b5-1 plan; the stated reason is to satisfy tax obligations.

Who signed the Form 4 and when?

The signature on the form was provided by Michael A. Sherrick, Attorney-in-Fact on 08/14/2025.