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IP Strategy Holdings (IPST) SVP exercises RSUs, surrenders shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

IP Strategy Holdings, Inc. senior vice president of wholesale operations Danielle B. Perkins exercised 1,875 restricted stock units into common shares on April 2, 2026. This increased her directly held common stock before tax to 8,648 shares and her remaining RSUs to 11,250.

To cover tax obligations from the RSU vesting, 773 common shares were relinquished back to the company at a reference price of $0.244 per share, with no open-market sale. After these tax-withholding shares were cancelled into treasury, Perkins directly held 7,875 common shares.

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Insider Perkins Danielle B
Role SVP of Wholesale Operations
Type Security Shares Price Value
Exercise Restricted Stock Units 1,875 $0.00 --
Exercise Common Stock 1,875 $0.00 --
Tax Withholding Common Stock 773 $0.244 $188.61
Holdings After Transaction: Restricted Stock Units — 11,250 shares (Direct); Common Stock — 8,648 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. On January 2, 2026, the reporting person was granted 15,000 RSUs, which vest in equal quarterly installments over a two-year period, subject to the terms of the applicable award agreement.
RSUs vested and exercised 1,875 units/shares Restricted stock units converting to common stock on April 2, 2026
Shares relinquished for taxes 773 shares Common shares returned to treasury to satisfy tax withholding
Tax reference price $0.244 per share Per-share closing price used for tax-withholding share value
Common shares after transactions 7,875 shares Directly held common stock position following RSU vesting and tax withholding
Common shares before tax withholding 8,648 shares Directly held common stock immediately after RSU conversion, before F-code disposition
RSUs remaining after vest 11,250 units Restricted stock units still held after 1,875 units vested
Original RSU grant 15,000 units RSUs granted on January 2, 2026, vesting quarterly over two years
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"in exchange for remitting certain tax withholding obligations of the reporting person"
treasury financial
"the issuer cancelled such shares and returned them to issuer's treasury"
The treasury is the department or area within a government or organization responsible for managing its money, finances, and financial strategies. It handles tasks like collecting revenue, paying bills, and planning for future financial needs, much like a household manages its budget. For investors, understanding the treasury is important because it influences interest rates, government spending, and overall economic stability.
vesting financial
"resulting from the vesting of the RSUs"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
per share closing price financial
"Represents the per share closing price of the issuer's Common Stock"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Perkins Danielle B

(Last)(First)(Middle)
C/O IP STRATEGY HOLDINGS, INC.
9668 BUJACICH ROAD

(Street)
GIG HARBOR WASHINGTON 98332

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
IP STRATEGY HOLDINGS, INC. [ IPST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP of Wholesale Operations
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/02/2026M1,875A(1)8,648D
Common Stock04/02/2026F773(2)D$0.244(3)7,875D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/02/2026M1,875 (4) (4)Common Stock1,875$011,250D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
2. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.
3. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
4. On January 2, 2026, the reporting person was granted 15,000 RSUs, which vest in equal quarterly installments over a two-year period, subject to the terms of the applicable award agreement.
Remarks:
/s/ Justin B. Stiefel, attorney-in-fact for Danielle B. Perkins04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did IPST executive Danielle Perkins report on this Form 4?

Danielle Perkins exercised 1,875 restricted stock units into common shares. These RSUs converted into IP Strategy Holdings common stock on April 2, 2026, as part of a scheduled vesting, increasing her share ownership before related tax withholding.

How many IPST common shares does Danielle Perkins hold after the reported transactions?

Perkins directly holds 7,875 common shares after these transactions. She first received 1,875 new shares from RSU vesting, then 773 shares were relinquished to cover tax obligations, leaving a post-transaction balance of 7,875 shares held directly.

Were any IP Strategy Holdings (IPST) shares sold on the open market in this Form 4?

No shares were sold on the open market. Footnotes explain 773 common shares were relinquished to the company and cancelled into treasury solely to satisfy tax withholding obligations from RSU vesting, rather than being sold to outside investors.

What does each IPST restricted stock unit represent for Danielle Perkins?

Each restricted stock unit represents a right to receive one common share. The filing notes every RSU converts into a single share of IP Strategy Holdings’ common stock upon vesting, which is why 1,875 vested RSUs produced 1,875 new common shares.

What was the original RSU grant disclosed for Danielle Perkins at IPST?

Perkins was granted 15,000 restricted stock units on January 2, 2026. Footnotes state these RSUs vest in equal quarterly installments over two years, subject to the terms of the applicable award agreement governing the equity grant.

What price was used to value the IPST shares relinquished for taxes?

The relinquished shares used a reference price of $0.244 per share. Footnotes indicate this reflects the per-share closing price on the vesting date, or the prior trading day’s close if no price was available on that exact date.