Identiv, Inc. filings document regulatory disclosures for a Nasdaq-listed common stock issuer focused on RFID- and BLE-enabled IoT solutions. Recent Form 8-K reports furnish quarterly and annual financial results under Item 2.02 and attach earnings releases describing revenue trends, gross margin, operating expenses, continuing operations, customer demand, manufacturing transition, and BLE smart-label activity.
The filing record also includes Item 5.02 governance disclosures covering finance leadership, principal financial and accounting officer roles, and secretary functions. Registered securities disclosures identify INVE common stock with $0.001 par value on The Nasdaq Stock Market, while current reports provide formal records of material events, exhibit filings, and corporate governance changes.
OUSLEY JAMES E reported acquisition or exercise transactions in this Form 4 filing.
Identiv, Inc. director James E. Ousley received a grant of 23,810 restricted stock units under the company’s 2011 Incentive Compensation Plan. These RSUs vest 1/12th monthly beginning June 1, 2026, with shares delivered on the earlier of three years from the initial vesting date or separation of service. After this award, he directly holds 309,266 shares of common stock, including 21,826 shares underlying unvested RSUs.
Identiv, Inc. has set September 10, 2026 as the date for its 2026 annual meeting of stockholders. The company explains that stockholder proposals not included in the proxy statement may be presented only if timely notice is delivered in writing to the Secretary at the principal executive offices and otherwise complies with the Amended and Restated Bylaws.
Because the 2026 meeting will occur more than 30 days after the anniversary of the 2025 annual meeting, the bylaws’ alternate timing rule applies. For this Annual Meeting, written notices of stockholder proposals must be received no later than 5:00 p.m. Eastern Time on August 6, 2026.
Identiv, Inc. is asking stockholders to approve the sale of its specialty IoT business to Trackonomy Systems, Inc. through a sale of substantially all operating assets, including Identiv (Thailand) and $25.0 million in cash, in exchange for $50.0 million of Trackonomy Series C Preferred Stock valued at $20.07 per share, plus assumption of certain liabilities.
The Asset Sale may constitute a sale of substantially all assets under Delaware law and requires approval by a majority of outstanding common stock and Series B Preferred Stock voting together on an as-converted basis. A Voting Agreement covers 2,884,495 common shares and 5,000,000 Series B Preferred shares.
After closing, Identiv plans to remain public under a new name and pivot to a “Physical AI Solutions Business” focused on acquiring compliance SaaS companies that can integrate with Buyer’s physical AI platform. Risks disclosed include completion risk, illiquidity and valuation risk of the Buyer preferred equity, potential “public shell” and Investment Company Act issues, and execution risks in building the new business model.
Identiv, Inc. reported that Chief Executive Officer Kirsten F. Newquist had 6,361 shares of common stock withheld at $2.98 per share to satisfy tax obligations arising from the vesting and settlement of restricted stock units under the 2011 Incentive Compensation Plan. Following this tax-withholding disposition, she is shown as holding 281,887 shares directly, including 87,500 shares issuable upon vesting of unvested RSUs.
Identiv, Inc. officer Edward Kirnbauer reported a compensation-related share disposition. On July 10, 2026, 19,875 shares of common stock were withheld at $2.93 per share to satisfy tax withholding obligations tied to the vesting and settlement of Restricted Stock Units under the 2011 Incentive Compensation Plan. After this withholding, Kirnbauer directly holds 70,823 shares of common stock, including 16,875 unvested RSU-based shares.
Identiv, Inc. beneficial ownership reported at 1,750,001 shares representing 7.3% of common stock based on 24,006,212 shares outstanding as of May 4, 2026. The shares are indirectly beneficially owned by Bruce Grossman through Dillon Hill entities: Dillon Hill Capital, LLC (606,525 shares) and Dillon Hill Investment Company II LLC (1,143,476 shares).
The filing states Mr. Grossman may be deemed to have sole voting and dispositive power over the Dillon Hill Capital LLC shares and shared voting and dispositive power over the Dillon Hill Investment Company II LLC shares. Signature dated July 9, 2026.
Bleichroeder and related parties amend their Schedule 13D on Identiv to reflect new voting and governance arrangements and a significant equity position. They report beneficial ownership of 5,247,467 Identiv common shares, equal to 19.9% of outstanding shares including those presently issuable upon preferred conversion. Due to a 19.9% conversion cap on the preferred stock, their reported stake is limited, but without this limit they would be deemed to beneficially own 10,061,211 shares, or 32.3% of the outstanding common shares.
The amendment discloses a Voting and Support Agreement under which Bleichroeder-controlled holders commit to vote their “Covered Shares” in favor of a Stock and Asset Purchase Agreement between Identiv and Trackonomy Systems, and against proposals that could impede that transaction or favor competing acquisition proposals. A separate Governance Letter Agreement grants Bleichroeder board nomination rights tied to ownership thresholds, commitments around special meeting rights for 10% holders, consultation on capital return decisions, and an agreement that any voting power above 40% will be cast in proportion to other shareholders’ votes.
Identiv, Inc. agreed to sell its specialty Internet of Things business to Trackonomy Systems, Inc., including substantially all IoT operating assets, its Thai subsidiary and a $25 million cash contribution, in exchange for $50 million of Trackonomy Series C preferred stock valued at $20.07 per share and assumption of certain liabilities. The deal requires approval from both companies’ stockholders and is expected to close in Q3 or early Q4 2026. Identiv plans to remain Nasdaq‑listed, change its corporate name after closing, and pivot to a SaaS‑ and physical AI‑focused strategy centered on acquiring compliance SaaS businesses in highly regulated industries. A Voting and Support Agreement with funds affiliated with Bleichroeder covers 2,884,495 common shares and 5,000,000 Series B preferred shares, representing about 12% of common and all Series B. The Board also expanded the stock repurchase program to $40 million, with an intention to repurchase shares after the transaction closes.
Identiv, Inc. officer Edward Kirnbauer reported a routine tax-related share disposition. On the vesting of previously granted restricted stock units, 1,133 shares of common stock were withheld at $4.05 per share to cover tax obligations, rather than being sold on the open market.
After this withholding, Kirnbauer directly holds 90,698 shares of common stock, which includes 56,875 shares underlying restricted stock units that are granted but not yet vested. This filing reflects a compensation and tax event, not an open-market trade or change in investment stance.
Identiv, Inc. reported higher sales but continued losses for the quarter ended March 31, 2026. Net revenue rose to $7.4 million from $5.3 million, driven largely by one Americas customer ordering about $2.8 million of RFID products for its full-year volume in the first quarter.
Gross profit increased to $1.3 million and gross margin improved to 17% from 3%, helped by shifting production from Singapore to Thailand, exiting low‑margin business, and better facility utilization. Operating expenses were stable at $5.5 million, leading to a narrower net loss of $3.4 million compared with $4.8 million a year earlier.
The IoT Business segment remains the company’s sole segment, focused on specialized RFID and BLE devices for healthcare, logistics, and smart packaging. Identiv ended the quarter with $124.5 million in cash and cash equivalents, working capital of $129.6 million, and an accumulated deficit of $361.5 million, providing liquidity but underscoring its history of operating losses.