indie Semiconductor officer plans $11.5K stock sale

Officer Naixi Wu filed a Rule 144 notice to sell 3,750 INDI common shares, with prior 10b5-1 sales disclosed for the past three months.

Rhea-AI Filing Summary

indie Semiconductor, Inc. (INDI) received a Rule 144 notice from officer Nancy (Naixi) Wu covering a proposed sale of 3,750 shares of common stock through Morgan Stanley Smith Barney LLC, with an approximate aggregate market value of $11,512.50 as of September 21, 2026 on NASDAQ.

The shares to be sold were acquired as Restricted Stock Awards from the issuer on September 18, 2026. The notice also lists multiple prior Rule 10b5‑1 plan sales of INDI common stock by Naixi Wu over the preceding three months, each with its own share amount and dollar value.

Key Figures

Shares in current Rule 144 notice: 3,750 shares Aggregate market value of current notice: $11,512.50 Shares sold July 2, 2026: 19,640 shares +5 more

8 metrics

Shares in current Rule 144 notice 3,750 shares Common stock covered by Nancy (Naixi) Wu’s planned sale

Aggregate market value of current notice $11,512.50 Approximate aggregate market value of 3,750 shares as of September 21, 2026

Shares sold July 2, 2026 19,640 shares 10b5-1 sale of INDI common stock by Naixi Wu

Value of July 2, 2026 sale $85,913.22 Dollar amount for 19,640-share 10b5-1 sale

Shares sold August 31, 2026 23,170 shares 10b5-1 sale of INDI common stock by Naixi Wu

Value of August 31, 2026 sale $86,183.13 Dollar amount for 23,170-share sale

Shares sold September 1, 2026 6,000 shares 10b5-1 sale of INDI common stock by Naixi Wu

Value of September 1, 2026 sale $21,346.20 Dollar amount for 6,000-share sale

Key Terms

Rule 144, Restricted Stock Awards, 10b5-1, common stock

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Awards financial

"Restricted Stock Awards | Issuer | | | 3750 | 09/18/2026"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

10b5-1 regulatory

"10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

common stock financial

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for indie Semiconductor (INDI)?

It discloses that officer Nancy (Naixi) Wu filed a Rule 144 notice to sell 3,750 shares of INDI common stock through Morgan Stanley Smith Barney LLC, with an approximate aggregate market value of $11,512.50 as of September 21, 2026.

How many indie Semiconductor (INDI) shares are covered by the new Rule 144 notice?

The notice covers a proposed sale of 3,750 shares of indie Semiconductor, Inc. common stock. These shares were acquired as Restricted Stock Awards from the issuer on September 18, 2026.

What is the approximate value of the shares in Naixi Wu’s current planned INDI sale?

The filing shows an approximate aggregate market value of $11,512.50 for the 3,750 shares of indie Semiconductor common stock associated with the current Rule 144 notice as of September 21, 2026.

What prior 10b5-1 sales of indie Semiconductor (INDI) stock are listed for Naixi Wu?

The filing lists 10b5‑1 sales including 19,640 shares on July 2, 2026 for $85,913.22, 23,170 shares on August 31, 2026 for $86,183.13, and 6,000 shares on September 1, 2026 for $21,346.20, among others.

Are there indie Semiconductor (INDI) sales for Naixi Wu in September 2026 besides the new notice?

Yes. The filing shows prior sales on September 1, 2026 (6,000 shares; $21,346.20) and September 2, 2026 in two transactions of 3,125 shares for $11,214.38 and 18,046 shares for $63,756.52.

Through which broker is the current INDI Rule 144 sale planned?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, as the broker for the planned sale of 3,750 INDI shares on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 04:33 PM Accepted by SEC EDGAR 09/21/2026 - 04:32 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002095553
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INDIE SEMICONDUCTOR, INC.
SEC File Number	001-40481
Address of Issuer	32 JOURNEY Aliso Viejo CALIFORNIA 92656
Phone	9496080854
Name of Person for Whose Account the Securities are To Be Sold	Nancy Wu
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3750	11512.50	217928736	09/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/18/2026	Restricted Stock Awards	Issuer			3750	09/18/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/02/2026	3125	11214.38
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/02/2026	18046	63756.52
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/01/2026	6000	21346.20
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	08/31/2026	23170	86183.13
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	07/02/2026	19640	85913.22

144: Remarks and Signature

Remarks
Date of Notice	09/21/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Naixi Wu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)