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INVE Form 4: 15,000 RSUs Awarded to CFO; 68,594 Unvested Shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Edward Kirnbauer, Identive, Inc.'s Chief Financial Officer and Secretary, acquired 15,000 shares of common stock via restricted stock units under the Issuer's 2011 Incentive Compensation Plan, reported with a transaction date of 08/09/2025. The grant shows a price of $0.00, indicating these were awarded rather than purchased.

Following the transaction, Mr. Kirnbauer beneficially owns 95,561 shares in total, which includes an aggregate of 68,594 shares issuable pursuant to unvested restricted stock units. The granted RSUs vest 100% on July 11, 2026. The Form 4 identifies his relationship to the issuer as an officer and reports his corporate titles as Chief Financial Officer and Secretary.

Positive

  • 15,000 restricted stock units were granted to the CFO, aligning executive compensation with shareholder interests.
  • Vesting schedule is explicit: the RSUs vest 100% on July 11, 2026, providing clear timing for when shares become earned.
  • Beneficial ownership disclosed: reporting person beneficially owns 95,561 shares, enhancing transparency for investors.

Negative

  • None.

Insights

TL;DR Officer compensation grant of 15,000 RSUs increases direct beneficial ownership to 95,561 shares; vesting is fully scheduled on one date.

The filing reports a grant of 15,000 restricted stock units to the company's CFO, recorded at a price of $0.00 and vesting 100% on July 11, 2026. Including previously issued RSUs, the reporting person now holds 95,561 shares beneficially, with 68,594 of those represented by unvested RSUs. From a financial perspective, this is a typical equity-based compensation action and does not itself provide cash proceeds or changes to outstanding common shares disclosed in this form.

TL;DR Routine insider equity grant for an officer with a single-date vesting schedule; disclosure aligns with Section 16 reporting requirements.

The Form 4 discloses an acquisition code 'A' for 15,000 shares via RSUs under the 2011 Incentive Compensation Plan and lists the reporting person as an officer and officer titles as CFO and Secretary. The document also specifies the aggregate unvested RSUs (68,594) and the full vesting date, providing clear transparency on the timing and nature of the compensation award. No amendments or derivative transactions are reported.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KIRNBAUER EDWARD

(Last) (First) (Middle)
1900-B CARNEGIE AVENUE

(Street)
SANTA ANA CA 92705

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
08/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/09/2025 A 15,000(1) A $0.00 95,561(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 100% on July 11, 2026.
2. Includes an aggregate of 68,594 shares of common stock issuable pursuant to restricted stock units that have not vested.
Remarks:
Chief Financial Officer and Secretary
/s/ Ed Kirnbauer 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Identive (INVE) report on this Form 4?

The Form 4 reports that CFO Edward Kirnbauer was granted 15,000 restricted stock units and his total beneficial ownership increased to 95,561 shares.

When do the granted restricted stock units vest for INVE's CFO?

The granted restricted stock units vest 100% on July 11, 2026 according to the filing.

How many unvested RSU shares does the reporting person hold in INVE?

The filing states an aggregate of 68,594 shares are issuable pursuant to restricted stock units that have not vested.

Was the acquisition of INVE shares a purchase or a grant?

The transaction shows a price of $0.00 and is coded as an acquisition via restricted stock units, indicating a grant rather than a purchased transaction.

What is the reporting person's role at Identive (INVE)?

The Form 4 identifies the reporting person as an officer with titles listed as Chief Financial Officer and Secretary.
Identiv

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81.24M
22.37M
8.37%
63.48%
0.54%
Building Products & Equipment
Computer Peripheral Equipment, Nec
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United States
SANTA ANA