STOCK TITAN

Innventure (INV) director receives stock grant and premium-price options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Innventure, Inc. director Suzanne Niemeyer reported equity awards that increase her direct holdings. She received 121,228 shares of Common Stock as a grant under the 2024 Equity and Incentive Compensation Plan, bringing her direct Common Stock holdings to 659,497 shares following the award.

She was also granted nonqualified stock options for 85,795 shares of Common Stock with a $6.00 exercise price, which exceeds the $4.64 closing price on the grant date. One-third of the options vest on April 2, 2027, with the remainder vesting in regular installments thereafter, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Niemeyer Suzanne
Role Director
Type Security Shares Price Value
Grant/Award Nonqualified Stock Option (right to buy) 85,795 $0.00 --
Grant/Award Common Stock 121,228 $0.00 --
Holdings After Transaction: Nonqualified Stock Option (right to buy) — 85,795 shares (Direct); Common Stock — 659,497 shares (Direct)
Footnotes (1)
  1. The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date. The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.
Common Stock grant 121,228 shares Awarded on April 2, 2026 under 2024 Equity and Incentive Compensation Plan
Post-grant Common Stock holdings 659,497 shares Direct holdings after April 2, 2026 Common Stock grant
Nonqualified stock options 85,795 options Grant exercisable into Common Stock, awarded April 2, 2026
Option exercise price $6.00 per share Exercise price exceeds $4.64 closing price on grant date
Grant-date closing price $4.64 per share Innventure Common Stock closing price on April 2, 2026
Option expiration April 2, 2036 Expiration date of nonqualified stock options
Restricted Stock Units financial
"The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
nonqualified stock options financial
"The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock"
A nonqualified stock option is a company-issued right that lets an employee or contractor buy shares later at a preset price, like a coupon to purchase stock regardless of the market price. It matters to investors because when the option is used the recipient owes ordinary-income tax on the difference between market and preset price, which affects the holder’s financial decisions and can change the company’s share count and reported expenses.
2024 Equity and Incentive Compensation Plan financial
"were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan"
premium-price stock options financial
"The Stock Options were granted as a premium-price stock options."
vesting financial
"vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Niemeyer Suzanne

(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FLORIDA 32827

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/02/2026A121,228(1)A$0659,497D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (right to buy)$604/02/2026A85,79504/27/2027(2)04/02/2036Common Stock85,795$085,795D
Explanation of Responses:
1. The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date.
2. The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.
Remarks:
/s/ Suzanne Niemeyer04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Innventure (INV) director Suzanne Niemeyer report on this Form 4?

She reported equity awards from Innventure, Inc., including a grant of 121,228 shares of Common Stock and nonqualified stock options for 85,795 shares. These awards were granted as compensation under the company’s 2024 Equity and Incentive Compensation Plan.

How many Innventure (INV) shares does Suzanne Niemeyer hold after the grant?

After the reported grant of 121,228 Common Stock shares, Suzanne Niemeyer directly holds 659,497 shares of Innventure, Inc. Common Stock. This figure reflects her position immediately following the April 2, 2026 award transaction reported in the filing.

What are the key terms of Suzanne Niemeyer’s new Innventure stock options?

She received nonqualified stock options for 85,795 shares of Innventure Common Stock with a $6.00 exercise price. The options expire on April 2, 2036, and are exercisable solely in Common Stock, subject to the vesting schedule described in the filing footnotes.

When do Suzanne Niemeyer’s Innventure stock options vest?

One-third of the Common Stock underlying the options vests and becomes exercisable on April 2, 2027. The remaining two-thirds vest in eight substantially equal installments on each three-month anniversary thereafter, conditioned on her continuous service to Innventure through each vesting date.

How do the Restricted Stock Units granted to Suzanne Niemeyer vest at Innventure (INV)?

The Restricted Stock Units underlying the 121,228-share grant vest in three equal installments. They vest on April 2, 2027, April 2, 2028, and April 2, 2029, provided Suzanne Niemeyer continues her service to Innventure, Inc. through each applicable vesting date.

Why is the Innventure stock option exercise price described as premium-price?

The options are called premium-price because their $6.00 exercise price is higher than the $4.64 closing price of Innventure’s Common Stock on the April 2, 2026 grant date. This structure generally provides value only if the stock trades above the exercise price in the future.