i3 Verticals CFO has 1,476 shares withheld

i3 Verticals’ CFO had 1,476 shares withheld to cover taxes on vested RSUs, leaving him with 54,819 directly held shares.

Rhea-AI Filing Summary

i3 Verticals, Inc. (IIIV) reported that Chief Financial Officer Geoffrey C. Smith had 1,476 shares of Class A common stock withheld on September 20, 2026 to cover tax liabilities associated with vesting equity awards. Following this tax-withholding event, he directly held 54,819 shares of Class A common stock.

The withheld shares related to the vesting of 3,750 restricted stock units that were originally granted on September 20, 2024, and no Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Tax Withholding: 1,476 shares

Tax Withholding 1 txn

Insider SMITH GEOFFREY C.

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A common stock, par value $0.0001 per share F1	1,476	$14.78	$22K

Holdings After Transaction: Class A common stock, par value $0.0001 per share — 54,819 shares (Direct)

Footnotes (1)

1. F1. Reflects the shares withheld to cover the payment of taxes following the vesting of 3,750 restricted stock units originally granted on September 20, 2024.

Key Figures

Shares withheld for taxes: 1,476 shares Price used for tax withholding: $14.78 per share Shares held after transaction: 54,819 shares +2 more

5 metrics

Shares withheld for taxes 1,476 shares Withheld on September 20, 2026 to cover tax liability on vesting

Price used for tax withholding $14.78 per share Value applied to the 1,476 withheld shares

Shares held after transaction 54,819 shares Direct Class A common stock holdings after September 20, 2026 event

Restricted stock units vested 3,750 units RSUs originally granted on September 20, 2024 that vested and triggered withholding

Grant date of RSUs September 20, 2024 Original grant date of 3,750 restricted stock units

Key Terms

restricted stock units, withheld, vesting

3 terms

restricted stock units financial

"Reflects the shares withheld to cover the payment of taxes following the vesting of 3,750 restricted stock units originally granted on September 20, 2024."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

withheld financial

"Reflects the shares withheld to cover the payment of taxes following the vesting of 3,750 restricted stock units originally granted on September 20, 2024."

vesting financial

"Reflects the shares withheld to cover the payment of taxes following the vesting of 3,750 restricted stock units originally granted on September 20, 2024."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did i3 Verticals (IIIV) disclose for its CFO?

The company disclosed that its Chief Financial Officer, Geoffrey C. Smith, had 1,476 shares of Class A common stock withheld on September 20, 2026 to cover tax liabilities arising from the vesting of previously granted restricted stock units.

How many i3 Verticals (IIIV) shares does the CFO hold after this Form 4 transaction?

After the September 20, 2026 tax-withholding event, Geoffrey C. Smith directly held 54,819 shares of i3 Verticals Class A common stock, as reported in the Form 4 filing.

Was the i3 Verticals (IIIV) CFO’s September 2026 transaction a market sale?

No. The Form 4 states the transaction was a payment of tax liability by delivering or withholding securities, meaning 1,476 shares were withheld to cover taxes rather than sold in the open market.

What equity award triggered the tax withholding for i3 Verticals (IIIV) CFO?

The tax withholding related to the vesting of 3,750 restricted stock units that were originally granted to Geoffrey C. Smith on September 20, 2024, as described in the filing footnote.

Was the i3 Verticals (IIIV) CFO’s transaction made under a Rule 10b5-1 plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported for the September 20, 2026 tax-withholding transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/22/2026 - 05:14 PM Accepted by SEC EDGAR 09/22/2026 - 05:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SMITH GEOFFREY C.

(Last) (First) (Middle)

40 BURTON HILLS BLVD.

SUITE 415

(Street)

NASHVILLE TENNESSEE 37215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
i3 Verticals, Inc. [ IIIV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock, par value $0.0001 per share	09/20/2026		F		1,476(1)	D	$14.78	54,819	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects the shares withheld to cover the payment of taxes following the vesting of 3,750 restricted stock units originally granted on September 20, 2024.

Remarks:

	/s/ Paul Maple, Attorney-in-Fact for Geoffrey C. Smith	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)