Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor announced a planned leadership transition and board change. Co-founder Dr. Ichiro Aoki will resign as President and as a member of the board effective June 29, 2026, as part of a phased retirement plan, and will remain with the company as a Technical Advisor. The company states his decision did not involve any disagreement on operations, policies or practices. The board has appointed Thomas Schiller as a Class III director effective the same date, with a term running until the 2027 annual meeting, while he continues in his existing role as Strategic Advisor with an annual base salary of $150,000 and a target cash incentive equal to 30% of base salary. Schiller previously served as Chief Financial Officer and Executive Vice President of Strategy and will not receive additional compensation for his board service.
indie Semiconductor, Inc. director and Chief Executive Officer Donald McClymont reported a mix of option-like exercises and sales involving the company’s stock. He exercised 50,000 ADK Class A Units into Class A Common Stock, which also triggered cancellation of an equivalent number of Class V Common shares, as described in the notes.
On the same date, he sold 50,000 shares of Class A Common Stock in open-market transactions at a weighted average price of $4.1851 per share, with individual trades ranging from $4.09 to $4.38, under a pre-arranged Rule 10b5-1 trading plan that schedules automated sales through June 30, 2027. Following these transactions, he held 307,363 shares of Class A Common Stock directly, 68,115 shares of Class A Common Stock indirectly through his spouse, and 4,866,425 shares of Class V Common Stock.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported an open-market sale of Class A Common Stock. He sold 39,645 shares on June 4, 2026 at a weighted average price of $4.8038 per share, with individual trade prices ranging from $4.80 to $4.825. After these transactions, he directly holds 98,309 shares of Class A Common Stock, indicating he retains a substantial equity position in the company despite the sale.
INDI reported proposed and recent insider dispositions under Rule 144. The filing lists restricted and performance shares granted on specific dates (e.g., 01/03/2024, 03/08/2024, 03/01/2025, 03/06/2025, 01/03/2026) with individual grant counts. The filing also records actual sales by Michael Wittmann during the past three months: 18,750 shares on 03/09/2026, 4,720 shares on 04/06/2026, and 37,500 shares on 06/02/2026, with reported proceeds shown.
Indie Semiconductor Inc Class A (COMMON) is reported as beneficially owned in part by Neuberger Berman Group LLC and affiliated filers, who state collective beneficial ownership of 10,071,087 shares, representing 4.8% of the class. The filing attributes 8,698,167 shares of shared voting power and 10,071,087 shares of shared dispositive power to the reporting group.
The report clarifies that these holdings arise from various fiduciary capacities across multiple Neuberger Berman entities and includes customary disclaimers under Exchange Act Rule 13d-4; the filing lists the reporting address and is signed by Brad Cetron, Managing Director.
indie Semiconductor, Inc. president Ichiro Aoki reported an exercise-and-sell set of transactions involving Class A and Class V shares. On June 2, 2026, he sold a total of 300,562 shares of Class A Common Stock in open-market transactions at weighted average prices reported around $5.12–$5.19 per share, with a portion specifically used to pay withholding taxes related to vesting Restricted Stock Units.
These sales were paired with exercises and conversions. Aoki exchanged ADK Class A Units for Class A Common Stock, which led to cancellation of an equal number of Class V shares, and also converted Restricted Stock Units into Class A shares. Following the transactions, he held 107,148 shares of Class A Common Stock, 2,589,362 shares of Class V Common Stock, and 1,541 Restricted Stock Units directly.
indie Semiconductor, Inc. Chief Operating Officer Michael Wittmann reported a combination of equity vesting and tax-related share sales. He exercised 37,500 Restricted Stock Units, receiving the same number of Class A common shares at a stated price of $0.00 per share, reflecting RSU conversion. On the following day, he sold an aggregate 37,500 Class A shares in open-market transactions at a weighted average price of $5.1328 per share, with individual trade prices ranging from $4.94 to $5.29. The company notes these sales were made to pay withholding taxes tied to the RSU vesting and were executed under a pre-arranged Rule 10b5-1 trading plan that schedules automated open-market sales through March 31, 2027.
indie Semiconductor Chief Financial Officer Naixi Wu reported a mix of equity awards, option exercises, and share sales in Class A common stock. She exercised 12,898 Restricted Stock Units into the same number of shares and received a new grant of 12,898 fully vested RSUs issued in lieu of a portion of cash salary under a voluntary equity compensation program approved in June 2023.
On nearby dates, Wu sold a total of 18,898 shares in open-market transactions at weighted average prices around $5 per share. Footnotes state that some shares were sold to cover withholding taxes upon RSU vesting and that other sales followed a pre-set Rule 10b5-1 trading plan and a sell-all election under the same equity program.
After these transactions, Wu holds 114,787 shares directly and 90 shares indirectly through her spouse, along with 12,898 RSUs representing a contingent right to additional Class A common shares.
indie Semiconductor Chief Executive Officer Donald McClymont reported a mix of equity transactions, largely tied to compensation and taxes. He exercised Restricted Stock Units to acquire 18,288 shares of Class A common stock at $0.00 per share, converting previously granted RSUs into stock. He also received a new fully vested grant of 18,288 RSUs, issued in lieu of a portion of cash salary under a voluntary equity compensation program approved in June 2023.
To cover withholding taxes related to RSU vesting, 9,425 Class A shares were sold in open-market transactions at an average price of $5.1169 per share, according to the footnotes. After these transactions, McClymont holds 307,363 Class A shares directly, 68,115 Class A shares indirectly through his spouse, and 4,916,425 shares of Class V common stock directly.
indie Semiconductor director Jeffrey J. Owens reported routine equity compensation activity. On June 1, 2026, he exercised 1,926 Restricted Stock Units into the same number of Class A common shares, bringing his direct holdings to 224,931 shares. He also received a new grant of 1,926 RSUs, fully vested at grant, issued in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program.