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Innventure (INV) CEO granted premium-price options and RSUs in 2026 award

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Form Type
4

Rhea-AI Filing Summary

Innventure, Inc. reported that Chief Executive Officer Gregory W. Haskell received new equity awards on April 2, 2026. He was granted 228,787 nonqualified stock options for common stock at an exercise price of $6.00 per share, expiring on April 2, 2036. One-third of these options vest on April 2, 2027, with the remaining two-thirds vesting in eight substantially equal quarterly installments thereafter, subject to continued service. He also received 121,228 Restricted Stock Units, vesting in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, also conditioned on continued service. Following the stock grant, Haskell directly owned 883,343 shares of common stock.

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Insider Haskell Gregory W
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Nonqualified Stock Option (right to buy) 228,787 $0.00 --
Grant/Award Common Stock 121,228 $0.00 --
Holdings After Transaction: Nonqualified Stock Option (right to buy) — 228,787 shares (Direct); Common Stock — 883,343 shares (Direct)
Footnotes (1)
  1. The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date. The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.
Nonqualified stock options granted 228,787 options Granted April 2, 2026 to CEO Gregory W. Haskell
Option exercise price $6.00 per share Exercise price for nonqualified stock options
Grant-date closing price $4.64 per share Innventure common stock closing price on April 2, 2026
RSUs granted 121,228 RSUs Restricted Stock Units granted April 2, 2026
Common shares held after grant 883,343 shares CEO direct common stock ownership after April 2, 2026 grant
Option expiration date April 2, 2036 End of term for nonqualified stock options
Initial option vesting date April 2, 2027 One-third of option shares vest and become exercisable
RSU vesting period 2027–2029 Three equal installments on April 2, 2027, 2028, 2029
Nonqualified Stock Option financial
"Nonqualified Stock Option (right to buy)"
Restricted Stock Units financial
"The Restricted Stock Units were granted to the Reporting Person"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
premium-price stock options financial
"The Stock Options were granted as a premium-price stock options."
Equity and Incentive Compensation Plan financial
"under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan")"
continuous service financial
"subject to the Reporting Person's continuous service to Innventure, Inc."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Haskell Gregory W
(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400
(Street)
ORLANDO FLORIDA 32827
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/02/2026A121,228(1)A$0883,343D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (right to buy)$604/02/2026A228,78704/02/2027(2)04/02/2036Common Stock228,787$0228,787D
Explanation of Responses:
1. The Restricted Stock Units were granted to the Reporting Person under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan (the "Plan"), and vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to the Reporting Person's continuous service to Innventure, Inc. (the Issuer") until the applicable vesting date.
2. The nonqualified stock options ("Stock Options"), exercisable solely in the Issuer's common stock, par value $0.0001 per share ("Common Stock") were granted by the Issuer to the Reporting Person on April 2, 2026 pursuant to the Plan. One-third of the shares of Common Stock underlying the Stock Options vest and become exercisable on April 2, 2027 and the remaining two-thirds of the shares of Common Stock underlying the Stock Options vest and become exercisable in eight substantially equal installments on each three-month anniversary thereafter, subject to the Reporting Person's continuous service to the Issuer until the applicable vesting date. The Stock Options were granted as a premium-price stock options. The $6.00 exercise price exceeds the $4.64 closing price of the Issuer's Common Stock on the grant date.
Remarks:
/s/ Suzanne Niemeyer, Attorney-In-Fact04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did Innventure (INV) grant to its CEO on April 2, 2026?

Innventure granted CEO Gregory W. Haskell 228,787 nonqualified stock options at a $6.00 exercise price and 121,228 Restricted Stock Units. Both awards were issued under the company’s 2024 Equity and Incentive Compensation Plan as part of his compensation.

How do the new stock options for Innventure (INV) CEO vest and when do they expire?

The 228,787 stock options vest one-third on April 2, 2027, with the remaining two-thirds vesting in eight substantially equal quarterly installments thereafter. The options are exercisable into common stock and expire on April 2, 2036, assuming continued service.

What is the vesting schedule for the Restricted Stock Units granted to Innventure (INV) CEO?

The 121,228 Restricted Stock Units granted to CEO Gregory W. Haskell vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029. Each vesting date requires his continuous service with Innventure through that date.

How does the option exercise price compare to Innventure (INV) stock on the grant date?

The nonqualified stock options carry a $6.00 exercise price, which exceeds the $4.64 closing price of Innventure’s common stock on the April 2, 2026 grant date. The filing describes these as premium-price stock options under the company plan.

How many Innventure (INV) shares did the CEO hold after the April 2, 2026 grant?

After the 121,228-share common stock award on April 2, 2026, CEO Gregory W. Haskell directly held 883,343 shares of Innventure common stock. This figure reflects his reported direct ownership immediately following that non-derivative stock transaction.

Under what plan were the Innventure (INV) CEO’s April 2026 equity awards granted?

Both the Restricted Stock Units and the nonqualified stock options were granted under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. The awards’ vesting is subject to Haskell’s continuous service with the company through each applicable vesting date.