indie Semiconductor officer proposes $10.3K sale

The notice gives an approximate sale date of November 2, 2026, and lists five earlier sales from August 31 through September 21.

Available on EDGAR 11/02/2026 - 04:33 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:33 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

indie Semiconductor, Inc. officer Naixi Wu reported a proposed sale of 6,250 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $10,312.50 and an approximate sale date of November 2, 2026. Shares outstanding were 217,928,736. The 6,250 shares are listed as acquired from the issuer as Restricted Stock Awards on November 1, 2026. The recent-sale history includes five sales from August 31 through September 21, 2026, four identified as 10b5-1 sales.

Key Figures

Proposed sale: 6,250 shares Aggregate market value: $10,312.50 Shares outstanding: 217,928,736 shares +5 more

8 metrics

Proposed sale 6,250 shares Common shares; approximate sale date November 2, 2026

Aggregate market value $10,312.50 Proposed sale

Shares outstanding 217,928,736 shares Securities information

Prior sale 3,750 shares September 21, 2026

Prior sale 3,125 shares September 2, 2026

Prior sale 18,046 shares September 2, 2026

Prior sale 6,000 shares September 1, 2026

Prior sale 23,170 shares August 31, 2026

Key Terms

Rule 144, 10b5-1 Sales, Restricted Stock Awards

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b5-1 Sales regulatory

"10b5-1 Sales for NAIXI WU"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Restricted Stock Awards financial

"Restricted Stock Awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many INDI shares did Naixi Wu propose to sell?

Naixi Wu, an officer of indie Semiconductor, Inc., proposed to sell 6,250 common shares, with an aggregate market value of $10,312.50 and an approximate sale date of November 2, 2026. Morgan Stanley Smith Barney LLC is listed in the broker field.

What recent INDI sales by Naixi Wu are listed?

Five sales are listed: 3,750 shares on September 21, 3,125 and 18,046 shares on September 2, 6,000 shares on September 1, and 23,170 shares on August 31, 2026. The 3,750-, 3,125-, 6,000-, and 23,170-share entries are identified as 10b5-1 sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002095553
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	INDIE SEMICONDUCTOR, INC
SEC File Number	001-40481
Address of Issuer	32 JOURNEY Aliso Viejo CALIFORNIA 92656
Phone	9496080854
Name of Person for Whose Account the Securities are To Be Sold	Naixi Wu
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6250	10312.50	217928736	11/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/01/2026	Restricted Stock Awards	Issuer			6250	11/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/21/2026	3750	11936.63
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/02/2026	3125	11214.38
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/02/2026	18046	63756.52
10b5-1 Sales for NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	09/01/2026	6000	21346.20
NAIXI WU 32 JOURNEY Aliso Viejo CA 92656	Common	08/31/2026	23170	86183.13

144: Remarks and Signature

Remarks
Date of Notice	11/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Naixi Wu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)