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Innventure, Inc. (INV) CSO has 150K shares withheld for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Innventure, Inc. Chief Strategy Officer Scott John Stewart reported a tax-withholding disposition of 150,053 shares of common stock at $2.80 per share. The shares were withheld to cover tax obligations related to vesting restricted stock units, and he held 1,814,998 shares directly after the transaction.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scott John Stewart

(Last) (First) (Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FL 32827

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Strategy Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2026 F 150,053(1) D $2.8 1,814,998 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units.
Remarks:
/s/ Suzanne Niemeyer, Attorney-in-Fact 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Innventure (INV) report for Scott John Stewart?

Innventure reported that Chief Strategy Officer Scott John Stewart had 150,053 common shares disposed of to cover tax withholding. The shares were withheld in connection with vesting restricted stock units, rather than sold in an open market transaction.

What does the Form 4 tax-withholding disposition mean for Innventure (INV)?

The Form 4 shows shares withheld to satisfy tax obligations from restricted stock unit vesting. This kind of disposition does not represent an open market sale, but an automatic share reduction to cover personal tax liabilities for the executive.

How many Innventure (INV) shares were involved in Scott John Stewart’s Form 4?

The Form 4 reports 150,053 Innventure common shares disposed of at $2.80 per share. These shares were withheld by the company to cover tax withholding obligations tied to the vesting of restricted stock units granted to the executive.

How many Innventure (INV) shares does Scott John Stewart hold after the transaction?

After the reported tax-withholding disposition, Scott John Stewart directly held 1,814,998 Innventure common shares. This figure reflects his direct ownership following the automatic share reduction used to satisfy tax liabilities from restricted stock unit vesting.

Was Scott John Stewart’s Innventure (INV) Form 4 a market sale of shares?

No, the Form 4 describes a tax-withholding disposition, not an open market sale. Shares were withheld to pay tax obligations arising from the vesting of restricted stock units, according to the footnote included with the transaction disclosure.
Innventure, Inc.

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