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[Form 4/A] Immunic, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Immunic has filed a Form 4/A (amended insider trading report) for Executive Chairman and Director Duane Nash, correcting a previously filed Form 4 from June 9, 2025. The amendment addresses an administrative error in the reported number of stock options granted.

Key details of the transaction:

  • Transaction Date: June 5, 2025
  • Granted 570,000 stock options to purchase common stock
  • Exercise price: $0.7729 per share
  • Options expire on June 5, 2035
  • Vesting schedule: Monthly increments over one year from grant date

This filing represents a significant equity compensation grant to a senior executive, with the options having a 10-year exercise period. The relatively low exercise price and substantial option quantity suggests a strong alignment of management interests with shareholders.

Immunic ha presentato un modulo Form 4/A (rapporto corretto sulle operazioni degli insider) per il Presidente Esecutivo e Direttore Duane Nash, rettificando un precedente Form 4 inviato il 9 giugno 2025. La modifica corregge un errore amministrativo nel numero di opzioni su azioni segnalate.

Dettagli principali della transazione:

  • Data della transazione: 5 giugno 2025
  • Concessione di 570.000 opzioni su azioni per acquistare azioni ordinarie
  • Prezzo di esercizio: 0,7729 $ per azione
  • Scadenza delle opzioni: 5 giugno 2035
  • Piano di maturazione: incrementi mensili per un anno dalla data di concessione

Questa comunicazione rappresenta una significativa concessione di compensi azionari a un dirigente senior, con un periodo di esercizio di 10 anni. Il prezzo di esercizio relativamente basso e la quantità consistente di opzioni indicano un forte allineamento degli interessi della direzione con quelli degli azionisti.

Immunic ha presentado un Formulario 4/A (informe corregido de operaciones internas) para el Presidente Ejecutivo y Director Duane Nash, corrigiendo un Formulario 4 previamente presentado el 9 de junio de 2025. La enmienda corrige un error administrativo en el número reportado de opciones sobre acciones otorgadas.

Detalles clave de la transacción:

  • Fecha de la transacción: 5 de junio de 2025
  • Otorgadas 570,000 opciones sobre acciones para comprar acciones comunes
  • Precio de ejercicio: $0.7729 por acción
  • Las opciones expiran el 5 de junio de 2035
  • Calendario de adquisición: incrementos mensuales durante un año desde la fecha de otorgamiento

Esta presentación representa una importante concesión de compensación en acciones a un ejecutivo senior, con un período de ejercicio de 10 años. El precio de ejercicio relativamente bajo y la cantidad considerable de opciones sugieren una fuerte alineación de los intereses de la dirección con los de los accionistas.

Immunic은 집행 의장 겸 이사 Duane Nash에 대한 수정된 내부자 거래 보고서인 Form 4/A를 제출하여 2025년 6월 9일에 제출한 이전 Form 4를 정정했습니다. 이번 수정은 부여된 주식 옵션 수에 관한 행정적 오류를 바로잡은 것입니다.

거래 주요 내용:

  • 거래 일자: 2025년 6월 5일
  • 보통주를 매수할 수 있는 570,000주 주식 옵션 부여
  • 행사가격: 주당 $0.7729
  • 옵션 만료일: 2035년 6월 5일
  • 베스팅 일정: 부여일로부터 1년간 매월 분할 베스팅

이번 제출은 고위 임원에 대한 중요한 주식 보상 부여를 의미하며, 옵션의 행사 기간은 10년입니다. 비교적 낮은 행사가격과 상당한 수량의 옵션은 경영진과 주주 간의 이해관계가 강하게 일치함을 보여줍니다.

Immunic a déposé un formulaire 4/A (rapport modifié sur les transactions d’initiés) pour le président exécutif et directeur Duane Nash, corrigeant un formulaire 4 précédemment déposé le 9 juin 2025. Cette modification corrige une erreur administrative concernant le nombre d’options d’achat d’actions déclarées.

Détails clés de la transaction :

  • Date de la transaction : 5 juin 2025
  • Attribution de 570 000 options d’achat d’actions pour acquérir des actions ordinaires
  • Prix d’exercice : 0,7729 $ par action
  • Expiration des options le 5 juin 2035
  • Calendrier d’acquisition : versements mensuels sur un an à partir de la date d’attribution

Ce dépôt représente une attribution importante de rémunération en actions à un cadre supérieur, avec une période d’exercice de 10 ans. Le prix d’exercice relativement bas et le nombre important d’options suggèrent une forte alignement des intérêts de la direction avec ceux des actionnaires.

Immunic hat ein Formular 4/A (korrigierter Insider-Handelsbericht) für den Executive Chairman und Direktor Duane Nash eingereicht, um ein zuvor am 9. Juni 2025 eingereichtes Formular 4 zu korrigieren. Die Änderung betrifft einen administrativen Fehler bei der gemeldeten Anzahl der gewährten Aktienoptionen.

Wichtige Details der Transaktion:

  • Transaktionsdatum: 5. Juni 2025
  • Gewährung von 570.000 Aktienoptionen zum Kauf von Stammaktien
  • Ausübungspreis: 0,7729 $ pro Aktie
  • Optionen verfallen am 5. Juni 2035
  • Vesting-Zeitplan: Monatliche Raten über ein Jahr ab Gewährungsdatum

Diese Meldung stellt eine bedeutende Aktienvergütung für einen leitenden Angestellten dar, mit einer Ausübungsfrist von 10 Jahren. Der relativ niedrige Ausübungspreis und die erhebliche Optionsmenge deuten auf eine starke Ausrichtung der Interessen des Managements mit denen der Aktionäre hin.

Positive
  • None.
Negative
  • None.

Immunic ha presentato un modulo Form 4/A (rapporto corretto sulle operazioni degli insider) per il Presidente Esecutivo e Direttore Duane Nash, rettificando un precedente Form 4 inviato il 9 giugno 2025. La modifica corregge un errore amministrativo nel numero di opzioni su azioni segnalate.

Dettagli principali della transazione:

  • Data della transazione: 5 giugno 2025
  • Concessione di 570.000 opzioni su azioni per acquistare azioni ordinarie
  • Prezzo di esercizio: 0,7729 $ per azione
  • Scadenza delle opzioni: 5 giugno 2035
  • Piano di maturazione: incrementi mensili per un anno dalla data di concessione

Questa comunicazione rappresenta una significativa concessione di compensi azionari a un dirigente senior, con un periodo di esercizio di 10 anni. Il prezzo di esercizio relativamente basso e la quantità consistente di opzioni indicano un forte allineamento degli interessi della direzione con quelli degli azionisti.

Immunic ha presentado un Formulario 4/A (informe corregido de operaciones internas) para el Presidente Ejecutivo y Director Duane Nash, corrigiendo un Formulario 4 previamente presentado el 9 de junio de 2025. La enmienda corrige un error administrativo en el número reportado de opciones sobre acciones otorgadas.

Detalles clave de la transacción:

  • Fecha de la transacción: 5 de junio de 2025
  • Otorgadas 570,000 opciones sobre acciones para comprar acciones comunes
  • Precio de ejercicio: $0.7729 por acción
  • Las opciones expiran el 5 de junio de 2035
  • Calendario de adquisición: incrementos mensuales durante un año desde la fecha de otorgamiento

Esta presentación representa una importante concesión de compensación en acciones a un ejecutivo senior, con un período de ejercicio de 10 años. El precio de ejercicio relativamente bajo y la cantidad considerable de opciones sugieren una fuerte alineación de los intereses de la dirección con los de los accionistas.

Immunic은 집행 의장 겸 이사 Duane Nash에 대한 수정된 내부자 거래 보고서인 Form 4/A를 제출하여 2025년 6월 9일에 제출한 이전 Form 4를 정정했습니다. 이번 수정은 부여된 주식 옵션 수에 관한 행정적 오류를 바로잡은 것입니다.

거래 주요 내용:

  • 거래 일자: 2025년 6월 5일
  • 보통주를 매수할 수 있는 570,000주 주식 옵션 부여
  • 행사가격: 주당 $0.7729
  • 옵션 만료일: 2035년 6월 5일
  • 베스팅 일정: 부여일로부터 1년간 매월 분할 베스팅

이번 제출은 고위 임원에 대한 중요한 주식 보상 부여를 의미하며, 옵션의 행사 기간은 10년입니다. 비교적 낮은 행사가격과 상당한 수량의 옵션은 경영진과 주주 간의 이해관계가 강하게 일치함을 보여줍니다.

Immunic a déposé un formulaire 4/A (rapport modifié sur les transactions d’initiés) pour le président exécutif et directeur Duane Nash, corrigeant un formulaire 4 précédemment déposé le 9 juin 2025. Cette modification corrige une erreur administrative concernant le nombre d’options d’achat d’actions déclarées.

Détails clés de la transaction :

  • Date de la transaction : 5 juin 2025
  • Attribution de 570 000 options d’achat d’actions pour acquérir des actions ordinaires
  • Prix d’exercice : 0,7729 $ par action
  • Expiration des options le 5 juin 2035
  • Calendrier d’acquisition : versements mensuels sur un an à partir de la date d’attribution

Ce dépôt représente une attribution importante de rémunération en actions à un cadre supérieur, avec une période d’exercice de 10 ans. Le prix d’exercice relativement bas et le nombre important d’options suggèrent une forte alignement des intérêts de la direction avec ceux des actionnaires.

Immunic hat ein Formular 4/A (korrigierter Insider-Handelsbericht) für den Executive Chairman und Direktor Duane Nash eingereicht, um ein zuvor am 9. Juni 2025 eingereichtes Formular 4 zu korrigieren. Die Änderung betrifft einen administrativen Fehler bei der gemeldeten Anzahl der gewährten Aktienoptionen.

Wichtige Details der Transaktion:

  • Transaktionsdatum: 5. Juni 2025
  • Gewährung von 570.000 Aktienoptionen zum Kauf von Stammaktien
  • Ausübungspreis: 0,7729 $ pro Aktie
  • Optionen verfallen am 5. Juni 2035
  • Vesting-Zeitplan: Monatliche Raten über ein Jahr ab Gewährungsdatum

Diese Meldung stellt eine bedeutende Aktienvergütung für einen leitenden Angestellten dar, mit einer Ausübungsfrist von 10 Jahren. Der relativ niedrige Ausübungspreis und die erhebliche Optionsmenge deuten auf eine starke Ausrichtung der Interessen des Managements mit denen der Aktionäre hin.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nash Duane

(Last) (First) (Middle)
1200 AVENUE OF THE AMERICAS, SUITE 200

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
IMMUNIC, INC. [ IMUX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/09/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $0.7729 06/05/2025 A 570,000 (1) 06/05/2035 Common Stock 570,000 $0.00 570,000 D
Explanation of Responses:
1. The option vests in monthly increments over a period of one year from the grant date.
Remarks:
This Form 4/A is being filed to amend the prior Form 4 filed by the Reporting Peron on June 9, 2025 to correct an administrative error that incorrectly reported the number of stock options granted.
/s/ Duane Nash 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many stock options were granted to Duane Nash at IMUX on June 5, 2025?

Duane Nash, Executive Chairman and Director of IMUX, was granted 570,000 stock options on June 5, 2025, with an exercise price of $0.7729 per share.

What is the vesting schedule for IMUX Executive Chairman's June 2025 stock options?

The stock options granted to Duane Nash vest in monthly increments over a one-year period from the grant date of June 5, 2025.

Why did IMUX file a Form 4/A amendment for Duane Nash's stock options?

IMUX filed the Form 4/A on June 28, 2025 to correct an administrative error in the original Form 4 filed on June 9, 2025, which had incorrectly reported the number of stock options granted to Duane Nash.

When do Duane Nash's IMUX stock options expire?

The stock options granted to Duane Nash expire on June 5, 2035, ten years from the grant date.

What positions does Duane Nash hold at IMUX according to the Form 4/A?

According to the Form 4/A filing, Duane Nash serves as both Executive Chairman and Director at Immunic, Inc. (IMUX).
Immunic Inc

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