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Director at indie Semiconductor (INDI) reports RSU vesting and small tax-driven share sale

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

indie Semiconductor director Thomas Schiller reported routine equity compensation activity. On July 1, he acquired 5,000 shares of Class A common stock at no cost through the vesting and conversion of restricted stock units. A related entry shows 5,000 restricted stock units exercised into the same number of shares.

On July 2, 1,833 shares of Class A common stock were sold at an average price of $4.4511 per share to pay withholding taxes in connection with this vesting, according to the footnotes. After these transactions, Schiller directly holds 481,707 shares of Class A common stock and 10,000 restricted stock units that vest in 25% installments on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.

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Insider schiller Thomas
Role null
Sold 1,833 shs ($8K)
Type Security Shares Price Value
Sale Class A Common Stock 1,833 $4.4511 $8K
Exercise Restricted Stock Units 5,000 $0.00 --
Exercise Class A Common Stock 5,000 $0.00 --
Holdings After Transaction: Class A Common Stock — 481,707 shares (Direct, null); Restricted Stock Units — 10,000 shares (Direct, null)
Footnotes (1)
  1. Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.
Shares sold for taxes 1,833 shares Class A common stock sold on July 2, 2026 to pay withholding taxes
Sale price $4.4511 per share Average price for 1,833 shares of Class A common stock sold
Shares from RSU vesting 5,000 shares Class A common stock acquired at $0.00 via RSU conversion on July 1, 2026
Post-transaction share holdings 481,707 shares Class A common stock directly held after reported transactions
Restricted stock units outstanding 10,000 RSUs Restricted stock units remaining after 5,000 units converted to shares
RSU vesting schedule 25% on four dates Vests 25% on Jan 2 2026, Jul 1 2026, Jan 4 2027, Jul 1 2027
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding taxes financial
"sold in the open market to pay for withholding taxes in connection with the vesting"
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
Class A common stock financial
"Represents shares of Class A common stock sold in the open market"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
vest financial
"restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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FAQ

What did indie Semiconductor (INDI) director Thomas Schiller report in this Form 4?

Thomas Schiller reported routine equity compensation activity. 5,000 restricted stock units converted into 5,000 shares of Class A common stock, and 1,833 shares were sold solely to cover withholding taxes related to this vesting event.

How many indie Semiconductor (INDI) shares did Thomas Schiller sell and at what price?

Schiller reported the sale of 1,833 shares of Class A common stock at an average price of $4.4511 per share. Footnotes state these shares were sold to pay withholding taxes tied to restricted stock unit vesting, not as a discretionary open-market trade.

How many indie Semiconductor (INDI) shares does Thomas Schiller own after these transactions?

Following the reported transactions, Schiller directly holds 481,707 shares of Class A common stock. This figure reflects his position after 5,000 shares were acquired from restricted stock unit vesting and 1,833 shares were sold to fund associated tax withholding.

What happened to Thomas Schiller’s restricted stock units in indie Semiconductor (INDI)?

Schiller had 5,000 restricted stock units convert into 5,000 shares of Class A common stock at no cost. After this transaction, he holds 10,000 restricted stock units, each representing a contingent right to receive one share of Class A common stock in the future.

How do Thomas Schiller’s indie Semiconductor (INDI) restricted stock units vest over time?

The restricted stock units vest in four equal 25% installments. Vesting dates are January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027, gradually delivering additional shares of Class A common stock to Schiller as each tranche vests.

Was Thomas Schiller’s sale of indie Semiconductor (INDI) shares a discretionary open-market sale?

The 1,833-share sale was not a discretionary sale. Footnotes explain the shares were sold in the open market specifically to pay withholding taxes arising from restricted stock unit vesting, a common administrative step rather than a portfolio reallocation.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
schiller Thomas

(Last)(First)(Middle)
C/O INDIE SEMICONDUCTOR, INC.
32 JOURNEY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026M5,000A$0483,540D
Class A Common Stock07/02/2026S(1)1,833D$4.4511481,707D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)07/01/2026M5,000 (3) (3)Class A Common Stock15,000$010,000D
Explanation of Responses:
1. Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
2. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
3. Such restricted stock units vest at the rate of 25% on January 2, 2026, July 1, 2026, January 4, 2027, and July 1, 2027.
/s/ Thomas Schiller, by Naixi Wu pursuant to power of attorney filed on June 25, 202607/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)