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IP Strategy flagged by Nasdaq for late 10-Q

Nasdaq’s notice says IP Strategy’s stock listing is unaffected for now, but it has 60 days to submit a plan to regain compliance.

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

IP STRATEGY HOLDINGS, INC. (IPST) disclosed that on August 26, 2026 it received a Nasdaq notice stating the company is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not filed its Form 10-Q for the quarter ended June 30, 2026. The notice has no immediate effect on the listing of its common stock. IP Strategy has 60 days, until October 26, 2026, to submit a plan to regain compliance, and Nasdaq may grant up to 180 days from the original due date, until February 22, 2027, to cure the delinquency if the plan is accepted. The company states it is working to complete and file the Form 10-Q and intends to regain compliance in September 2026.

Positive

  • None.

Negative

  • Non-compliance with Nasdaq filing rule: The company has not filed its Form 10-Q for the quarter ended June 30, 2026 and is out of compliance with Nasdaq Listing Rule 5250(c)(1), creating a risk of potential delisting if compliance is not regained within the allowed timeframe.

Filing Explained

IP Strategy remains out of compliance with Nasdaq’s timely-filing rule because its Form 10-Q for the period ended June 30, 2026 has not been filed. The stock stays listed for now, but failure to regain compliance would make the common stock subject to delisting.

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities
The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Notification date August 26, 2026 Date Nasdaq notified the company of non-compliance with Listing Rule 5250(c)(1)
Plan submission deadline October 26, 2026 60 calendar days from notification to submit plan to regain compliance
Maximum extension period February 22, 2027 Up to 180 calendar days from the original due date of the Form 10-Q
Par value of common stock $0.0001 per share Par value of IP Strategy Holdings, Inc. common stock listed on Nasdaq
Quarterly period affected Quarter ended June 30, 2026 Period for the delayed Form 10-Q filing referenced in the Nasdaq notice
Nasdaq Listing Rule 5250(c)(1) regulatory
"the Company is not currently in compliance with Nasdaq Listing Rule 5250(c)(1)"
Nasdaq Listing Rule 5250(c)(1) requires companies listed on the Nasdaq stock exchange to promptly notify the exchange if their stock price falls below a certain minimum level, known as the "initial listing standards." This rule helps ensure that investors are aware of significant declines in a company's stock value, which could signal financial trouble or increased risk. Essentially, it helps maintain transparency and protect investors by keeping them informed about important changes in a company's stock performance.
continued listing requirements regulatory
"regain compliance with Nasdaq’s continued listing requirements in September 2026"
Rules a stock exchange sets that a publicly traded company must keep meeting to stay listed and tradable on that exchange, such as minimum share price, market value, timely financial reports, and basic governance practices. Like a club’s membership rules, they matter because falling short can lead to warnings, penalties or removal from the exchange, which can cut liquidity, hurt share value and increase the risk for investors.
forward-looking statements regulatory
"This report, including the press release filed as Exhibit 99.1, contains “forward-looking statements”"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
treasury reserve asset financial
"to hold $DATA tokens, formerly $IP, as a primary treasury reserve asset"
Assets held by a government or corporate treasury as a ready backup to meet short-term obligations and stabilize finances, typically including cash, foreign currencies, short-term government bonds, or gold. Think of it as an emergency fund a household keeps to pay bills during a crisis; for investors, the size and composition of these reserves indicate how well an issuer can weather shocks, honor debt, support its currency, and maintain financial stability.
validator infrastructure technical
"and operate validator infrastructure for the DATA Network"
Validator infrastructure is the network of computers and systems that verify and confirm transactions or data within a digital system, such as a blockchain. It functions like a group of trusted judges who ensure everything is accurate and legitimate before it becomes part of the official record. For investors, this infrastructure is crucial because it underpins the security, reliability, and integrity of the digital environment they are investing in.
AI-native data economy technical
"broad exposure to the AI-native data economy through a regulated equity vehicle"

FAQ

Why did IPST receive a Nasdaq notification on August 26, 2026?
IPST received the notification because it has not filed its Form 10-Q for the quarter ended June 30, 2026, causing non-compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of all required periodic financial reports.

Does the Nasdaq notice immediately affect the listing of IPST common stock?
No. The company states the Nasdaq notification has no immediate effect on the listing of its common stock. However, failure to timely regain compliance would subject the stock to possible delisting from Nasdaq.

How long does IPST have to regain compliance with Nasdaq rules?
IPST has 60 days from August 26, 2026, or until October 26, 2026, to submit a compliance plan. If Nasdaq accepts the plan, it may grant up to 180 days from the original due date, until February 22, 2027, to regain compliance.

What steps does IPST plan to take regarding the delayed Form 10-Q?
The company states it is diligently working to complete and file the Form 10-Q for the quarter ended June 30, 2026 and intends to regain compliance with Nasdaq’s continued listing requirements in September 2026.

What business exposure does IPST provide to investors according to the filing?
IP Strategy Holdings, Inc. describes itself as the first Nasdaq-listed company to hold $DATA tokens as a primary treasury reserve asset and operate validator infrastructure for the DATA Network, providing public investors exposure to the AI-native data economy.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FALSE000178823000017882302026-08-262026-08-26

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 26, 2026
IP STRATEGY HOLDINGS, INC.
(Exact name of registrant as specified in charter)
Delaware001-4241183-4558219
(State or other Jurisdiction of
Incorporation or Organization)		(Commission File Number)(IRS Employer
Identification No.)
9668 Bujacich Road
Gig Harbor, Washington
98332
(Address of Principal Executive Offices)(zip code)
(253) 509-0008
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.0001 per shareIPSTThe Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o


Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On August 26, 2026, IP Strategy Holdings, Inc. (the “Company”) received a notification letter from The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that, because it has not yet filed its Quarterly Report on Form 10-Q for the period ended June 30, 2026 (the “Form 10-Q”), the Company is not currently in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission.
The Nasdaq notification has no immediate effect on the listing of the Company’s common stock on Nasdaq. Under the Nasdaq Listing Rules, the Company has 60 calendar days from the date of the notification, or until October 26, 2026, to submit to Nasdaq a plan to regain compliance. If Nasdaq accepts the Company’s plan, Nasdaq may grant the Company an exception of up to 180 calendar days from the original due date of the Form 10-Q, or until February 22, 2027, to regain compliance. If Nasdaq does not accept the Company’s plan, the Company will have the opportunity to appeal that decision to a Nasdaq Hearings Panel.
The Company is diligently working to complete and file the Form 10-Q and intends to take the necessary steps to regain compliance with Nasdaq’s continued listing requirements in September 2026.
On August 28, 2026, the Company issued a press release announcing its receipt of the Nasdaq notification. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference
Forward-Looking Statements
This report, including the press release filed as Exhibit 99.1 to this report, contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Words like “believe,” “intend,” “will,” and “would” or the negative thereof or other variations thereon or comparable terminology, are used to identify forward-looking statements, although not all forward-looking statements contain these words. Any such statements in this report that are not statements of historical fact may be deemed to be forward-looking statements. These forward-looking statements include, but are not limited to, the Company’s expectations regarding its ability and timing to complete and file the Form 10-Q and regain compliance with Nasdaq’s continued listing requirements.
Although the Company believes that it is basing its expectations and beliefs on reasonable assumptions within the bounds of what is currently known about its business and operations, there can be no assurance that actual results will not differ materially from what the Company expects or believes. Some of the factors that could cause the Company’s actual results to differ materially from its expectations or beliefs are disclosed in the “Risk Factors” section, as well as other sections, of its reports filed with the Securities and Exchange Commission, including its Annual Report on Form 10-K for the year ended December 31, 2025, its subsequently filed Quarterly Reports on Form 10-Q and Current Reports on Form 8-K and other filings. All forward-looking statements speak only as of the date on which they are made and the Company undertakes no duty to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.Description
99.1
Press Release dated August 28, 2026
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
2

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 1, 2026IP STRATEGY HOLDINGS, INC.
By:/s/ Justin Stiefel
Justin Stiefel
Chief Executive Officer
3

Exhibit 99.1

IP Strategy Receives Nasdaq Notification Regarding Delayed Form 10-Q Filing

GIG HARBOR, Wash., August 28, 2026 (ACCESS Newswire) – IP Strategy Holdings, Inc. (Nasdaq: IPST) (the “Company” or “IP Strategy”) today announced that it received a notification letter from The Nasdaq Stock Market LLC (“Nasdaq”) dated August 26, 2026, advising the Company that, because it has not yet filed its Quarterly Report on Form 10-Q for the period ended June 30, 2026 (the “Form 10-Q”), the Company is not currently in compliance with Nasdaq Listing Rule 5250(c)(1).
Nasdaq Listing Rule 5250(c)(1) requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission.
The Nasdaq notification has no immediate effect on the listing of the Company’s common stock on Nasdaq. However, if the Company fails to timely regain compliance with the Listing Rule 5250(c)(1), the Company’s common stock will be subject to delisting from Nasdaq.
Under the Nasdaq Listing Rules, the Company has 60 calendar days from the date of the notification, or until October 26, 2026, to submit to Nasdaq a plan to regain compliance. If Nasdaq accepts the Company’s plan, Nasdaq may grant the Company an exception of up to 180 calendar days from the original due date of the Form 10-Q, or until February 22, 2027, to regain compliance. If Nasdaq does not accept the Company’s plan, then the Company will have the opportunity to appeal that decision to a Nasdaq Hearings Panel.
The Company is diligently working to complete and file the Form 10-Q and intends to take the necessary steps to regain compliance with Nasdaq’s continued listing requirements in September 2026.
About IP Strategy
IP Strategy Holdings, Inc. (Nasdaq: IPST) is the first Nasdaq-listed company to hold $DATA tokens, formerly $IP, as a primary treasury reserve asset and operate validator infrastructure for the DATA Network. The Company provides public market investors broad exposure to the AI-native data economy through a regulated equity vehicle. IP Strategy’s treasury reserve enables direct participation in the DATA ecosystem, which supports the sourcing, verification, provenance and auditability of real-world data while enabling trusted attribution and commercialization of digital assets and AI training data.
Forward-Looking Statements
This press release contains forward-looking statements, including statements regarding the Company’s ability and timing to complete and file its Form 10-Q and regain compliance with Nasdaq’s continued listing requirements. Forward-looking statements are subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied by such statements. These risks and uncertainties include those described in the Company’s filings with the Securities and Exchange Commission. The Company undertakes no obligation to update any forward-looking statements except as required by applicable law.
Investor Contact
ir@ipstrategy.co

Source: View Original Filing on SEC EDGAR

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