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Innventure (INV) director receives 7,083 shares in lieu of cash fees

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brown Bruce reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Bruce Brown received a stock grant of common shares as board compensation. On the transaction date, he was awarded 7,083 shares of fully vested common stock at a stated price of $0.00 per share, reflecting fees taken in stock rather than cash under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan for the second calendar quarter of 2026. Following this routine, non–open-market award, Brown directly held 76,905 Innventure common shares.

Positive

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Negative

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Insider Brown Bruce
Role null
Type Security Shares Price Value
Grant/Award Common Stock 7,083 $0.00 --
Holdings After Transaction: Common Stock — 76,905 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 7,083 shares Fully vested common stock grant on June 30, 2026
Grant price per share $0.00 per share Stated transaction price for compensation stock award
Shares held after grant 76,905 shares Total direct Innventure common shares held by Bruce Brown post-transaction
Non-Management Director Compensation Plan financial
"under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan"
fully vested common stock financial
"Fully vested common stock, par value $0.0001 per share, of Innventure, Inc."
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Bruce

(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FLORIDA 32827

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A7,083(1)A$076,905D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the second calendar quarter of 2026.
Remarks:
/s/ Suzanne Niemeyer, Attorney-In-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Innventure (INV) director Bruce Brown report?

Bruce Brown reported receiving a grant of 7,083 Innventure common shares as compensation. The shares were fully vested and issued under the company’s Non-Management Director Compensation Plan for the second calendar quarter of 2026, replacing cash retainers he otherwise would have received.

How many Innventure (INV) shares did Bruce Brown receive in this Form 4 filing?

Bruce Brown received 7,083 shares of Innventure common stock. The filing describes the transaction as a grant or award acquisition, fully vested upon receipt, issued under the Second Amended and Restated Non-Management Director Compensation Plan tied to his Q2 2026 board service retainers.

Did Bruce Brown pay a purchase price for the Innventure (INV) shares he received?

No, the reported transaction price per share was $0.00. The shares were issued as compensation, not bought in the open market, and represent retainers that would otherwise have been paid in cash for Bruce Brown’s service as a non-management director during Q2 2026.

How many Innventure (INV) shares does Bruce Brown hold after this transaction?

After the grant, Bruce Brown directly held 76,905 Innventure common shares. This total reflects his position following the June 30, 2026 award of 7,083 fully vested shares under the company’s Non-Management Director Compensation Plan in lieu of cash compensation for that quarter.

Was Bruce Brown’s Innventure (INV) stock grant an open-market trade?

No, the transaction was not an open-market trade. It is classified as a grant or award acquisition under Innventure’s Non-Management Director Compensation Plan, representing fully vested common stock issued instead of cash retainers for Bruce Brown’s second-quarter 2026 board compensation.

What period of fees did Bruce Brown’s Innventure (INV) stock grant cover?

The stock grant covered cash retainers for the second calendar quarter of 2026. Under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan, Bruce Brown elected to receive fully vested common shares instead of those quarterly cash payments for his director service.