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Immatics (IMTX) awards counsel Nelson 225K share package

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Form Type
4

Rhea-AI Filing Summary

Immatics N.V. (IMTX) reported that officer James Nelson, General Counsel and Corporate Secretary, received equity-based compensation on August 14, 2026. He was granted a stock option for 181,200 ordinary shares at an exercise price of $9.44 per share, expiring on August 13, 2036, vesting 25% on August 14, 2027 and then in 12 equal quarterly installments over three years. He also received 43,800 restricted stock units, each representing one ordinary share, vesting in four equal annual installments on each anniversary of August 14, 2027. Following these grants, his reported holdings in these derivative awards are 181,200 option-linked shares and 43,800 RSU-linked shares, all held directly.

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Insider Pepin James Nelson
Role Gen Counsel and Corp Secretary
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F1 181,200 $0.00 $0.00
Grant/Award Restricted Stock Units F2, F3 43,800 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 181,200 shares (Direct); Restricted Stock Units — 43,800 shares (Direct)
Footnotes (3)
  1. F1. The options vest 25% on the first anniversary of the grant date, August 14, 2026 and then in 12 equal quarterly installments over the following three years.
  2. F2. Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of Immatics.
  3. F3. The RSUs vest in four equal annual installments on each anniversary of the grant date, August 14, 2026.
Stock options granted 181,200 shares Stock Option (Right to Buy) granted on August 14, 2026
Option exercise price $9.44 per share Conversion or exercise price for 181,200 stock options
Option expiration August 13, 2036 Expiration date of the 181,200-share stock option grant
RSUs granted 43,800 units Restricted Stock Units granted on August 14, 2026
Option-linked underlying shares 181,200 shares Underlying ordinary shares for the stock option award
RSU-linked underlying shares 43,800 shares Underlying ordinary shares for the RSU award
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
Restricted Stock Units financial
"security_title: Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one ordinary share"
ordinary shares financial
"receive one ordinary share of Immatics"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

FAQ

What equity awards did IMTX grant to James Nelson on August 14, 2026?

On August 14, 2026, Immatics N.V. granted James Nelson a stock option for 181,200 ordinary shares at $9.44 per share and 43,800 restricted stock units, each RSU representing one ordinary share of Immatics.

What is the vesting schedule for James Nelson’s IMTX stock options?

James Nelson’s stock options vest 25% on the first anniversary of the grant date, August 14, 2027, then in 12 equal quarterly installments over the following three years, subject to continued service or plan terms.

How do James Nelson’s restricted stock units in IMTX vest?

His 43,800 RSUs vest in four equal annual installments on each anniversary of the grant date, starting August 14, 2027. Each vested RSU gives a right to receive one ordinary share of Immatics.

What is the exercise price and expiration date of James Nelson’s IMTX stock options?

The granted stock options have an exercise price of $9.44 per share and an expiration date of August 13, 2036, giving a long-term window to exercise after vesting, per plan conditions.

How many IMTX shares could James Nelson receive from these new awards?

If fully vested and exercised/settled, the new awards cover 181,200 shares from stock options and 43,800 shares from RSUs, totaling 225,000 ordinary shares potentially issuable to James Nelson over time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pepin James Nelson

(Last)(First)(Middle)
PAUL-EHRLICH-STR. 15

(Street)
TUEBINGEN72076

(City)(State)(Zip)

GERMANY

(Country)
2. Issuer Name and Ticker or Trading Symbol
Immatics N.V. [ IMTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Gen Counsel and Corp Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$9.4408/14/2026A181,200 (1)08/13/2036Ordinary Shares181,200$0181,200D
Restricted Stock Units(2)08/14/2026A43,800 (3) (3)Ordinary Shares43,800$043,800D
Explanation of Responses:
1. The options vest 25% on the first anniversary of the grant date, August 14, 2026 and then in 12 equal quarterly installments over the following three years.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of Immatics.
3. The RSUs vest in four equal annual installments on each anniversary of the grant date, August 14, 2026.
/s/ James Nelson Pepin08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)