Welcome to our dedicated page for Innventure SEC filings (Ticker: INV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Innventure, Inc. (NASDAQ: INV) SEC filings page on Stock Titan provides access to the company’s official U.S. Securities and Exchange Commission documents, along with AI-powered summaries that explain their contents in plain language. These filings are central to understanding how Innventure structures its industrial growth conglomerate model, finances its operations, and governs its family of technology-driven businesses.
Innventure’s recent Form 8-K current reports describe material events such as securities purchase agreements for convertible debentures with YA II PN, Ltd. (Yorkville), private placements of common stock and warrants, changes in independent registered public accounting firms, and the appointment of its first Lead Independent Director. Other 8-Ks detail financing arrangements and governance rights related to Accelsius Holdings LLC, Innventure’s controlled subsidiary focused on data center cooling products.
The company’s registration statements, including Form S-1 and shelf registration on Form S-3, outline its capital structure, preferred stock designations, and the registration of common shares and warrant shares for resale. Definitive proxy materials on Schedule 14A explain proposals submitted to stockholders, such as approvals needed under Nasdaq listing rules for issuing 20% or more of outstanding common stock in connection with convertible debentures and equity purchase agreements.
On this page, users can also monitor proxy statements, special meeting notices, and related voting information that describe how Innventure seeks shareholder approval for key financing transactions. For subsidiary-level financing, filings discuss convertible notes, preferred units, and rights granted to strategic investors in Accelsius.
Stock Titan’s interface surfaces these filings in real time from EDGAR and enhances them with AI-generated highlights, helping readers quickly identify important terms such as conversion prices, voting rights, index inclusion effects, and changes in auditor or board structure without needing to parse every technical detail themselves.
Insider sale tied to RSU vesting at Innventure, Inc. (INV) David Yablunosky, who serves as CFO, CAO and a director, reported a disposition of 27,276 shares of Innventure common stock on 07/23/2025 at a reported price of $4.92 per share. After the reported transaction he beneficially owned 308,790 shares directly. The filing states the shares were withheld to satisfy tax withholding related to the partial vesting of restricted stock units. The Form 4 was signed by an attorney-in-fact on 08/27/2025 and notes the filing was submitted late due to an administrative error.
Suzanne Niemeyer, a director of Innventure, Inc. (INV), reported a transaction relating to her company stock. The Form 4 discloses a disposition of 27,276 common shares on 07/23/2025 at a price of $4.92 per share. After the transaction she beneficially owned 308,790 shares directly. The filing notes the shares were withheld to satisfy tax withholding obligations from a partial vesting of restricted stock units, and that the Form 4 was reported late due to an administrative error. This disclosure shows an equity-compensation-related reduction in shares held by an insider rather than an open-market sale for other purposes.
Innventure, Inc. disclosed that its prior auditor BDO served since October 2, 2024 (and for predecessor Innventure LLC since June 3, 2022) and issued audit reports for fiscal years ended December 31, 2024 and 2023 that were unqualified except for an explanatory paragraph regarding substantial doubt about the company's ability to continue as a going concern. BDO reported material weaknesses in internal control over financial reporting tied to insufficient accounting staffing, inadequate IT general controls, weak review and segregation of duties, issues over inventory costing and existence, review of accounting treatment, and a change in accounting treatment related to a previously reported business combination. The Audit Committee discussed these weaknesses with BDO and authorized BDO to respond to inquiries from the successor auditor. BDO provided a letter dated August 20, 2025 filed as Exhibit 16.1. The Audit Committee approved and engaged WithumSmith+Brown, PC as the new independent registered public accounting firm effective August 18, 2025. The company reported no disagreements with BDO on accounting principles or auditing scope and reported no reportable events other than the material weaknesses noted.
Michael Otworth, Executive Chairman and a Class III director of Innventure, Inc., reports beneficial ownership of 2,942,902 shares of the company's common stock, representing approximately 5.5% of the 53,487,294 outstanding shares as of April 25, 2025. His position reflects shares received in connection with the October 2, 2024 business combination, milestone shares on February 4, 2025, a pro rata distribution on February 13, 2025, and conversion of 114,161 Series C preferred shares on April 24, 2025 into 228,322 common shares. Mr. Otworth states these holdings are for investment purposes and he has sole voting and dispositive power. The filing discloses 537,705 restricted stock units and 262,295 non-qualified options that vest or become exercisable on October 2, 2025, subject to continued service and lock-up terms.
Director Michael Amalfitano of Innventure reported the acquisition of 22,305 Restricted Stock Units (RSUs) on June 25, 2025. The RSUs were granted under the company's 2024 Equity and Incentive Compensation Plan at a price of $0.
Key details of the transaction:
- Following the transaction, Amalfitano directly owns 29,682 shares of common stock
- The RSUs will vest on the earlier of:
- First anniversary of grant date
- Next regularly scheduled annual stockholders meeting
- The Form 4 was filed by Attorney-in-Fact Suzanne Niemeyer on June 27, 2025
This equity compensation grant appears to be part of the director's compensation package, aligning their interests with shareholders through stock ownership.