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Innventure (INV) director receives 2,466 fully vested shares instead of 50% cash retainers

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Williams Elizabeth Suzanne reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director equity compensation update: Elizabeth Suzanne Williams received a grant of 2,466 fully vested shares of Innventure common stock. These shares were issued under the company’s Second Amended and Restated Non-Management Director Compensation Plan.

The grant reflects her election to receive stock in lieu of 50% of the cash retainers she would have been paid for serving as a director during the second calendar quarter of 2026. Following this award, she holds a total of 53,582 Innventure common shares directly.

Positive

  • None.

Negative

  • None.
Insider Williams Elizabeth Suzanne
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,466 $0.00 --
Holdings After Transaction: Common Stock — 53,582 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 2,466 shares Fully vested common stock grant under director compensation plan
Grant price per share $0.00 per share Equity award issued as compensation, not market purchase
Shares owned after grant 53,582 shares Total direct Innventure common stock holdings after the transaction
Cash retainer portion replaced 50% of cash retainers Portion of Q2 2026 director cash retainers taken in shares
Quarter covered Second quarter 2026 Period for which cash retainers were partially converted to stock
Fully vested financial
"Fully vested common stock, par value $0.0001 per share, of Innventure, Inc."
Non-Management Director Compensation Plan financial
"under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan"
cash retainers financial
"in lieu of 50% of the cash retainers that would have otherwise been paid"
Grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Elizabeth Suzanne

(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FLORIDA 32827

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A2,466(1)A$053,582D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of 50% of the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the second calendar quarter of 2026.
Remarks:
/s/ Suzanne Niemeyer, Attorney-in-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Innventure (INV) report for Elizabeth Suzanne Williams?

Innventure reported that director Elizabeth Suzanne Williams received 2,466 fully vested common shares. The shares were granted as part of her board compensation, reflecting her choice to take equity instead of part of her normal cash retainers.

How many Innventure (INV) shares does Elizabeth Suzanne Williams own after this Form 4?

After this grant, Elizabeth Suzanne Williams directly owns 53,582 Innventure common shares. This total includes the 2,466 fully vested shares she received as compensation for her service during the second calendar quarter of 2026.

What was the price per share for the Innventure (INV) director stock grant?

The 2,466 Innventure common shares were granted at a stated price of $0.00 per share. This indicates they were awarded as compensation rather than purchased in an open-market transaction, consistent with typical director equity compensation programs.

Why did Elizabeth Suzanne Williams receive Innventure (INV) shares instead of cash?

Under Innventure’s Non-Management Director Compensation Plan, Williams elected to receive shares instead of 50% of her cash retainers. For the second calendar quarter of 2026, this election resulted in a grant of 2,466 fully vested common shares as part of her board compensation.

Are the Innventure (INV) shares granted to Elizabeth Suzanne Williams fully vested?

Yes. The filing states the 2,466 Innventure common shares are fully vested. They were issued under the company’s Second Amended and Restated Non-Management Director Compensation Plan as equity compensation in lieu of part of her cash retainers for the quarter.

Is this Innventure (INV) Form 4 a stock purchase or a compensation award?

This Form 4 reflects an equity compensation award, not a market purchase. The 2,466 Innventure shares were granted at $0.00 per share under the director compensation plan in exchange for 50% of the cash retainers otherwise payable for the second quarter of 2026.