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Innventure (INV) SEC Filings

INV NASDAQ

Innventure, Inc. filings document an industrial growth conglomerate with operating subsidiaries, common stock and warrant-related capital structure disclosures, and recurring Regulation FD and 8-K updates. Recent records cover financial results, operating-company presentations, Accelsius NeuCool product disclosures, and registration statements for resale of common stock by selling stockholders.

Governance filings include the definitive proxy statement for director elections and auditor ratification, board and committee changes, stock ownership guidelines, and Nasdaq audit-committee compliance disclosures. The filing record also documents risk and forward-looking statement language tied to Innventure’s operating-company model, capital formation arrangements, and previously issued securities.

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Innventure, Inc. (INV) is the issuer in a Form 3 reporting that Ascent Capital Partners LLC, identified as a ten percent owner, indirectly holds 9,820,810 shares of Class A Common Stock as of October 19, 2026. Investment funds and separately managed accounts advised by Ascent hold the shares directly, and Ascent has sole voting and dispositive power. Ascent members and managers Jonathan Loeffler and Mark A. Pomeroy Jr. may be deemed to share that power; the reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest.

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Innventure, Inc. (INV) received a Nasdaq notice that it no longer meets the $1.00 per-share minimum bid-price requirement, based on closing bid prices for the 30 consecutive business days ended October 22, 2026. The company has an initial 180-calendar-day period, through April 21, 2027, to regain compliance by meeting the requirement for at least 10 consecutive business days. If it does not, Nasdaq may provide an additional 180-calendar-day period if Innventure applies to transfer its listing from the Nasdaq Global Market to the Nasdaq Capital Market and meets the other stated eligibility conditions, including providing written notice of its intent to cure. The notice does not result in immediate delisting, and Innventure stated there can be no assurance it will regain or maintain compliance.

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Innventure, Inc. (INV) reports that Chief Financial Officer Eric Stober was granted 1,818,182 restricted stock units (RSUs) on October 19, 2026. The award was made under Innventure’s 2024 Equity and Incentive Compensation Plan in connection with his appointment as CFO and in accordance with his employment letter. The RSUs vest in three equal installments on October 19, 2027, October 19, 2028 and October 19, 2029, subject to his continuous service through each applicable vesting date. The reported direct position following the transaction was 1,818,182 shares.

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Ascent Capital Partners LLC and reporting persons Jonathan Loeffler and Mark A. Pomeroy Jr. reported that they may each be deemed to beneficially own 9,310,922 shares of Innventure, Inc. (INV) Class A common stock, representing 10.72% of the class. The percentage is based on 84,612,657 shares outstanding as of August 7, 2026.

Ascent reported purchases of 1,738,498 shares on October 16, 2026 and 2,702,138 shares on October 19, 2026, except as set forth on Schedule A. The reporting persons said they intend to review the investment on an ongoing basis and have engaged, and intend to continue, discussions with Innventure management or its board about business, operations, strategy, prospects and governance.

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Innventure, Inc. (INV) is the subject of an amended ownership report in which Ascent Capital Partners LLC and its managing members Jonathan Loeffler and Mark A. Pomeroy Jr. each report beneficial ownership of 9,310,922 Class A shares. The report states this represents 10.72% of the Class A shares, based on 84,612,657 shares outstanding as of August 7, 2026. It also reports purchases of 1,738,498 shares on October 16, 2026 and 2,702,138 shares on October 19, 2026. The shares are held by funds and separately managed accounts advised by Ascent Capital. The reporting persons say they acquired the securities for investment, intend to review the investment on an ongoing basis, and intend to continue discussions with Innventure’s management or board about its business, operations, strategy, prospects and governance.

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Innventure, Inc. (INV) ended David Yablunosky’s service as Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer on October 19, 2026, and retained him as a consultant, conditioned on his execution and delivery of a general release acceptable to the company. The agreement provides $5,500 per week for each week services are provided, until the earlier of May 14, 2027 or an earlier termination under its terms. Specified unvested Innventure and Refinity securities continue vesting under existing schedules through the termination date.

Innventure will also reimburse the full monthly cost of COBRA premiums for Yablunosky and his spouse from November 1, 2026 through the last day of the month in which the termination date occurs, plus reasonable travel and out-of-pocket expenses approved in advance. Eric Stober has joined as Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer. Finance, accounting, investor relations and communications are being consolidated under him, and Chief Growth Officer Roland Austrup’s service will end October 31, 2026.

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Innventure, Inc. said its subsidiary Accelsius upgraded its Springdale lab and facility in Austin, Texas, to multi-megawatt power for testing two-phase, direct-to-chip liquid cooling at megawatt-class rack densities. Accelsius expects to expand its lease footprint there by an additional 18,000 square feet in January 2027. It also announced a 375 kW-capable addition to the NeuCool multi-rack family, described as the next step beyond the MR250.

Accelsius said the upgraded site will be able to power a single rack at megawatt-plus loads or multiple racks at today’s highest densities. It cited an independent benchmark published in July showing NeuCool delivered 9°C lower NVIDIA B200 junction temperatures than single-phase direct-to-chip cooling in warm-water conditions, and matched single-phase performance at NVIDIA’s 45°C facility-water benchmark with inlet water as warm as 54°C.

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Innventure, Inc. (INV) entered into an at-the-market equity offering agreement for sales of its common stock with an aggregate offering size of up to $60 million. The company is under no obligation to sell shares under the agreement. It also discontinued its standby equity purchase agreement with YA II PN, Ltd., which it entered into in October 2023.

Any ATM sales are expected to occur over an extended period at Innventure’s discretion, based on parameters established and monitored by an independent and disinterested committee of the Board. Innventure said the ATM is intended to support its operations and the ongoing development of Accelsius.

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Innventure, Inc. (INV) entered into an at-the-market agreement allowing it to offer and sell common stock through or to Lucid Capital Markets for an aggregate offering price of up to $60,000,000, at the company’s sole discretion. Lucid will use commercially reasonable efforts as sales agent and/or principal; Innventure gave no assurance that it will issue shares or that sales will succeed. Sales may occur through Nasdaq or in privately negotiated transactions, with prior written approval for the latter. Sales-agent commissions are 3.0% on the first $15,000,000 sold and 2.17% on the next $45,000,000.

Innventure expects net proceeds to fund working capital and general corporate purposes, including a strategic transformation focused primarily on Accelsius Holdings LLC. Acquiring additional Accelsius units is conditional on sufficient proceeds, approvals and other conditions. Separately, from September 10, 2026 through October 1, 2026, Innventure issued 2,454,689 shares to Yorkville under its existing equity purchase agreement at a weighted-average effective price of $0.6869 per share, receiving $1,686,192.79. On October 6, 2026, it said it does not intend to issue additional shares under that agreement.

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FAQ

How many Innventure (INV) SEC filings are available on StockTitan?

StockTitan tracks 161 SEC filings for Innventure (INV), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Innventure (INV)?

The most recent SEC filing for Innventure (INV) was filed on October 27, 2026.