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Innventure (INV) director granted 8,951 fully vested shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brown Bruce reported acquisition or exercise transactions in this Form 4 filing.

Innventure, Inc. director Bruce Brown received 8,951 shares of common stock as a fully vested equity grant valued at $3.91 per share. The shares were issued under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.

Brown elected to take this stock in lieu of all cash retainers he would have received for serving as a non-management director during the first quarter of 2026. After this grant, he directly owns 51,585 Innventure common shares.

Positive

  • None.

Negative

  • None.
Insider Brown Bruce
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 8,951 $3.91 $35K
Holdings After Transaction: Common Stock — 51,585 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 8,951 shares Fully vested common stock grant in lieu of Q1 2026 cash retainers
Grant value per share $3.91 per share Value used for Innventure common stock grant
Total shares after grant 51,585 shares Bruce Brown’s direct Innventure holdings following the transaction
Compensation period First calendar quarter of 2026 Quarter for which cash retainers were replaced with stock
fully vested common stock financial
"Fully vested common stock, par value $0.0001 per share, of Innventure, Inc."
Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan financial
"received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan"
in lieu of all the cash retainers financial
"resulting from the Reporting Person's election under the Plan, in lieu of all the cash retainers"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Bruce

(Last)(First)(Middle)
6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)
ORLANDO FLORIDA 32827

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026A8,951(1)A$3.9151,585D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Fully vested common stock, par value $0.0001 per share, of Innventure, Inc. received by the Reporting Person under the Second Amended and Restated Innventure, Inc. Non-Management Director Compensation Plan (the "Plan") resulting from the Reporting Person's election under the Plan, in lieu of all the cash retainers that would have otherwise been paid to the Reporting Person pursuant to the Plan during the first calendar quarter of 2026.
Remarks:
/s/ Suzanne Niemeyer, Attorney-In-Fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Innventure (INV) director Bruce Brown report?

Bruce Brown reported receiving 8,951 fully vested Innventure common shares as an equity grant. The shares were issued under the company’s Non-Management Director Compensation Plan as compensation for his board service during the first quarter of 2026, replacing cash retainers.

At what price was Bruce Brown’s Innventure (INV) stock grant valued?

The 8,951 Innventure common shares granted to Bruce Brown were valued at $3.91 per share. This value reflects the grant price used for the award, providing a reference amount for the compensation he received instead of quarterly cash retainers.

How many Innventure (INV) shares does Bruce Brown hold after this grant?

Following the 8,951-share grant, Bruce Brown holds 51,585 Innventure common shares directly. This updated ownership figure reflects his total reported position after receiving fully vested stock in place of cash compensation for first-quarter 2026 director fees.

Why did Bruce Brown receive Innventure (INV) stock instead of cash?

Bruce Brown elected to receive Innventure common stock under the Non-Management Director Compensation Plan in lieu of all cash retainers for first-quarter 2026. This election converts his normal board cash fees into fully vested equity, aligning part of his compensation with company stock performance.

Is Bruce Brown’s Innventure (INV) stock award part of a director compensation plan?

Yes. The award came under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan. It represents fully vested common stock granted as compensation, reflecting Brown’s election to receive shares instead of quarterly cash retainers for his board service.
Innventure, Inc.

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