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Collective Acquisition Corp. (NASDAQ: IPOD) clears name change, new board

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Collective Acquisition Corp., formerly Dune Acquisition Corporation II, reported major governance changes and a shareholder-approved name change. As of April 6, 2026, the prior board members resigned, and Elliot Richmond became Chairman, with David Bailin and Jeremy Sziklay joining as independent directors.

On April 21, 2026, shareholders approved changing the company’s name to Collective Acquisition Corp. through amendments to its Memorandum and Articles of Association. At the extraordinary general meeting, 17,802,405 ordinary shares, or 88.46% of those entitled to vote, were represented, and the name change proposal passed with 17,347,982 votes in favor and 454,423 abstentions.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance
The company amended its charter documents, bylaws, or changed its fiscal year.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Quorum shares present 17,802,405 ordinary shares Present at extraordinary general meeting on April 21, 2026
Quorum percentage 88.46% Percentage of issued and outstanding ordinary shares entitled to vote
Class A shares outstanding 14,482,813 Class A ordinary shares Entitled to vote as of March 12, 2026 record date
Class B shares outstanding 5,750,000 Class B ordinary shares Entitled to vote as of March 12, 2026 record date
Total shares entitled to vote 20,232,813 ordinary shares Record date base for extraordinary general meeting
Votes for name change 17,347,982 votes for Name Change Proposal at extraordinary general meeting
Votes abstaining on name change 454,423 abstentions Name Change Proposal at extraordinary general meeting
Warrant exercise price $11.50 per share Exercise price for each whole warrant (IPODW)
Extraordinary General Meeting regulatory
"On April 21, 2026, the Company held an extraordinary general meeting (the “Extraordinary General Meeting”)."
Name Change Proposal regulatory
"To approve, as special resolutions, the change of the name of the Company ... (the “Name Change Proposal”)."
Second Amended and Restated Memorandum and Articles of Association regulatory
"the Company adopted a Second Amended and Restated Memorandum and Articles of Association (the “Articles”)"
Audit Committee financial
"David Bailin and Jeremy Sziklay each serve as members of the Audit Committee and the Compensation Committee."
A company's audit committee is a small group of board members who act like independent inspectors for the firm's finances, overseeing how financial reports are prepared, monitoring internal controls, and managing the relationship with external auditors. Investors care because a strong audit committee reduces the risk of accounting errors, fraud, or misleading statements, making financial statements more trustworthy and helping protect shareholder value.
Compensation Committee financial
"David Bailin and Jeremy Sziklay each serve as members of the Audit Committee and the Compensation Committee."
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): April 6, 2026

 

COLLECTIVE ACQUISITION CORP.

(Exact name of registrant as specified in its charter)

 

Cayman Islands   001-42607   N/A
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

700 S. Rosemary Avenue, Suite 204

West Palm Beach, FL 33401

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (917) 742-1904

 

DUNE ACQUISITION CORPORATION II

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant   IPODU   The Nasdaq Stock Market LLC
Class A ordinary shares, par value $0.0001 per share   IPOD   The Nasdaq Stock Market LLC
Warrants, each whole warrant exercisable for one Class A ordinary share, each at an exercise price of $11.50 per share   IPODW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

As disclosed in Collective Acquisition Corp.’s (formerly known as Dune Acquisition Corporation II) (the “Company”) definitive proxy statement filed with the Securities and Exchange Commission on March 27, 2026 (File No. 001-42607) (the “Proxy Statement”), effective as of April 6, 2026, the Schedule 14F Change in Control Date (as defined in the Proxy Statement), the existing members of the board of directors (the “Board”), Carter Glatt, Michael Castaldy, Ben Coates, Jeron Smith and Cecil White, each resigned as directors of the Company and Elliot Richmond was appointed Chairman of the Board and David Bailin and Jeremy Sziklay were appointed as independent directors of the Board. David Bailin and Jeremy Sziklay each serve as members of the Audit Committee and the Compensation Committee.

 

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

 

On April 21, 2026, the shareholders of the Company approved the Name Change Proposal (as defined below), which is described in more detail in Item 5.07 below.

 

In connection with the Name Change Proposal, the Company adopted a Second Amended and Restated Memorandum and Articles of Association (the “Articles”) reflecting the change of name of the Company from “Dune Acquisition Corporation II” to “Collective Acquisition Corp.” with immediate effect. The Articles were filed with the Registrar of Companies in the Cayman Islands.

 

The foregoing description of the Articles is qualified in its entirety by the full text of the Articles, which are filed as Exhibit 3.1 hereto and incorporated by reference herein.

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On April 21, 2026, the Company held an extraordinary general meeting (the “Extraordinary General Meeting”). An aggregate of 17,802,405 ordinary shares (representing 88.46% of the Company’s issued and outstanding ordinary shares entitled to vote), consisting of Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, held of record as of March 12, 2026, the record date for the Extraordinary General Meeting, were present either in person or by proxy, which constituted a quorum.

 

The Company’s issued and outstanding ordinary shares as of the record date consisted of (i) 14,482,813 Class A ordinary shares and (ii) 5,750,000 Class B ordinary shares, for a total of 20,232,813 ordinary shares entitled to vote.

At the Extraordinary General Meeting, the Company’s shareholders voted on the following proposals, each of which is described in additional detail in the Company’s Proxy Statement. Any terms used but not defined herein have the meaning ascribed to them in the Proxy Statement.

 

1. The Name Change Proposal. To approve, as special resolutions, the change of the name of the Company from “Dune Acquisition Corporation II” to “Collective Acquisition Corp.” and an amendment to the Company’s Articles in the form set forth in Annex A to the Proxy Statement, to reflect the change of name of the Company (the “Name Change Proposal”). The Name Change Proposal was approved. The final voting tabulation for this proposal was as follows:

 

FOR   AGAINST   ABSTAIN   BROKER NON-VOTES
17,347,982   0   454,423   0

 

2. The Adjournment Proposal. As there were sufficient votes to approve the Name Change Proposal at the time of the Extraordinary General Meeting, the Adjournment Proposal was not required and was not put to a vote.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

EXHIBIT INDEX

 

Exhibit No.   Description
3.1   Second Amended and Restated Memorandum and Articles of Association of Collective Acquisition Corp., effective April 21, 2026
104   Cover Page Interactive Data File (embedded within Inline XBRL document).

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  COLLECTIVE ACQUISITION CORP.
     
  By: /s/ Elliot Richmond
    Name:  Elliot Richmond
    Title: Chairman, Chief Executive Officer and Chief Financial Officer

 

Dated: April 27, 2026

 

 

2

 

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FAQ

What corporate changes did Collective Acquisition Corp. (IPOD) report in this 8-K?

Collective Acquisition Corp. reported a full board transition and a shareholder-approved name change from Dune Acquisition Corporation II. The company also adopted a Second Amended and Restated Memorandum and Articles of Association to reflect the new name after shareholder approval on April 21, 2026.

Who are the new directors of Collective Acquisition Corp. (IPOD) and their roles?

Effective April 6, 2026, Elliot Richmond became Chairman of the Board, while David Bailin and Jeremy Sziklay were appointed as independent directors. Both Bailin and Sziklay serve on the Audit Committee and the Compensation Committee, replacing the prior board members who resigned that day.

What did shareholders of IPOD approve at the April 21, 2026 extraordinary meeting?

Shareholders approved the Name Change Proposal, changing the company’s name to Collective Acquisition Corp. and amending its Articles accordingly. The proposal was adopted as a special resolution, with strong support at the extraordinary general meeting called for this purpose.

How many IPOD shares were represented at the extraordinary general meeting?

A total of 17,802,405 ordinary shares were present in person or by proxy, representing 88.46% of shares entitled to vote. This quorum included both Class A and Class B ordinary shares recorded as of March 12, 2026, the established record date.

What were the detailed voting results on the IPOD name change proposal?

The Name Change Proposal received 17,347,982 votes for, zero votes against, and 454,423 abstentions. There were no broker non-votes. Because sufficient votes supported the change, a separate adjournment proposal was unnecessary and was not submitted to shareholders.

How many IPOD shares were outstanding and entitled to vote on March 12, 2026?

As of the March 12, 2026 record date, the company had 20,232,813 ordinary shares entitled to vote, consisting of 14,482,813 Class A ordinary shares and 5,750,000 Class B ordinary shares. These figures formed the base for quorum and approval calculations at the extraordinary meeting.

Filing Exhibits & Attachments

5 documents