Identiv CEO updates Form 4 tax withholding

Identiv, Inc. director and CEO Kirsten F. Newquist reported a tax-related share disposition tied to equity compensation and corrected prior ownership figures.

Rhea-AI Filing Summary

Identiv, Inc. director and CEO Kirsten F. Newquist reported a tax-related share disposition tied to equity compensation and corrected prior ownership figures. The filing shows 18,917 shares of common stock were withheld on February 24, 2025 at $3.51 per share to cover tax withholding obligations on vested performance-based restricted stock units granted under the company’s 2011 Incentive Compensation Plan.

After this withholding, Newquist beneficially owned 248,249 shares of common stock directly. The amendment explains that this Form 4/A corrects the number of shares withheld for taxes and the post-transaction holdings originally reported, and notes that Forms 4 filed from March 17, 2025 through March 4, 2026 understated Newquist’s beneficial ownership after each reported transaction by 8,318 common shares.

Insider Trade Summary

Exercise Price or Tax Liability: 18,917 shares

Exercise Price or Tax Liability 1 txn

Insider Newquist Kirsten F.

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	18,917	$3.51	$66K

Holdings After Transaction: Common Stock — 248,249 shares (Direct)

Footnotes (2)

1. F1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of performance-based restricted stock units granted pursuant to Issuer's 2011 Incentive Compensation Plan.
2. F2. This Form 4/A amends the original Form 4 filed on February 26, 2025 solely to correct the amount of shares withheld for tax purposes under Item 4, Table I (Securities Acquired or Disposed of) and the amount of securities beneficially owned following the reported transaction under Item 5, Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)). As a result, Forms 4 filed from March 17, 2025 through March 4, 2026 understate the amount of securities beneficially owned following each reported transaction under Item 5 of Table I by 8,318 shares of common stock.

Key Figures

Tax-withheld shares: 18,917 shares Withholding price: $3.51 per share Post-transaction holdings: 248,249 shares +1 more

4 metrics

Tax-withheld shares 18,917 shares Common stock withheld for tax obligations on February 24, 2025

Withholding price $3.51 per share Price used for tax-withholding disposition of common stock

Post-transaction holdings 248,249 shares Common stock beneficially owned directly after the transaction

Understated prior holdings 8,318 shares Amount prior Forms 4 understated beneficial ownership after each transaction

Key Terms

performance-based restricted stock units, tax withholding obligations, 2011 Incentive Compensation Plan, Form 4/A

4 terms

performance-based restricted stock units financial

"vesting and settlement of performance-based restricted stock units granted"

Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.

tax withholding obligations financial

"withholding of shares to cover tax withholding obligations associated"

2011 Incentive Compensation Plan financial

"granted pursuant to Issuer's 2011 Incentive Compensation Plan"

Form 4/A regulatory

"This Form 4/A amends the original Form 4 filed"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Identiv (INVE) report for CEO Kirsten Newquist?

Identiv reported that CEO Kirsten Newquist had 18,917 shares of common stock withheld to satisfy tax obligations on vested performance-based restricted stock units. This was a tax-withholding disposition, not an open-market sale, and was tied to the company’s 2011 Incentive Compensation Plan.

Why was this Identiv (INVE) Form 4/A filed as an amendment?

The Form 4/A was filed to correct the previously reported number of shares withheld for taxes and the post-transaction beneficial ownership. Earlier filings understated CEO Kirsten Newquist’s holdings, so this amendment updates the figures and clarifies the accurate number of shares owned after the transaction.

How many Identiv (INVE) shares were withheld for CEO Newquist’s taxes?

The filing states that 18,917 shares of Identiv common stock were withheld at a price of $3.51 per share. These shares covered tax withholding obligations related to the vesting and settlement of performance-based restricted stock units granted under the 2011 Incentive Compensation Plan.

What is CEO Kirsten Newquist’s share ownership after the reported Identiv (INVE) transaction?

Following the tax-withholding disposition, CEO Kirsten Newquist beneficially owned 248,249 shares of Identiv common stock directly. The amendment explains that previous Forms 4 had understated her beneficial ownership after each reported transaction by 8,318 common shares, which this filing corrects.

Did CEO Kirsten Newquist sell Identiv (INVE) shares on the market in this Form 4/A?

No, the transaction reflects shares withheld to pay tax obligations, not an open-market sale. The 18,917 shares were retained by the issuer to cover taxes owed on vested performance-based restricted stock units under the 2011 Incentive Compensation Plan, a common administrative mechanism.

How did earlier Identiv (INVE) Forms 4 misstate CEO Newquist’s ownership?

The amendment notes that Forms 4 filed from March 17, 2025 through March 4, 2026 understated CEO Kirsten Newquist’s beneficial ownership after each reported transaction by 8,318 common shares. This Form 4/A corrects both the tax-withholding share count and the post-transaction ownership numbers.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/17/2026 - 04:35 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newquist Kirsten F.

(Last) (First) (Middle)

1900-B CARNEGIE AVENUE

(Street)

SANTA ANA CALIFORNIA 92705

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
02/26/2025

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/24/2025		F		18,917(1)(2)	D	$3.51	248,249(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of performance-based restricted stock units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

2. This Form 4/A amends the original Form 4 filed on February 26, 2025 solely to correct the amount of shares withheld for tax purposes under Item 4, Table I (Securities Acquired or Disposed of) and the amount of securities beneficially owned following the reported transaction under Item 5, Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)). As a result, Forms 4 filed from March 17, 2025 through March 4, 2026 understate the amount of securities beneficially owned following each reported transaction under Item 5 of Table I by 8,318 shares of common stock.

	/s/ Ed Kirnbauer, Attorney in Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)