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indie Semiconductor (NASDAQ: INDI) awards CEO 500,000 RSUs vesting in 2027-2028

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

McClymont Donald reported acquisition or exercise transactions in this Form 4 filing.

indie Semiconductor, Inc. granted its Chief Executive Officer, Donald McClymont, 500,000 restricted stock units, each representing one share of Class A common stock. These time-based RSUs will vest and become nonforfeitable 50% on July 1, 2027 and 50% on July 1, 2028.

Positive

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Insider McClymont Donald
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 500,000 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 500,000 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
  2. F2. The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2027 and 2028.
RSUs granted 500,000 units Grant of restricted stock units to CEO on 2026-07-27
Underlying shares 500,000 shares Each RSU corresponds to one share of Class A common stock
Grant price per unit $0.0000 per unit Reported transaction price per restricted stock unit
Holdings after award 500,000 units Total restricted stock units held directly after the transaction
First vesting portion 50% of award Time-based RSUs vest and become nonforfeitable on July 1, 2027
Second vesting portion 50% of award Remaining time-based RSUs vest and become nonforfeitable on July 1, 2028
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A common stock financial
"to receive one share of Class A common stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
time-based restricted stock units financial
"The time-based restricted stock units shall vest and become nonforfeitable"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.
contingent right financial
"represents a contingent right to receive one share of Class A common stock"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity award did indie Semiconductor (INDI) grant to CEO Donald McClymont?

indie Semiconductor granted CEO Donald McClymont 500,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the company’s Class A common stock, reported as a direct holding after the transaction.

How do the 500,000 RSUs for indie Semiconductor (INDI) CEO vest over time?

The time-based restricted stock units vest in two equal tranches: 50% on July 1, 2027 and the remaining 50% on July 1, 2028. Vesting makes those portions nonforfeitable on the respective dates.

What does each RSU granted to indie Semiconductor (INDI) CEO represent?

Each restricted stock unit represents a contingent right to receive one share of indie Semiconductor’s Class A common stock. Delivery of the underlying shares depends on satisfying the stated time-based vesting conditions.

Was there a purchase price for the RSUs granted to indie Semiconductor (INDI) CEO?

The reported transaction price per restricted stock unit is $0.0000. This indicates the CEO acquired 500,000 RSUs without paying a per-unit purchase price in this award transaction as disclosed.

How many restricted stock units does Donald McClymont hold after this indie Semiconductor (INDI) grant?

Following this reported award, Donald McClymont is shown holding 500,000 restricted stock units directly. These RSUs are linked to an equal number of underlying shares of Class A common stock, subject to the disclosed vesting schedule.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McClymont Donald

(Last)(First)(Middle)
32 JOURNEY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/27/2026A500,000 (2) (2)Class A Common Stock500,000$0500,000D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2027 and 2028.
/s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 202107/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)