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indie Semiconductor, Inc. (INDI) grants CFO 173,335 restricted stock units

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wu Naixi reported acquisition or exercise transactions in this Form 4 filing.

indie Semiconductor, Inc. granted Chief Financial Officer Naixi Wu 173,335 Restricted Stock Units, each representing a contingent right to one share of Class A common stock. The award vests 50% on July 1, 2027 and 50% on July 1, 2028 and is reported as direct ownership.

Positive

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Insider Wu Naixi
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 173,335 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 173,335 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
  2. F2. The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2027 and 2028.
Restricted Stock Units granted 173335.0000 Restricted Stock Units Grant to CFO Naixi Wu on 2026-07-27
Transaction price per share 0.0000 per share Grant, award, or other acquisition of RSUs
RSUs following transaction 173335.0000 Restricted Stock Units Total direct RSU holdings after the award
Vesting percentage per installment 50% Time-based vesting on July 1, 2027 and July 1, 2028
Restricted Stock Units financial
"security title "Restricted Stock Units" for the CFO grant"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A common stock financial
"right to receive one share of Class A common stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
time-based restricted stock units financial
"The time-based restricted stock units shall vest and become nonforfeitable"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider equity award did indie Semiconductor (INDI) grant to its CFO?

indie Semiconductor, Inc. granted CFO Naixi Wu 173,335 Restricted Stock Units. Each unit represents a contingent right to receive one share of Class A common stock, providing equity-based compensation that aligns her interests with those of other shareholders over a multi‑year vesting schedule.

When do the new RSUs for indie Semiconductor (INDI) CFO Naixi Wu vest?

The RSUs vest in two equal time-based installments: 50% of the total units on July 1, 2027 and the remaining 50% on July 1, 2028. Vesting is time-based, meaning continued service is required for the units to become nonforfeitable.

How many shares could the indie Semiconductor (INDI) CFO ultimately receive from this grant?

The grant covers 173,335 Restricted Stock Units, and each RSU represents a contingent right to receive one share of Class A common stock. If all units vest and settle, the award could result in delivery of 173,335 shares to the CFO.

Was the indie Semiconductor (INDI) CFO RSU grant reported under a Rule 10b5-1 trading plan?

The transaction was not reported as made pursuant to a Rule 10b5-1 trading plan; the relevant checkbox is not marked as an affirmative 10b5-1 plan. This indicates the equity grant is a compensation award rather than a pre‑programmed trading transaction in the open market.

What ownership type is reported for the indie Semiconductor (INDI) CFO’s RSU award?

The RSU position is reported as direct ownership by CFO Naixi Wu. Following the grant of 173,335 Restricted Stock Units, the filing shows total direct holdings of 173,335 RSUs, subject to the stated vesting schedule before they convert into Class A common shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wu Naixi

(Last)(First)(Middle)
32 JOURNEY

(Street)
ALISO VIEJO CALIFORNIA 92656

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/27/2026A173,335 (2) (2)Class A Common Stock173,335$0173,335D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
2. The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2027 and 2028.
/s/ Naixi Wu by Chang Eui Kim pursuant to power of attorney filed on October 30, 202507/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)