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IP Strategy Holdings: Marker acquires 94 shares

The SVP of Tribal Partnerships' post-transaction position was 375 RSUs; 28 common shares were canceled and returned to the issuer's treasury for tax withholding.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

At IP Strategy Holdings, Inc. (IPST), 94 restricted stock units held by Beth A. Marker, SVP of Tribal Partnerships, vested on October 2, 2026, and she acquired 94 common shares. The issuer canceled and returned 28 common shares to its treasury in connection with remitting her tax-withholding obligations; she sold no shares. Her reported position following the transaction was 375 RSUs. The remaining units vest in equal quarterly installments through October 2, 2027, subject to continued service.

Insider Marker Beth A
Role SVP of Tribal Partnerships
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F4 94 $0.00 $0.00
Exercise Common Stock F1 94 -- --
Tax Withholding Common Stock F2, F3 28 $3.08 $86.24
Holdings After Transaction: Restricted Stock Units — 375 contracts (Direct); Common Stock — 527 shares (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
  2. F2. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.
  3. F3. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
  4. F4. The RSUs vest over a two-year period beginning January 2, 2026. Quarterly installments vested on February 2, 2026, April 2, 2026, July 2, 2026, and October 2, 2026, and the remaining units vest in equal quarterly installments on January 2, 2027, April 2, 2027, July 2, 2027, and October 2, 2027, subject to continued service.
Restricted stock units vested 94 units October 2, 2026
Common shares acquired 94 shares Upon vesting of 94 RSUs on October 2, 2026
Common shares canceled for tax withholding 28 shares Canceled and returned to the issuer's treasury
Closing price reference $3.08 per share Applicable vesting date, or the immediately preceding trading date if there was no closing price that day
Restricted stock units after transaction 375 RSUs Reported position following the October 2, 2026 transaction
restricted stock unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
quarterly installments financial
"the remaining units vest in equal quarterly installments"
tax withholding obligations financial
"in exchange for remitting certain tax withholding obligations of the reporting person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many IPST shares did Beth A. Marker acquire, and how many were canceled for tax withholding?

Beth A. Marker acquired 94 common shares when 94 RSUs vested on October 2, 2026. The issuer canceled and returned 28 common shares to its treasury in connection with her tax-withholding obligations; she sold no shares.

How many RSUs did Beth A. Marker hold after the October 2, 2026 transaction?

Her reported position following the transaction was 375 restricted stock units.

When were Beth A. Marker's remaining RSUs scheduled to vest?

The remaining units vest in equal quarterly installments on January 2, April 2, July 2 and October 2, 2027, subject to continued service.

What does the $3.08 per-share figure for IPST represent?

The $3.08 per-share amount represents the common stock's closing price on the applicable vesting date, or, if there was no closing price on that date, the closing price on the immediately preceding trading date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marker Beth A

(Last)(First)(Middle)
C/O IP STRATEGY HOLDINGS, INC.
9668 BUJACICH ROAD

(Street)
GIG HARBOR WASHINGTON 98332

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
IP STRATEGY HOLDINGS, INC. [ IPST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP of Tribal Partnerships
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/02/2026M94A(1)555D
Common Stock10/02/2026F28(2)D$3.08(3)527D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/02/2026M94 (4) (4)Common Stock94$0375D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
2. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.
3. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
4. The RSUs vest over a two-year period beginning January 2, 2026. Quarterly installments vested on February 2, 2026, April 2, 2026, July 2, 2026, and October 2, 2026, and the remaining units vest in equal quarterly installments on January 2, 2027, April 2, 2027, July 2, 2027, and October 2, 2027, subject to continued service.
Remarks:
/s/ Justin B. Stiefel, attorney-in-fact for Beth A. Marker10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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