STOCK TITAN

Illumina, Inc. (ILMN) legal chief sells 615 shares in planned trade

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Illumina, Inc. reports that Chief Legal Officer Scott M. Davies sold 615 shares of common stock on 2026-07-30 at $200.00 per share in a sale categorized as an open market or private transaction. The transaction was effected under a Rule 10b5-1 trading plan, and he now directly holds 20,338 shares of Illumina common stock.

Positive

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Negative

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Insider Davies Scott M
Role Chief Legal Officer
Sold 615 shs ($123K)
Type Security Shares Price Value
Sale Common Stock 615 $200.00 $123K
Holdings After Transaction: Common Stock — 20,338 shares (Direct)
Shares sold 615 shares Common stock sold on 2026-07-30 by Chief Legal Officer Scott M. Davies
Sale price per share $200.00 per share Price for the 615 Illumina common shares sold
Shares owned after transaction 20,338 shares Direct ownership of Illumina common stock by Scott M. Davies following the sale
Transaction date 2026-07-30 Date of the reported non-derivative sale transaction
Rule 10b5-1 trading plan regulatory
"The transaction was effected under a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock financial
"security_title: Common Stock in the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
non-derivative financial
"transaction_type: non-derivative for the reported sale"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Illumina (ILMN) report for Scott M. Davies?

Illumina reported that Chief Legal Officer Scott M. Davies sold 615 shares of Illumina common stock on 2026-07-30. The transaction was classified as a sale in an open market or private transaction under a Rule 10b5-1 trading plan.

At what price were the Illumina (ILMN) shares sold by Scott M. Davies?

Scott M. Davies sold 615 shares of Illumina common stock at $200.00 per share. The filing characterizes this as a sale in an open market or private transaction executed pursuant to a Rule 10b5-1 trading plan.

How many Illumina (ILMN) shares does Scott M. Davies hold after the reported sale?

After the reported sale, Scott M. Davies directly holds 20,338 shares of Illumina common stock. This figure reflects his post-transaction direct ownership as disclosed, following the disposition of 615 shares on 2026-07-30.

Was the Scott M. Davies Illumina (ILMN) stock sale under a Rule 10b5-1 plan?

Yes. The filing indicates the transaction was effected under a Rule 10b5-1 trading plan. This checkbox affirmation means the reported sale followed a pre-established trading arrangement rather than being an ad hoc discretionary trade.

What role does Scott M. Davies hold at Illumina (ILMN) in this Form 4 filing?

Scott M. Davies is identified as Chief Legal Officer of Illumina, Inc. in the filing. He is reported as an officer but not a director or ten percent owner, and the disclosed transaction involves shares held in his direct ownership.

What type of security did Scott M. Davies trade in this Illumina (ILMN) Form 4?

The transaction involves Common Stock of Illumina, Inc. It is reported as a non-derivative transaction, with 615 common shares sold and 20,338 common shares shown as directly owned after the transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davies Scott M

(Last)(First)(Middle)
5200 ILLUMINA WAY

(Street)
SAN DIEGO CALIFORNIA 92122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ILLUMINA, INC. [ ILMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/30/2026S615D$20020,338D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Robert Maynes for Scott M. Davies08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)