indie Semiconductor CFO sells 6,250 shares

The CFO's tax-related share sale was made under an automated Rule 10b5-1 plan with scheduled sales through December 15, 2027.

Available on EDGAR 11/03/2026 - 08:40 PM EST Accepted by SEC EDGAR 11/03/2026 - 08:39 PM EST

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Rhea-AI Filing Summary

indie Semiconductor, Inc. Chief Financial Officer Naixi Wu sold 6,250 Class A shares on November 2, 2026, at a weighted average $1.5902 per share to pay withholding taxes tied to Restricted Stock Unit vesting. Prices ranged from $1.50 to $1.66. The sale was made under a Rule 10b5-1 plan adopted December 12, 2025, providing for automated open-market sales on predetermined dates through December 15, 2027.

On November 1, 2026, 12,500 Restricted Stock Units were reported exercised or converted, with 12,500 Class A shares acquired. Each unit represents a contingent right to one share, and the units vest at 50% annually beginning November 1, 2025. A separate entry lists 90 Class A shares held indirectly by Wu's spouse.

Insider Trade Summary 10b5-1

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Wu Naixi

Role Chief Financial Officer

Sold 6,250 shs ($10K)

Approx. gross sale proceeds $10K

Type	Security	Shares	Price	Value
Sale	Class A Common Stock ^{F1, F2, F3}	6,250	$1.5902	$10K
Exercise	Restricted Stock Units ^{F4, F5}	12,500	$0.00	$0.00
Exercise	Class A Common Stock	12,500	$0.00	$0.00
Holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Class A Common Stock — 163,183 shares (Direct); Class A Common Stock — 90 shares (Indirect, by spouse)

Footnotes (5)

F1. Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2. This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through December 15, 2027.
F3. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $1.50 to $1.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
F4. Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
F5. Such Restricted Stock Units vest at the rate of 50% annually beginning on November 1, 2025.

Key Figures

Class A shares sold: 6,250 shares Weighted average sale price: $1.5902 per share Sale price range: $1.50-$1.66 per share +3 more

6 metrics

Class A shares sold 6,250 shares November 2, 2026; sale to pay withholding taxes tied to Restricted Stock Unit vesting

Weighted average sale price $1.5902 per share Class A shares sold November 2, 2026

Sale price range $1.50-$1.66 per share Separate sale transactions on November 2, 2026

Restricted Stock Units exercised or converted 12,500 units November 1, 2026

Class A shares acquired 12,500 shares November 1, 2026, in connection with the Restricted Stock Unit exercise or conversion

Class A shares held indirectly by spouse 90 shares Holding entry dated November 1, 2026

Key Terms

Rule 10b5-1 trading plan, Restricted Stock Units, weighted average price, contingent right

4 terms

Rule 10b5-1 trading plan regulatory

"sale was made pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Restricted Stock Units financial

"Each Restricted Stock Unit represents a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

weighted average price financial

"The price reported in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

contingent right financial

"a contingent right to receive one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did INDI CFO Naixi Wu sell, and at what price?

Naixi Wu sold 6,250 Class A shares on November 2, 2026, at a weighted average of $1.5902 per share; separate transactions ranged from $1.50 to $1.66. The sale paid withholding taxes tied to Restricted Stock Unit vesting and was made under a Rule 10b5-1 plan adopted December 12, 2025.

What happened to INDI CFO Naixi Wu's Restricted Stock Units?

On November 1, 2026, 12,500 Restricted Stock Units were reported exercised or converted, alongside the acquisition of 12,500 Class A shares. Each unit represents a contingent right to receive one Class A share; the units vest at 50% annually beginning November 1, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wu Naixi

(Last)

(First)

(Middle)

32 JOURNEY

(Street)

ALISO VIEJO

CALIFORNIA

92656

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
indie Semiconductor, Inc. [ INDI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/01/2026		M		12,500	A	$0	169,433	D
Class A Common Stock	11/02/2026		S⁽¹⁾⁽²⁾		6,250	D	$1.5902⁽³⁾	163,183	D
Class A Common Stock								90	I	by spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽⁴⁾	11/01/2026		M			12,500	⁽⁵⁾	⁽⁵⁾	Class A Common Stock	12,500	$0	0	D

Explanation of Responses:

1. Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.

2. This sale was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A Common Stock on predetermined dates through December 15, 2027.

3. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $1.50 to $1.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

4. Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.

5. Such Restricted Stock Units vest at the rate of 50% annually beginning on November 1, 2025.

	/s/ Naixi Wu by Chang Eui Kim pursuant to power of attorney filed on October 30, 2025	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR