Welcome to our dedicated page for Innventure SEC filings (Ticker: INV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Innventure, Inc. filings document an industrial growth conglomerate with operating subsidiaries, common stock and warrant-related capital structure disclosures, and recurring Regulation FD and 8-K updates. Recent records cover financial results, operating-company presentations, Accelsius NeuCool product disclosures, and registration statements for resale of common stock by selling stockholders.
Governance filings include the definitive proxy statement for director elections and auditor ratification, board and committee changes, stock ownership guidelines, and Nasdaq audit-committee compliance disclosures. The filing record also documents risk and forward-looking statement language tied to Innventure’s operating-company model, capital formation arrangements, and previously issued securities.
Innventure, Inc. completed an SEC-registered public offering of 11,428,572 shares of common stock, entering into a Securities Purchase Agreement with institutional purchasers. The company used a Form S-3 registration statement that was declared effective on January 9, 2026 and supplemented by a January 12, 2026 prospectus. Titan Partners Group LLC acted as sole placement agent on a reasonable best-efforts basis, earning a 7.0% cash fee on aggregate proceeds plus up to $100,000 in reimbursed expenses. Innventure agreed to 30-day restrictions on issuing additional common stock or equivalents after closing, and its executive officers and directors signed 30-day lock-up agreements limiting their sales. The offering closed on January 14, 2026, supported by customary legal opinions and related exhibits.
Innventure, Inc. is offering 11,428,572 shares of common stock at $3.50 per share in a reasonable best efforts offering, targeting gross proceeds of about $40.0 million and estimated net proceeds of approximately $36.7 million after fees and expenses.
The company plans to use about $6 million of the proceeds to redeem its outstanding 5.0% convertible debentures due September 15, 2026 and apply the remainder to working capital and general corporate purposes, which may include taking equity in Accelsius instead of cash on roughly $8 million of intercompany convertible debt. Innventure expects 79,174,919 shares of common stock to be outstanding after the offering.
The stock is listed on the Nasdaq Global Market under the symbol INV. The shares are being sold through Titan Partners Group LLC as sole placement agent, which will receive a 7.0% cash fee, and the company and its directors and officers have agreed to 30‑day offering-related lock‑up restrictions.
Innventure, Inc. filed a prospectus supplement to update its S-1 prospectus with recent 8-K disclosures about financing at its subsidiary Accelsius Holdings LLC and changes in its debt balance. Accelsius issued Series B-1 Units to Legrand and Johnson Controls for approximately $40 million of aggregate gross proceeds, building on a prior $25 million Series B-1 investment by Johnson Controls.
The new Series B-1 Units are convertible into Accelsius Class A Common Units at an initial Issue Price and Conversion Price of $36.4877 per unit, and were sold in a private, unregistered transaction. In connection with the closing, Accelsius amended its operating agreement to add Legrand as a member, expand its board to eight directors, and grant Legrand board representation plus various protective, preemptive, and information rights. Separately, Innventure reported that the balance of its Yorkville convertible debentures declined to about $6 million as of January 12, 2026, down from roughly $32.1 million as of September 30, 2025.
Innventure, Inc. filed a prospectus supplement that incorporates two recent current reports. Its subsidiary, Accelsius Holdings LLC, closed a new funding round by issuing Series B-1 units to Legrand DPC, LLC and Johnson Controls, Inc. for approximately $40 million, following an earlier October 2025 Series B-1 investment of about $25 million from Johnson Controls. Accelsius plans to use the new capital, after expenses, for general company purposes.
The Series B-1 units are convertible into Accelsius Class A common units at an initial issue and conversion price of $36.4877 per unit and carry customary investor protections. In connection with the closing, Accelsius amended its operating agreement to add Legrand as a member, expand the board to eight directors, grant Legrand one board seat with veto rights over certain major actions, and provide Legrand (and also Johnson Controls) with customary preemptive, information, and registration rights. Innventure also reported that Accelsius’ $40 million funding was based on a valuation of approximately $665 million and that the balance on its convertible debentures with Yorkville had decreased to about $6 million as of January 12, 2026, down from roughly $32.1 million on September 30, 2025.
Innventure, Inc. filed a prospectus supplement that adds two recent updates about its subsidiary Accelsius Holdings LLC and the parent’s balance sheet. On December 29, 2025, Accelsius raised approximately $40 million by selling 822,195 Series B-1 Units to Legrand DPC, LLC for about $30 million and 274,065 Series B-1 Units to Johnson Controls, Inc. for about $10 million, following an earlier $25 million Series B-1 investment by Johnson Controls. The units are convertible into Accelsius Class A Common Units at an initial Issue Price and Conversion Price of $36.4877 per unit.
In connection with Legrand’s investment, Accelsius amended its operating agreement to add Legrand as a member, expand its board to eight directors, grant Legrand one board seat, and require approval from the Legrand-designated director for key “Preferred Decisions,” including new senior or pari passu securities and indebtedness above $20 million. Accelsius expects to enter into reseller, private label, joint development, supply, and contract manufacturing agreements with Legrand. Separately, as of January 12, 2026, Innventure reports about $6 million outstanding on its convertible debentures with YA II PN, Ltd., down from roughly $32.1 million as of September 30, 2025.
Innventure, Inc. received a Schedule 13G reporting that Adam Fisher and affiliated investment entities collectively may be deemed to beneficially own 4,366,739 shares of Innventure common stock, or approximately 6.2% of the shares outstanding. This includes 1,529,836 shares held directly by Commonwealth Asset Management Global Macro Master Fund Ltd. and 2,836,903 shares held by AFT Investments LLC, of which 2,587,331 shares are obtainable upon exercise of warrants.
The filing notes that Fisher is the founder and chief investment officer of Commonwealth Asset Management LP and the sole member of ABF Manager LLC, which manages AFT Investments LLC, giving him indirect beneficial ownership of these positions. The report explains that, around the October 2, 2024 business combination, Fisher may have been deemed to beneficially own about 19.0% of Innventure’s common stock through sponsor shares, warrants, and convertible Series B preferred stock, before subsequent distributions and conversions reduced this to 6.2%. The reporting persons certify the holdings are not for the purpose of changing or influencing control of Innventure.
Innventure, Inc. reported that its subsidiary, Accelsius Holdings LLC, issued and sold Series B-1 Units to Legrand DPC, LLC and Johnson Controls, Inc. for $40 million, implying an Accelsius valuation of approximately $665 million, based on methodologies that rely on estimates and assumptions. The company also noted that the aggregate balance outstanding under its convertible debentures held by YA II PN, Ltd. was about $6 million as of January 12, 2026, down from approximately $32.1 million as of September 30, 2025, a reduction of roughly $26.1 million.
Innventure, Inc. reported that its subsidiary Accelsius Holdings LLC closed a Series B-1 funding round on December 29, 2025. Accelsius sold 822,195 Series B-1 Units to Legrand DPC, LLC for gross proceeds of about $30 million and 274,065 Series B-1 Units to Johnson Controls, Inc. for about $10 million, bringing total gross proceeds from this closing to roughly $40 million. This follows approximately $25 million of Series B-1 funding from Johnson Controls on October 2, 2025. Accelsius plans to use the new capital, after expenses, for general company purposes. The Series B-1 Units are convertible into Accelsius Class A Common Units at an initial Issue Price and Conversion Price of $36.4877 per unit, subject to adjustments.
In connection with the investment, Accelsius amended its operating agreement to add Legrand as a member, expand the board to eight directors and grant Legrand the right to designate one director with approval rights over defined “Preferred Decisions,” including debt above $20,000,000 and creation of senior or pari passu securities. Legrand also receives customary preemptive, co-sale, right-of-first-refusal, information and registration rights that are also made available to Johnson Controls. Accelsius expects to enter reseller, private label, joint development, supply and contract manufacturing agreements with Legrand.
Innventure, Inc. insider WE-INN LLC, identified as a reporting person with director status, reported open-market sales of the company’s common stock. On 12/17/2025, WE-INN LLC sold 184,777 shares at a volume-weighted average price of $4.86 per share, and on 12/18/2025 it sold an additional 252,502 shares at a volume-weighted average price of $4.68 per share.
After these transactions, WE-INN LLC reported beneficial ownership of 6,135,284 Innventure common shares. The filing explains that these securities are owned indirectly and jointly by Gregory and Kimberly Wasson, who share voting and dispositive power over the shares held by WE-INN LLC, where they serve as President and Executive Vice President.
Innventure, Inc. is updating its existing stock offering prospectus to include a recent current report describing the results of a special stockholder meeting. On December 2, 2025, stockholders approved two proposals required under Nasdaq Listing Rule 5635(d) that allow the company to issue 20% or more of its issued and outstanding common stock in connection with the conversion of convertible debentures held by YA II PN, Ltd. under Securities Purchase Agreements dated March 25, 2025 and September 15, 2025. Proposal 1 passed with 34,642,386 votes for and Proposal 2 passed with 34,696,064 votes for, and an adjournment proposal was not needed because both Yorkville-related proposals received sufficient support. The company’s common stock trades on Nasdaq under the symbol INV, and the closing price on December 3, 2025 was $4.98 per share.