STOCK TITAN

Innventure (INV) director awarded 18,237 RSUs under 2024 equity plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Amalfitano Michael reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Michael Amalfitano received a grant of 18,237 shares of Common Stock in the form of Restricted Stock Units under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. These RSUs vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. Following this award, he directly holds 47,919 shares of Common Stock. The award is a compensation grant at no purchase price, not an open-market share purchase.

Positive

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Insider Amalfitano Michael
Role null
Type Security Shares Price Value
Grant/Award Common Stock 18,237 $0.00 --
Holdings After Transaction: Common Stock — 47,919 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 18,237 shares Restricted Stock Units granted on June 17, 2026
Shares after transaction 47,919 shares Total Common Stock held directly after grant
Grant price per share $0.00 per share Equity award, no purchase price paid
Vesting trigger Earlier of 1 year or next annual meeting RSUs vest on service-based schedule
Restricted Stock Units (RSUs) financial
"Restricted Stock Units (RSUs) granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Innventure, Inc. 2024 Equity and Incentive Compensation Plan financial
"RSUs granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
vesting financial
"vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Amalfitano Michael

(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FLORIDA 32827

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026A18,237(1)A$047,919D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units (RSUs) granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, and vesting on the earlier of (a) the first anniversary of the date of grant and (b) the next regularly scheduled annual meeting of stockholders of Innventure, Inc.
Remarks:
/s/ Suzanne Niemeyer, Attorney-In-Fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Innventure (INV) report for Michael Amalfitano?

Innventure reported that director Michael Amalfitano received a grant of 18,237 Restricted Stock Units of Common Stock. The award was made under the 2024 Equity and Incentive Compensation Plan as a form of equity compensation, not through an open-market purchase.

How many Innventure (INV) shares does Michael Amalfitano hold after this Form 4?

After the RSU grant, Michael Amalfitano directly holds 47,919 shares of Innventure Common Stock. This total includes the newly awarded 18,237 Restricted Stock Units, which are scheduled to vest based on time and the company’s next annual stockholder meeting.

What are the vesting terms of Michael Amalfitano’s 18,237 Innventure RSUs?

The 18,237 Restricted Stock Units vest on the earlier of two dates: the first anniversary of the grant date or the next regularly scheduled annual meeting of Innventure stockholders. This time-based schedule aligns the director’s equity compensation with ongoing board service.

Did Michael Amalfitano buy Innventure (INV) shares on the open market in this filing?

No, the Form 4 shows a grant coded as an acquisition (Code A), representing an equity award, not an open-market purchase. The transaction price per share is reported as zero, indicating it is compensation under Innventure’s 2024 Equity and Incentive Compensation Plan.

What is the Innventure, Inc. 2024 Equity and Incentive Compensation Plan mentioned in the Form 4?

The Innventure, Inc. 2024 Equity and Incentive Compensation Plan is the program under which the 18,237 Restricted Stock Units were granted. It provides equity-based awards, like RSUs, to directors and others to align their interests with long-term stockholder value.

How is the transaction in this Innventure (INV) Form 4 coded and what does it mean?

The transaction is coded “A” for a grant, award, or other acquisition and classified as an RSU award. This indicates Michael Amalfitano acquired the rights to 18,237 shares as compensation, rather than buying or selling shares in the market for cash.