Welcome to our dedicated page for Innventure SEC filings (Ticker: INV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Innventure, Inc. filings document an industrial growth conglomerate with operating subsidiaries, common stock and warrant-related capital structure disclosures, and recurring Regulation FD and 8-K updates. Recent records cover financial results, operating-company presentations, Accelsius NeuCool product disclosures, and registration statements for resale of common stock by selling stockholders.
Governance filings include the definitive proxy statement for director elections and auditor ratification, board and committee changes, stock ownership guidelines, and Nasdaq audit-committee compliance disclosures. The filing record also documents risk and forward-looking statement language tied to Innventure’s operating-company model, capital formation arrangements, and previously issued securities.
Innventure, Inc. filed an 8-K stating it issued a press release announcing financial results for the third quarter ended September 30, 2025. The press release is attached as Exhibit 99.1 and is incorporated by reference.
The filing is administrative in nature and does not include detailed financial figures. Innventure’s common stock trades on Nasdaq under the symbol INV.
Innventure, Inc. (INV) filed its Q3 2025 10‑Q, reporting small revenues alongside significant losses and a liquidity strain. For the quarter ended September 30, 2025, revenue was $534 thousand while operating expenses were $29.7 million, leading to a loss from operations of $29.2 million. Net loss attributable to stockholders was $28.3 million for the quarter and $255.6 million for the nine months.
The company recorded a $346.6 million goodwill impairment year‑to‑date, reducing total assets to $556.5 million from $905.3 million at year‑end. Cash and cash equivalents were $9.1 million, plus $5.0 million of restricted cash, against a disclosed working capital deficit of $50.2 million. Management states these conditions raise substantial doubt about the company’s ability to continue as a going concern. Debt outstanding totals $73.9 million, including a $20.0 million WTI facility and multiple convertible instruments. Operating cash outflow was $56.3 million year‑to‑date, partly offset by $63.3 million of financing inflows. As of November 12, 2025, 62,471,971 common shares were outstanding.
Innventure, Inc. filed a prospectus registering the resale of up to 24,250,470 shares of common stock by selling stockholders. The registration covers (i) up to 12,000,000 shares issuable upon conversion of Yorkville-held convertible debentures, (ii) up to 9,000,000 shares that may be issued and sold to Yorkville under the Standby Equity Purchase Agreement (SEPA), each subject to ownership limits, and (iii) 3,250,470 shares from October 2025 subscription agreements, including 1,625,235 already issued and 1,625,235 issuable upon exercise of Series A Warrants.
Innventure will not receive proceeds from stockholder resales. The company may receive up to approximately $67.0 million in remaining aggregate gross proceeds from future SEPA sales to Yorkville and de minimis proceeds from any cash exercises of the Series A Warrants. Shares outstanding were 58,046,433 as of October 14, 2025.
Innventure, Inc. (INV): Insider transaction reported. WE-INN LLC, signed by President Gregory D. Wasson, reported open‑market sales of Innventure common stock. On 10/27/2025, 98,167 shares were sold at a volume‑weighted average price of $2.97 per share, with individual trade prices ranging from $2.85 to $3.05. Following this, beneficial ownership was 8,241,818 shares.
On 10/29/2025, 149,708 shares were sold at a volume‑weighted average price of $2.92 per share, with trades ranging from $2.51 to $3.09. After these transactions, beneficial ownership was 8,092,110 shares. The filing notes the securities are owned indirectly and jointly by Gregory and Kimberly Wasson through WE-INN LLC, over which they share voting and dispositive power.
Innventure, Inc. (INV) reported insider sales by 10% owner WE-INN LLC on Form 4. WE-INN LLC sold common stock on three dates: 436,296 shares on 10/22/2025 at a volume‑weighted average price of $3.01; 193,587 shares on 10/23/2025 at $3.13; and 263,627 shares on 10/24/2025 at $3.03.
The filing notes these were executed in multiple transactions, with price ranges of $2.83–$3.20 (10/22), $2.95–$3.50 (10/23), and $2.92–$3.23 (10/24). Following the reported transactions, beneficial ownership was 8,339,985 shares. The securities are owned indirectly and jointly by Gregory Wasson and Kimberly Wasson through WE-INN LLC, where they serve as President and Executive Vice President, respectively.
Innventure, Inc. filed a Form S-1 registering for resale up to 24,250,470 shares of common stock to be offered from time to time by selling stockholders. The registered shares comprise: up to 12,000,000 shares issuable upon conversion of Yorkville convertible debentures; up to 9,000,000 shares that may be issued and sold to Yorkville under the Standby Equity Purchase Agreement (SEPA); and 3,250,470 shares tied to October 3, 2025 Subscription Agreements, including 1,625,235 already issued and 1,625,235 issuable upon exercise of Series A Warrants.
The company will not receive proceeds from sales by the selling stockholders. It may receive up to the remaining approximately $67.0 million in aggregate gross proceeds from future SEPA sales, subject to conditions in the SEPA and related agreements, and de minimis proceeds if the Series A Warrants are exercised for cash. Conversions are subject to a 4.99% beneficial ownership cap and NASDAQ exchange caps. Innventure’s common stock trades on NASDAQ under “INV”; the last reported price was $3.00 per share on October 22, 2025.
Innventure (INV) called a special meeting to approve potential share issuances tied to Yorkville convertible debentures and an adjournment authority. Stockholders will vote on December 2, 2025 via webcast to allow issuances of 20% or more of common stock outstanding as of March 25, 2025 and September 15, 2025 related to Yorkville financing.
Proposal 1 seeks approval to issue shares above the 11,210,390-share exchange cap for the September 2025 debentures (5.0% interest, maturing September 15, 2026), with $10.0 million principal outstanding and up to $15.0 million in total principal. If fully converted at the $1.16 floor price, 12,931,035 shares would be issued. Proposal 2 seeks approval to issue above the 9,415,549-share cap for the March 2025 debentures, with $18.0 million principal outstanding; at the $1.59 floor price, 11,320,755 shares would be issued. The Board recommends voting FOR both proposals and FOR the adjournment authority. Failure to approve may trigger amortization events requiring monthly cash prepayments.
WE-INN LLC, a 10% owner of Innventure, Inc. (INV), reported an open‑market sale of 2,300 shares on October 10, 2025 at a volume‑weighted average price of $3.92.
The trades were executed in multiple transactions at prices ranging from $3.45 to $4.81 per share. Following the sale, 557,700 shares were beneficially owned. Gregory and Kimberly Wasson share voting and dispositive power over the securities held by WE‑INN LLC.
Innventure, Inc. (INV) reported an insider transaction by a director. On 10/09/2025, the director sold 10,828 shares of common stock at a weighted average price of $5.21, executed under a Rule 10b5-1 trading plan adopted on June 20, 2025. Following the sale, the director beneficially owns 1,173,745 shares with direct ownership. The filing notes the sales occurred in multiple trades within a price range of $5.04 to $5.28.
Innventure, Inc. (INV) filed a Form 144/A notifying a proposed sale of 560,000 shares of common stock through Goldman Sachs & Co. LLC with an aggregate market value of $1,937,600. The shares were acquired on 10/02/2024 as merger consideration from the issuer and remain outstanding against a total share count of 57,920,864. The approximate date of sale listed is 10/10/2025 and the exchange noted is NASD. No other sales in the past three months were reported.