Welcome to our dedicated page for Innventure SEC filings (Ticker: INV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Innventure, Inc. filings document an industrial growth conglomerate with operating subsidiaries, common stock and warrant-related capital structure disclosures, and recurring Regulation FD and 8-K updates. Recent records cover financial results, operating-company presentations, Accelsius NeuCool product disclosures, and registration statements for resale of common stock by selling stockholders.
Governance filings include the definitive proxy statement for director elections and auditor ratification, board and committee changes, stock ownership guidelines, and Nasdaq audit-committee compliance disclosures. The filing record also documents risk and forward-looking statement language tied to Innventure’s operating-company model, capital formation arrangements, and previously issued securities.
Innventure, Inc. (INV) director and officer Michael Otworth reported an other disposition of 154,829 shares of Common Stock on September 8, 2026, classified as a voluntary forfeiture and cancellation of previously issued shares. The company states this action was described in an August 19, 2026 letter to shareholders from the Board of Directors.
The event is characterized as not a sale; Otworth received no proceeds or other consideration in connection with the forfeiture. After this transaction, he reports 3,626,258 shares of Innventure common stock held directly. No Rule 10b5‑1 trading plan is reported for this transaction.
Innventure, Inc. (symbol: INV) is the issuer of record for a Form 4 filing submitted to the SEC. Yablunosky David reported disposition transactions in this Form 4 filing.
Innventure, Inc. (INV) reported that its CFO and CAO, David Yablunosky, voluntarily forfeited and cancelled 1,236 shares of common stock on September 8, 2026. The company states this was not a sale, involved no proceeds or other consideration, and left him holding 542,758 shares directly.
Innventure, Inc. (symbol: INV) is the issuer of record for a Form 4 filing submitted to the SEC. Donnally James O reported disposition transactions in this Form 4 filing.
Innventure, Inc. (INV) reports that director James O. Donnally voluntarily forfeited and cancelled 2,227 shares of Common Stock on September 8, 2026. The forfeiture was not a sale, and he received no proceeds or other consideration. Following this transaction, he holds 16,010 shares directly, plus additional indirect holdings through family entities and a trust, including interests where he disclaims beneficial ownership beyond any pecuniary interest.
Innventure, Inc. (symbol: INV) is the issuer of record for a Form 4 filing submitted to the SEC. Haskell Gregory W reported disposition transactions in this Form 4 filing.
Innventure, Inc. (INV) reported that Former Chief Executive Officer Gregory W. Haskell voluntarily forfeited and cancelled 46,460 shares of common stock on September 9, 2026. The footnote states this was not a sale, and Haskell received no proceeds or other consideration. Following the transaction, he directly holds 933,343 shares of Innventure common stock, and no Rule 10b5-1 trading plan is reported.
Innventure, Inc. (INV) reported the initial equity holdings of Chief Executive Officer and director William J. Grieco in a Form 3. As of September 1, 2026, he reports 139,285 shares of Common Stock held with direct ownership. The filing does not report any purchase, sale, or derivative transactions.
Innventure, Inc. (INV) reports broad governance, management and strategic changes. The Board accelerated the CEO transition: Gregory W. Haskell will retire as CEO and Class I director effective September 1, 2026, and Dr. William Grieco will become CEO and a Class I director on that date under an amended employment letter and consulting arrangement. Chief Strategy Officer Dr. John Scott has departed, and the company has begun a search to replace Chief Financial Officer and Principal Accounting Officer David Yablunosky, who will serve until a successor is appointed.
Board leadership is being reshaped to increase independence: Bruce Brown has moved from Lead Independent Director to independent Chairman, succeeding Executive Chairman Michael Otworth, who remains on the Board as an employee director; the Lead Independent Director role has been eliminated. Independent director Catriona Fallon has been named Audit Committee Chair, and, in support of greater independence, management director Suzanne Niemeyer resigned from the Board, with the Board size reduced from nine to eight. A shareholder letter outlines corporate actions including exploring strategic alternatives for the AeroFlexx business, transitioning Refinity off the Innventure balance sheet after the third quarter of 2026, aggressive parent-level headcount and operating cost reductions that are expected to reduce quarterly cash expenses (excluding debt service) from $7 to $4, elimination of parent-level spending on new company formation and R&D, exploration of parent-company funding alternatives, and forfeiture of certain earnout shares by senior management and directors. The company also discloses a putative securities class action lawsuit covering investors who acquired its securities between November 17, 2025 and August 13, 2026 and states that it intends to defend the action vigorously.
Innventure, Inc. (INV) director Bruce Brown reported an open-market purchase of 30,000 shares of common stock on 2026-08-20 at a weighted average price of $1.5133 per share, with individual trade prices ranging from $1.4602 to $1.55. Following this transaction, Brown directly holds 106,905 Innventure shares. The transaction was not reported as made under a Rule 10b5-1 trading plan.
Innventure, Inc. (INV) reported that its Chief Executive Officer, Gregory W. Haskell, purchased 50,000 shares of common stock on 2026-08-20 in an open-market or private transaction at a weighted average price of $1.512 per share, with individual trade prices ranging from $1.46 to $1.59. Following this transaction, Haskell directly holds 979,803 shares of Innventure common stock. The filing indicates the Rule 10b5-1 checkbox was not marked as an affirmatively adopted trading plan.
Innventure, Inc. (INV) reported that Executive Chairman Michael Otworth purchased 231,000 shares of common stock on 2026-08-20 in an open market or private transaction. The shares were bought at a weighted average price of $1.5121 per share, with individual trade prices ranging from $1.46 to $1.59. Following this purchase, Otworth directly holds 3,781,087 Innventure common shares.
Innventure, Inc. (INV) director James O. Donnally reported that an affiliated entity, Our-No Family Holdings LP, purchased 225,000 shares of Common Stock on August 20, 2026 at a weighted average price of $1.50 per share, with individual trades between $1.48 and $1.53. Donnally has voting and investment power over shares held by Our-No Family Holdings and by the James O. Donnally Revocable Trust, and he reports 18,237 shares held directly. Shares held through the Glockner Family Venture Fund are reported based on his pecuniary interest, with beneficial ownership otherwise disclaimed.