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Innovative Industrial (NYSE: IIPR) grants 33,960 RSUs to executive chair

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gold Alan D reported acquisition or exercise transactions in this Form 4 filing.

Innovative Industrial Properties executive chairman Alan D. Gold reported an equity award of 33,960 restricted stock units (RSUs) on common stock. The RSUs were granted on June 19, 2026 and each unit represents the right to receive one share of common stock upon vesting.

One‑third of these RSUs is scheduled to vest on each of January 1, 2027, January 1, 2028, and January 1, 2029, subject to continued service and vesting conditions under the company’s nonqualified deferred compensation plan. Following the reported positions, Gold holds 213,308 common shares directly, plus additional indirect holdings through family trusts.

Positive

  • None.

Negative

  • None.
Insider Gold Alan D
Role EXECUTIVE CHAIRMAN
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2026 33,960 $0.00 --
holding Restricted Stock Units 2020 -- -- --
holding Restricted Stock Units 2021 -- -- --
holding Restricted Stock Units 2022 -- -- --
holding Restricted Stock Units 2023 -- -- --
holding Restricted Stock Units 2024 -- -- --
holding Restricted Stock Units 2025 -- -- --
holding Restricted Stock Units 2026 -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units 2026 — 33,960 shares (Direct, null); Restricted Stock Units 2020 — 15,978 shares (Direct, null); Restricted Stock Units 2021 — 12,612 shares (Direct, null); Restricted Stock Units 2022 — 16,218 shares (Direct, null); Restricted Stock Units 2023 — 31,566 shares (Direct, null); Restricted Stock Units 2024 — 38,124 shares (Direct, null); Restricted Stock Units 2025 — 45,438 shares (Direct, null); Common Stock — 213,308 shares (Direct, null); Common Stock — 58,500 shares (Indirect, By SLAT)
Footnotes (1)
  1. A Spousal Lifetime Access Trust ("SLAT") for the benefit of the reporting person's spouse and adult child. The reporting person and the reporting person's spouse control the entity that serves as trustee of the SLAT. SMG Irrevocable Trust for the benefit of the reporting person's adult child. The reporting person and the reporting person's spouse control the entity that serves as trustee of SMG Irrevocable Trust. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Innovative Industrial Properties, Inc.'s (the "Company") common stock. One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2027, January 1, 2028, and January 1, 2029, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan. One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2025, January 1, 2026, and January 1, 2027, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan. One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2026, January 1, 2027, and January 1, 2028, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan.
New RSU grant 2026 33,960 units Restricted Stock Units 2026 granted on June 19, 2026
Direct common stock holdings 213,308 shares Common Stock directly owned after reported positions
Indirect holdings by trust 2,600 shares Common Stock held indirectly by irrevocable trust
Indirect holdings by SLAT 58,500 shares Common Stock held indirectly via Spousal Lifetime Access Trust
RSUs 2025 position 45,438 units Restricted Stock Units 2025 underlying common shares
RSUs 2024 position 38,124 units Restricted Stock Units 2024 underlying common shares
RSUs 2023 position 31,566 units Restricted Stock Units 2023 underlying common shares
RSUs 2022 position 16,218 units Restricted Stock Units 2022 underlying common shares
Spousal Lifetime Access Trust ("SLAT") financial
"A Spousal Lifetime Access Trust ("SLAT") for the benefit of the reporting person's spouse and adult child."
SMG Irrevocable Trust financial
"SMG Irrevocable Trust for the benefit of the reporting person's adult child."
restricted stock unit ("RSU") financial
"Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Company's common stock."
Nonqualified Deferred Compensation Plan financial
"The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan."
A nonqualified deferred compensation plan is an arrangement where an employer lets select employees postpone receiving part of their pay or bonuses until a future date, often at retirement, so taxes are paid later. It matters to investors because these payouts are typically unsecured promises by the company—like an internal IOU—so they create future cash obligations and expose the company to extra liability risk if the business falters, and they also reveal how executives are being paid and motivated.
NQDC Plan financial
"The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gold Alan D

(Last)(First)(Middle)
C/O INNOVATIVE INDUSTRIAL PROPERTIES
11440 WEST BERNARDO COURT, SUITE 100

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
INNOVATIVE INDUSTRIAL PROPERTIES INC [ IIPR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
EXECUTIVE CHAIRMAN
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock213,308D
Common Stock58,500IBy SLAT(1)
Common Stock2,600IBy Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units 2026(3)06/19/2026A33,960 (4) (4)Common Stock33,960$033,960D
Restricted Stock Units 2020(3) (5) (5)Common Stock15,97815,978D
Restricted Stock Units 2021(3) (5) (5)Common Stock12,61212,612D
Restricted Stock Units 2022(3) (5) (5)Common Stock16,21816,218D
Restricted Stock Units 2023(3) (5) (5)Common Stock31,56631,566D
Restricted Stock Units 2024(3) (6) (6)Common Stock38,12438,124D
Restricted Stock Units 2025(3) (7) (7)Common Stock45,43845,438D
Restricted Stock Units 2026(3) (4) (4)Common Stock66,70266,702D
Explanation of Responses:
1. A Spousal Lifetime Access Trust ("SLAT") for the benefit of the reporting person's spouse and adult child. The reporting person and the reporting person's spouse control the entity that serves as trustee of the SLAT.
2. SMG Irrevocable Trust for the benefit of the reporting person's adult child. The reporting person and the reporting person's spouse control the entity that serves as trustee of SMG Irrevocable Trust.
3. Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Innovative Industrial Properties, Inc.'s (the "Company") common stock.
4. One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2027, January 1, 2028, and January 1, 2029, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
5. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
6. One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2025, January 1, 2026, and January 1, 2027, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
7. One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2026, January 1, 2027, and January 1, 2028, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan.
/s/ Alan D. Gold06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Alan D. Gold report for IIPR on June 19, 2026?

Alan D. Gold reported receiving 33,960 restricted stock units in Innovative Industrial Properties common stock. These RSUs are a compensation grant and do not reflect an open‑market stock purchase or sale, but they increase his potential future equity exposure if vesting conditions are met.

How do Alan D. Gold’s new RSUs in IIPR vest over time?

The 33,960 RSUs vest in three equal installments on January 1, 2027, January 1, 2028, and January 1, 2029. Vesting requires Gold to remain a non‑employee director or employee and satisfy conditions under the company’s nonqualified deferred compensation plan.

What are Alan D. Gold’s reported common stock holdings in IIPR after this Form 4?

After the reported positions, Gold directly holds 213,308 shares of Innovative Industrial Properties common stock. He also has indirect ownership of 2,600 shares via an irrevocable trust and 58,500 shares via a spousal lifetime access trust associated with his family.

What additional equity awards in IIPR does Alan D. Gold hold besides the 2026 RSUs?

Gold holds multiple RSU awards tied to Innovative Industrial Properties common stock, including 45,438 RSUs from 2025, 38,124 from 2024, 31,566 from 2023, 16,218 from 2022, 12,612 from 2021, and 15,978 from 2020, all subject to their respective vesting terms.

How are the IIPR shares held indirectly for Alan D. Gold structured?

Some Innovative Industrial Properties shares are held through a Spousal Lifetime Access Trust for his spouse and adult child, and through the SMG Irrevocable Trust for his adult child. Gold and his spouse control the entities serving as trustees of these trusts, reflecting indirect beneficial ownership.