InnovAge (INNV) CLO covers RSU tax bill with 23,064 withheld shares

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

InnovAge Holding Corp.'s Chief Legal Officer, Nicole Damato, reported routine share dispositions tied to taxes on vested restricted stock units. On two dates, shares of common stock were withheld by the company to cover her tax obligations, not sold on the open market. A total of 23,064 shares were used for tax withholding, and she continues to hold 296,743 shares of InnovAge common stock directly after these transactions.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider DAMATO NICOLE

Role CHIEF LEGAL OFFICER

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock, $0.001 par value	8,018	$7.30	$59K
Tax Withholding	Common Stock, $0.001 par value	15,046	$7.20	$108K

Holdings After Transaction: Common Stock, $0.001 par value — 296,743 shares (Direct, null)

Footnotes (1)

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Key Figures

Tax-withheld shares (June 6, 2026): 8,018 shares at $7.30 Tax-withheld shares (June 4, 2026): 15,046 shares at $7.20 Total tax-withholding shares: 23,064 shares +2 more

5 metrics

Tax-withheld shares (June 6, 2026) 8,018 shares at $7.30 Common stock withheld to satisfy tax obligations

Tax-withheld shares (June 4, 2026) 15,046 shares at $7.20 Common stock withheld to satisfy tax obligations

Total tax-withholding shares 23,064 shares Sum of reported F-code dispositions

Shares held after June 6, 2026 296,743 shares Direct InnovAge common stock ownership

Shares held after June 4, 2026 304,761 shares Direct InnovAge common stock ownership

Key Terms

restricted stock units, tax obligations, tax-withholding disposition, Common Stock, $0.001 par value

4 terms

restricted stock units financial

"in connection with the vesting and settlement of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax obligations financial

"shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting"

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock, $0.001 par value financial

"security_title": "Common Stock, $0.001 par value""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/08/2026 - 06:07 PM Accepted by SEC EDGAR 06/08/2026 - 06:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DAMATO NICOLE

(Last)

(First)

(Middle)

8950 E. LOWRY BOULEVARD

(Street)

DENVER

COLORADO

80230

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
InnovAge Holding Corp. [ INNV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CHIEF LEGAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $0.001 par value	06/04/2026		F⁽¹⁾		15,046	D	$7.2	304,761	D
Common Stock, $0.001 par value	06/06/2026		F⁽¹⁾		8,018	D	$7.3	296,743	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting and settlement of restricted stock units.

Remarks:

	/s/ Nicole D'Amato	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did InnovAge (INNV) report for Nicole Damato?

InnovAge reported that Chief Legal Officer Nicole Damato had company shares withheld to cover tax obligations from vesting restricted stock units. These were coded as tax-withholding dispositions, not open-market purchases or sales, and reflect standard equity compensation mechanics.

How many InnovAge (INNV) shares were withheld for Nicole Damato’s taxes?

A total of 23,064 InnovAge common shares were withheld to satisfy Nicole Damato’s tax obligations. The transactions included 8,018 shares at $7.30 per share and 15,046 shares at $7.20 per share, both related to restricted stock unit vesting.

Does Nicole Damato’s InnovAge (INNV) Form 4 show an open-market sale?

The Form 4 does not show an open-market sale. It reports tax-withholding dispositions, where InnovAge retained shares to pay Nicole Damato’s tax obligations upon restricted stock unit vesting, rather than her selling shares to outside investors.

How many InnovAge (INNV) shares does Nicole Damato hold after the transactions?

After the reported tax-withholding transactions, Nicole Damato directly holds 296,743 shares of InnovAge common stock. This figure reflects her post-transaction position, showing that she retains a substantial equity stake in the company following the RSU vesting events.

On what dates did InnovAge (INNV) withhold shares for Nicole Damato’s taxes?

InnovAge withheld shares for Nicole Damato’s tax obligations on June 4, 2026 and June 6, 2026. Both transactions were tied to the vesting and settlement of restricted stock units and are reported as tax-withholding dispositions on the Form 4.