STOCK TITAN

Immatics (IMTX) director discloses multiple long-dated stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Immatics N.V. director Carter Paul Rutherford filed an initial statement of beneficial ownership showing several stock options over ordinary shares. The options cover blocks such as 25,000 underlying shares at an exercise price of $10.0000 expiring on June 30, 2030, and 15,000 underlying shares at $11.0000 expiring on December 8, 2031. Additional options include 25,000 underlying shares at $7.9400 expiring on June 13, 2032, 25,000 at $11.4100 expiring on June 26, 2033, 40,000 at $12.0000 expiring on June 24, 2034, and 41,500 at $5.4400 expiring on June 23, 2035. Footnotes state that certain options are already fully vested and others vest 100% on the first anniversary of the June 24, 2025 grant date.

Positive

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Negative

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Insider Carter Paul Rutherford
Role Director
Type Security Shares Price Value
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 25,000 shares (Direct)
Footnotes (1)
  1. These options to purchase ordinary shares of the Issuer (each such option, an "Option") are fully vested. These Options vest 100% on the first anniversary of the grant date, June 24, 2025.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Carter Paul Rutherford

(Last)(First)(Middle)
PAUL-EHRLICH-STR. 15

(Street)
TUBINGEN72076

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Immatics N.V. [ IMTX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)06/30/2030Ordinary Shares25,000$10D
Stock Option (Right to Buy) (1)12/08/2031Ordinary Shares15,000$11D
Stock Option (Right to Buy) (1)06/13/2032Ordinary Shares25,000$7.94D
Stock Option (Right to Buy) (1)06/26/2033Ordinary Shares25,000$11.41D
Stock Option (Right to Buy) (1)06/24/2034Ordinary Shares40,000$12D
Stock Option (Right to Buy) (2)06/23/2035Ordinary Shares41,500$5.44D
Explanation of Responses:
1. These options to purchase ordinary shares of the Issuer (each such option, an "Option") are fully vested.
2. These Options vest 100% on the first anniversary of the grant date, June 24, 2025.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Edward Sturchio, attorney-in-fact for Paul Rutherford Carter03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Immatics (IMTX) Form 3 filed by Carter Paul Rutherford show?

The Form 3 shows director Carter Paul Rutherford’s existing stock option holdings in Immatics N.V.. It lists multiple options to buy ordinary shares, detailing exercise prices, expiration dates, and that some options are fully vested while others vest on June 24, 2025.

How many Immatics (IMTX) shares are covered by Carter Paul Rutherford’s options?

The filing lists several option grants, each tied to specific underlying ordinary shares, such as 25,000, 15,000, 25,000, 25,000, 40,000, and 41,500 shares. These figures reflect potential shares issuable upon exercise of each option block at its stated exercise price.

What are the exercise prices of the Immatics (IMTX) options held by Carter Paul Rutherford?

The options carry exercise prices of $10.0000, $11.0000, $7.9400, $11.4100, $12.0000, and $5.4400 per ordinary share. Each exercise price is linked to a specific option grant and corresponding block of underlying shares.

When do Carter Paul Rutherford’s Immatics (IMTX) stock options expire?

The options expire on various dates between 2030 and 2035, including June 30, 2030; December 8, 2031; June 13, 2032; June 26, 2033; June 24, 2034; and June 23, 2035. Each grant maintains its own specific expiration date.

Are Carter Paul Rutherford’s Immatics (IMTX) options already vested?

Footnotes state that some options are fully vested, meaning they are currently exercisable. Another group of options is scheduled to vest 100% on the first anniversary of the grant date, June 24, 2025, after which those options also become fully exercisable.

Does the Immatics (IMTX) Form 3 show any recent insider buying or selling?

The Form 3 records holdings of stock options rather than new purchases or sales. Transaction summaries indicate unknown transaction codes and classify the entries as holdings, with no buy or sell transactions reported in this particular filing snapshot.