Welcome to our dedicated page for INDIE SEMICONDUCTOR SEC filings (Ticker: INDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
indie Semiconductor, Inc. filings document the company's automotive semiconductor and photonics business, public-company governance and capital structure. Form 8-K reports include operating results, Regulation FD presentations, officer appointments, material agreements and financing events involving Class A common stock and convertible senior notes.
Proxy materials cover board matters, executive compensation, equity-award disclosures and shareholder voting items. Registration and prospectus filings describe shelf and at-the-market equity programs, while note-related filings disclose indenture terms, purchase agreements, proceeds and related capital-structure effects for the company's convertible debt.
indie Semiconductor Chief Executive Officer Donald McClymont reported a mix of equity transactions, largely tied to compensation and taxes. He exercised Restricted Stock Units to acquire 18,288 shares of Class A common stock at $0.00 per share, converting previously granted RSUs into stock. He also received a new fully vested grant of 18,288 RSUs, issued in lieu of a portion of cash salary under a voluntary equity compensation program approved in June 2023.
To cover withholding taxes related to RSU vesting, 9,425 Class A shares were sold in open-market transactions at an average price of $5.1169 per share, according to the footnotes. After these transactions, McClymont holds 307,363 Class A shares directly, 68,115 Class A shares indirectly through his spouse, and 4,916,425 shares of Class V common stock directly.
indie Semiconductor director Jeffrey J. Owens reported routine equity compensation activity. On June 1, 2026, he exercised 1,926 Restricted Stock Units into the same number of Class A common shares, bringing his direct holdings to 224,931 shares. He also received a new grant of 1,926 RSUs, fully vested at grant, issued in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program.
indie Semiconductor director Diane D. Brink reported routine equity compensation activity. She exercised 2,311 Restricted Stock Units into 2,311 shares of Class A common stock at a stated price of $0.00 per share, increasing her direct holdings to 232,149 shares. Brink also received a new grant of 2,311 fully vested RSUs, issued in lieu of her quarterly cash retainer and chairperson fees under a voluntary independent director compensation program approved in June 2023. These are non-market, compensation-related acquisitions with no open-market buying or selling.
indie Semiconductor director David J. Aldrich reported routine equity compensation activity. On June 1, 2026, he exercised 4,621 restricted stock units (RSUs), receiving an equal number of Class A common shares at a price of $0.00 per share.
The same day, he received a new grant of 4,621 RSUs representing shares in lieu of his quarterly cash retainer and any chairperson fees under a voluntary independent director compensation program approved by the board in June 2023. After these transactions, he directly holds 253,532 Class A common shares, with no shares sold in this filing.
Issuer filed a Form 144/A reporting insider sales by Ichiro Aoki of Common Stock. The filing lists 300,000 founder shares tied to compensation and multiple reported dispositions on specific dates in March–May 2026, including sales of 100,000 shares on 05/29/2026 and 425,000 shares on 05/28/2026. The filing is an updated submission of resale activity; proceeds recipients and broader cash‑flow treatment are not specified in the excerpt.
Issuer and broker-dealer Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to proposed resale of 43,750 Restricted Stock Units by an issuer-directed plan, dated 06/01/2026. The filing lists recent sales by Michael Wittmann: 03/09/2026 sale of 18,750 shares for $47,585.63 and 04/06/2026 sale of 4,720 shares for $14,094.39, the latter identified as 10b5-1 sales.
This notice records the broker address and the exchange (NASDAQ) and serves as a regulatory filing of proposed resale activity; timing and cash‑flow treatment for the 43,750 RSUs are stated with the date shown but sales execution details are not included here.
Ichiro Aoki reported proposed sales of 100,000 shares of Common Stock tied to a Founder Stock grant dated 02/09/2007. The filing also lists numerous actual sales during the past three months, with transactions dated through 05/29/2026 showing individual share lots and gross proceeds for each trade.
indie Semiconductor President Ichiro Aoki reported a series of exercise-and-sell transactions in late May 2026. He exercised a total of 729,900 ADK Class A Units into Class A Common Stock and related Class V Common Stock adjustments, then sold the same number of Class A shares in open-market trades.
The sales, reported at weighted average prices around $5.05 per share across several price ranges, were executed under a Rule 10b5-1 trading plan adopted on December 8, 2025, which provides for automated sales through June 30, 2026. Following these transactions, Aoki directly holds 106,169 shares of Class A Common Stock and continues to hold several million shares of Class V Common Stock and ADK Class A Units linked to Class A Common Stock.
indie Semiconductor director Diane W. Biagianti exercised 59,932 restricted stock units into the same number of Class A common shares, bringing her direct holdings to 184,912 shares. She also received a new grant of 37,454 restricted stock units under the non-employee director compensation policy, vesting on the earlier of May 28, 2027 or the 2027 Annual Shareholder Meeting.
indie Semiconductor director Jeffrey J. Owens reported routine equity compensation activity. On May 28, 2026, he exercised 59,932 restricted stock units into 59,932 shares of Class A common stock at a stated price of $0.00 per share, bringing his direct holdings to 223,005 Class A shares.
On the same date, he received a new grant of 37,454 restricted stock units under the non-employee director compensation policy. Each RSU represents one share of Class A common stock and will vest on the earlier of May 28, 2027 or the date of the 2027 Annual Shareholder Meeting.