INDIE SEMICONDUCTOR INC SEC Filings

indie Semiconductor director Jeffrey J. Owens received 2,070 Restricted Stock Units (RSUs) on 09/01/2025 that were fully vested as of the grant date. Each RSU represents a contingent right to one share of Class A common stock. A non-derivative entry shows 2,070 shares acquired at $0, leaving 157,817 shares beneficially owned after the transaction. The filing explains these RSUs were issued in lieu of a quarterly cash retainer and any chairperson fees under the board-approved independent director compensation program adopted in June 2023, with the number of shares determined by dividing the forgone cash by INDI's closing price on the grant date.

Diane D. Brink, a director of indie Semiconductor, Inc. (INDI), reported receipt of 2,484 restricted stock units (RSUs) on 09/01/2025 that were fully vested as of the grant date. Each RSU converts into one share of Class A common stock, and the filing shows 2,484 Class A shares acquired at a $0 price and reflected as beneficially owned directly after the grant. The RSUs were issued in lieu of a quarterly cash retainer and any chairperson fees under the independent director compensation program approved by the Board in June 2023; the underlying share count equals the forgone cash amount divided by INDI’s closing price on the grant date.

David J. Aldrich, a director of indie Semiconductor, Inc. (INDI), reported equity transactions dated 09/01/2025 showing vested restricted stock units and resulting share ownership. He received 4,967 shares through RSUs that vested as of the grant date and were settled at a $0 per-share purchase price because they reflect compensation rather than a cash purchase. After the transactions, Mr. Aldrich beneficially owns 176,365 shares of Class A common stock. The filing notes these RSUs were issued in lieu of quarterly cash retainers and any chairperson fees under a director compensation program approved by the board in June 2023.

Form 144 filed for INDI (indie Semiconductor, Inc.) reporting a proposed sale of 59,375 common shares through Morgan Stanley Smith Barney with an approximate aggregate market value of $268,968.75, with an approximate sale date of 09/02/2025 on NASDAQ. The shares were acquired as Restricted Stock Units on 01/01/2024 and the filer reports prior sales of 4,532 shares on 07/02/2025 for gross proceeds of $16,496.48. The filing includes the required representation that the seller does not possess undisclosed material information and notes compliance considerations for a Rule 10b5-1 trading plan if applicable.

Indie Semiconductor, Inc. filed a prospectus supplement for potential offerings of debt securities and related equity instruments. The document describes share classes including Class A and Class V common stock, reserved shares for equity incentive plans (up to 20,527,643 shares under the 2021 plan and 3,196,230 under the 2023 inducement plan), and 1,725,000 Sponsor Escrow Shares held subject to forfeiture unless earn‑out or sale conditions are met by December 31, 2027. Earn‑Out Securities of up to 5,000,000 shares may be issued if the Class A average trading price meets $15.00 for specified trading days or upon certain sale events. Net tangible book value per share as of June 30, 2025 is shown as $(0.30), adjusted value after this offering $(0.01), with dilution per share to new investors of $4.65. The prospectus outlines terms for debt, warrants, rights, units and distribution methods and incorporates specified SEC filings by reference.

Baron Capital Group and affiliates disclosed ownership of 25,294,776 shares of indie Semiconductor Class A common stock, representing 12.98% of the outstanding class. The filing shows that the reporting persons—Baron Capital Group, Inc., BAMCO, Inc., Baron Capital Management, Inc. and Ronald Baron—hold shared voting and shared dispositive power over these shares, with no sole voting or dispositive power reported.

The filing also states BAMCO beneficially owns 23,919,413 shares (12.27%) and Baron Capital Management owns 1,375,363 shares (0.71%). It further discloses that BAMCO and BCM are subsidiaries of BCG and that Ronald Baron controls BCG. The reporting persons certify the shares are held in the ordinary course of business and not to effect a change in control.

Frontier Capital Management Co., LLC reports beneficial ownership of 17,960,663 shares of Indie Semiconductor, Inc., representing 9.22% of the Class A common stock as of the reported event date 06/30/2025. Frontier discloses sole dispositive power over all 17,960,663 shares and sole voting power over 9,034,858 shares. The filing is made in the capacity of an investment adviser (IA) and includes a certification that the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. This is a routine, material ownership disclosure by a >5% holder.

Indie Semiconductor filed a Form S-8 to register 17,000,000 additional shares of its Class A common stock for issuance under the 2021 Omnibus Equity Incentive Plan. The registration makes shares available for employee equity awards and incorporates by reference the company’s recent annual and quarterly reports, along with related proxy and current reports, so those filings form part of the prospectus available to participants.

The filing discloses that Audrey Wong, the company’s Chief Legal Officer, will provide a legal opinion and is an employee eligible to receive awards and currently holds options and restricted stock units. The company is identified as a large accelerated filer, and exhibits include the amended charter and bylaws, the amended plan, auditor consent from KPMG LLP, and power of attorney and filing-fee table.