Welcome to our dedicated page for Innventure SEC filings (Ticker: INV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Innventure, Inc. (NASDAQ: INV) SEC filings page on Stock Titan provides access to the company’s official U.S. Securities and Exchange Commission documents, along with AI-powered summaries that explain their contents in plain language. These filings are central to understanding how Innventure structures its industrial growth conglomerate model, finances its operations, and governs its family of technology-driven businesses.
Innventure’s recent Form 8-K current reports describe material events such as securities purchase agreements for convertible debentures with YA II PN, Ltd. (Yorkville), private placements of common stock and warrants, changes in independent registered public accounting firms, and the appointment of its first Lead Independent Director. Other 8-Ks detail financing arrangements and governance rights related to Accelsius Holdings LLC, Innventure’s controlled subsidiary focused on data center cooling products.
The company’s registration statements, including Form S-1 and shelf registration on Form S-3, outline its capital structure, preferred stock designations, and the registration of common shares and warrant shares for resale. Definitive proxy materials on Schedule 14A explain proposals submitted to stockholders, such as approvals needed under Nasdaq listing rules for issuing 20% or more of outstanding common stock in connection with convertible debentures and equity purchase agreements.
On this page, users can also monitor proxy statements, special meeting notices, and related voting information that describe how Innventure seeks shareholder approval for key financing transactions. For subsidiary-level financing, filings discuss convertible notes, preferred units, and rights granted to strategic investors in Accelsius.
Stock Titan’s interface surfaces these filings in real time from EDGAR and enhances them with AI-generated highlights, helping readers quickly identify important terms such as conversion prices, voting rights, index inclusion effects, and changes in auditor or board structure without needing to parse every technical detail themselves.
Innventure, Inc. director Daniel J. Hennessy sold 2,992 shares of common stock in an open-market transaction on April 14, 2026 at a weighted average price of $5.01 per share. The sale was made under a pre-arranged Rule 10b5-1 trading plan, and he now holds 764,497 shares directly.
Innventure, Inc. filed an update describing plans to host an operating company CEO call at 5:00pm ET on April 27, 2026. The event will feature executives from Accelsius, AeroFlexx, and Refinity discussing commercial progress, operations, capital formation strategies, recent milestones, and market opportunities.
Investors and analysts can join via a live webcast using the provided link or Innventure’s investor relations website, with a replay available afterward. The filing includes the related press release as an exhibit.
Innventure, Inc. registered 59,678,407 shares of Common Stock for resale and issuance under this prospectus. The filing covers up to 18,386,688 shares issuable on exercise of Innventure Warrants (cash exercise proceeds up to $214.4 million) and up to 41,291,719 shares offered for resale by selling stockholders. The prospectus lists specific resale pools including shares issuable on conversion of Series B and Series C preferred stock, shares available under a Standby Equity Purchase Agreement (SEPA) with Yorkville (aggregate commitment $75.0 million, remaining availability noted at $66.6 million in the text), PIPE-issued Series A Warrants (cash proceeds up to $13.0 million) and WTI lender warrants. The company discloses 80,069,319 shares outstanding as of March 13, 2026 and a last reported Nasdaq price of $4.34 per share on April 7, 2026. The registration is a shelf/mixed filing that permits both issuer proceeds from certain warrant/exercise scenarios and resale by selling holders.
WE-INN LLC, an investment entity associated with Gregory D. Wasson, updated its ownership disclosure in Innventure, Inc. common stock. The group continues to beneficially own 4,682,970 shares of common stock, representing 5.85% of the company.
The percentage change results from Innventure reporting 80,069,319 shares outstanding as of March 23, 2026, not from new buying or selling. The reporting persons state they have made no dispositions since the prior amendment and still view Innventure as an attractive investment, though they may sell shares in the future to diversify and provide liquidity to WE-INN LLC investors.
Innventure, Inc. director and CFO/CAO David Yablunosky reported new equity awards. He received 121,228 Restricted Stock Units under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vesting in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to continuous service.
He was also granted 85,795 nonqualified stock options for Common Stock with a $6.00 exercise price, expiring on April 2, 2036. One-third vests on April 2, 2027 and the remaining two-thirds in eight substantially equal quarterly installments thereafter, contingent on continued service. Following these awards, he directly holds 542,758 Common Stock shares and indirectly 32,866 shares through a Roth IRA.
Innventure, Inc. director Suzanne Niemeyer reported equity awards that increase her direct holdings. She received 121,228 shares of Common Stock as a grant under the 2024 Equity and Incentive Compensation Plan, bringing her direct Common Stock holdings to 659,497 shares following the award.
She was also granted nonqualified stock options for 85,795 shares of Common Stock with a $6.00 exercise price, which exceeds the $4.64 closing price on the grant date. One-third of the options vest on April 2, 2027, with the remainder vesting in regular installments thereafter, subject to continued service.
Innventure, Inc. reported that Chief Executive Officer Gregory W. Haskell received new equity awards on April 2, 2026. He was granted 228,787 nonqualified stock options for common stock at an exercise price of $6.00 per share, expiring on April 2, 2036. One-third of these options vest on April 2, 2027, with the remaining two-thirds vesting in eight substantially equal quarterly installments thereafter, subject to continued service. He also received 121,228 Restricted Stock Units, vesting in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, also conditioned on continued service. Following the stock grant, Haskell directly owned 883,343 shares of common stock.
Innventure, Inc. reported that Executive Chairman Michael Otworth received new equity awards as part of his compensation. He was granted nonqualified stock options for 85,795 shares of common stock at a $6.00 exercise price, which is above the $4.64 closing price on the grant date. These options vest over time starting on April 2, 2027.
Otworth was also granted 121,228 shares of common stock in the form of Restricted Stock Units under the 2024 Equity and Incentive Compensation Plan. The RSUs vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to his continued service. Following the RSU grant, his direct common stock holdings total 3,395,258 shares.
Donnally James O reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director James O. Donnally received an equity grant of 7,033 shares of Common Stock at $3.91 per share. The shares are fully vested and were issued under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan in lieu of all cash retainers for the first quarter of 2026.
Following this award, Donnally holds 22,305 shares directly and also reports substantial indirect ownership through related entities, including a revocable trust and family investment vehicles. He retains voting and investment power over some of these indirect holdings, while expressly disclaiming beneficial ownership in others beyond his pecuniary interest.