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Innventure (INV) SEC Filings, Sep-Oct 2026

INV NASDAQ

Innventure, Inc. filings document an industrial growth conglomerate with operating subsidiaries, common stock and warrant-related capital structure disclosures, and recurring Regulation FD and 8-K updates. Recent records cover financial results, operating-company presentations, Accelsius NeuCool product disclosures, and registration statements for resale of common stock by selling stockholders.

Governance filings include the definitive proxy statement for director elections and auditor ratification, board and committee changes, stock ownership guidelines, and Nasdaq audit-committee compliance disclosures. The filing record also documents risk and forward-looking statement language tied to Innventure’s operating-company model, capital formation arrangements, and previously issued securities.

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Innventure, Inc. may sell up to $60,000,000 of common stock from time to time through Lucid Capital Markets under an at-the-market agreement. Sales are not guaranteed, and there is no minimum. Innventure estimates net proceeds of approximately $58.2 million after agent commissions and estimated offering expenses. The agent’s compensation is 3.0% of gross sales price on the first $15,000,000 sold and 2.17% on the next $45,000,000.

Proceeds are expected to fund working capital and general corporate purposes, including a strategic transformation focused primarily on Accelsius. Acquiring additional Accelsius units is conditional on sufficient proceeds, appropriate approvals and other conditions. An illustrative scenario assumes sales of 119,047,619 shares at $0.504 per share and estimates $0.17 per-share dilution to new investors. Innventure’s 2025 audit report contains an explanatory paragraph regarding its ability to continue as a going concern.

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Innventure, Inc. says its Board appointed Michael Madon as an independent Board member on September 20, 2026, effective September 28. On October 4, the Board appointed him to its Audit Committee and Compensation Committee, effective immediately. The committee assignments had not been determined when he was appointed to the Board.

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Innventure, Inc. director Bruce Brown acquired 56,541 fully vested common shares under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan. The shares resulted from his election to receive stock instead of the cash retainers otherwise payable for the third calendar quarter of 2026. Brown directly held 163,446 shares after the transaction.

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Innventure, Inc. director Elizabeth Suzanne Williams acquired 21,930 fully vested shares of common stock on September 30, 2026, under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan. She elected to receive stock in lieu of 50% of the cash retainers otherwise payable during the third calendar quarter of 2026. Her direct holdings after the acquisition were 75,512 shares.

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Innventure, Inc. (INV) reports that its Chief Executive Officer, William J. Grieco, received an award of 2,040,816 restricted stock units on October 1, 2026. The award was made under the company's 2024 Equity and Incentive Compensation Plan in connection with his appointment and employment letter. The RSUs vest in three equal installments on October 1, 2027, October 1, 2028 and October 1, 2029, subject to his continuous service through each vesting date. Grieco's reported direct position following the transaction was 2,171,998 shares.

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Innventure, Inc. (INV) director James O. Donnally reported receiving 45,862 fully vested common shares under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan, in lieu of cash retainers otherwise payable for the third calendar quarter of 2026. On September 30, 2026, he transferred 45,862 directly held shares to the James O. Donnally Revocable Trust and has voting and investment power over shares held by that trust.

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Innventure, Inc. director Michael P. Madon was granted 124,837 restricted stock units on September 28, 2026, under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. The units vest on the earlier of the first anniversary of the grant date or the next regularly scheduled annual meeting of stockholders. His reported direct position following the award was 124,837 shares.

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Innventure, Inc. (INV) announced leadership, governance, and cost-structure changes centered on increasing the value of its interest in Accelsius and reducing parent-level expenses. Directors Michael Otworth and John Hewitt resigned from the Board, and the Board size was cut from eight to seven members, six of whom will be independent. The Board appointed Michael MadonEric Stober

The company has implemented cost reductions expected to lower quarterly parent-level cash expenses to $3.2 million by year-end 2026 from $7.5 million at the beginning of 2026, a reduction of about 56%, excluding debt service, severance, litigation and certain other non-recurring items. Stober’s compensation package includes a $525,000 base salary, target annual bonus equal to 100% of base salary, and $600,000 in time-vested restricted stock units.

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Innventure, Inc. (INV) reported that its Board caused certain senior managers and directors to forfeit all earnout shares they received for achieving “Milestone One,” which was tied to an Accelsius purchase order from DarkNX. Seven individuals, including Roland Austrup and Michael Otworth, entered into forfeiture agreements effective August 24, 2026. In total, 435,168 shares of common stock issued to these holders as First Earnout Shares were voluntarily forfeited for no consideration and were canceled by the transfer agent between September 8 and September 15, 2026. The company states that the independent committee’s prior determination that Milestone One was achieved based on the DarkNX Agreement remains final and binding, and that the earnout shares were validly issued, fully paid, and non-assessable before forfeiture.

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FAQ

How many Innventure (INV) SEC filings are available on StockTitan?

StockTitan tracks 161 SEC filings for Innventure (INV), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Innventure (INV)?

The most recent SEC filing for Innventure (INV) was filed on October 6, 2026.