STOCK TITAN

Ideal Power (NASDAQ: IPWR) builds $41.3M cash pile as losses widen

(Moderate)
(Neutral)
Form Type
10-Q

Rhea-AI Filing Summary

Ideal Power Inc. is an early-stage power semiconductor company focused on commercializing its B-TRAN® solid-state switch technology, with first products (discrete B-TRAN® and SymCool® Power Module) launched and initial prototype sales under evaluation by customers, including shipments under a purchase order from Stellantis.

For the six months ended June 30, 2026, the company generated $5,800 in revenue and recorded a net loss of $7,044,431, 23% higher than a year earlier, driven mainly by increased general and administrative and sales and marketing expenses and a $215,133 non-cash patent impairment. Liquidity improved substantially following February and May equity offerings, which provided $12.6 million and $27.7 million in net proceeds, respectively, lifting cash and cash equivalents to $41.3 million and total assets to $45.0 million at June 30, 2026, with no debt and working capital of $40.1 million. Management expects modestly higher operating cash outflows in the remainder of 2026 as commercialization efforts, customer engagements, and a strategic cooperation agreement around solid-state circuit breakers and EV applications progress.

Positive

  • Cash strengthened to $41.3 million at June 30, 2026, from $6.1 million at year-end 2025, driven by equity offerings that raised $40.3 million in net proceeds, leaving the company debt-free with working capital of $40.1 million.
  • Commercial traction advanced with a multi-year strategic cooperation agreement for circuit protection solutions, continued work under a Stellantis EV-related development program, and the company’s first design win for solid-state circuit breakers.

Negative

  • The company remains in an early commercialization stage, with six-month revenue of only $5,800 and a net loss of $7.0 million, 23% higher than the prior-year period, resulting in continued operating cash outflows of $4.5 million.

Filing Explained

The 2026 financings added shares and left 3.41 million low-exercise-price warrants capable of further increasing the share count.

A Form 10-Q provides unaudited interim financial statements and updates on risks and liquidity. This filing reports that the 2026 offerings were completed, leaving 16,422,841 shares issued and 16,421,520 outstanding at June 30, 2026, alongside 3,410,086 exercisable pre-funded warrants that could add shares and dilute existing holders if exercised.

A pre-funded warrant is sold near the share price but has a nominal exercise price and converts into shares when exercised. The May offering included 2,070,044 such warrants priced at $5.669 each, with a $0.001 exercise price and no expiration date.

The outstanding warrant balance was 653,827 at December 31, 2025 and 3,410,086 at June 30, 2026; during the period, 266,666 warrants were exercised for $267, while another exercise produced 631,192 shares on a cashless basis.

The filing also reports 892,022 shares available for future issuance under the amended equity incentive plan at June 30, 2026, plus $2,975,451 of unrecognized compensation cost expected to be recognized over a weighted-average 1.1 years.

Exercise of the pre-funded warrants is limited by a 9.99% beneficial-ownership cap for each holder; the filing does not provide a company-wide exercise schedule.

Revenue H1 2026 $5,800 Revenue for the six months ended June 30, 2026
Net loss H1 2026 $7,044,431 Net loss for the six months ended June 30, 2026
Cash and equivalents $41,294,488 Balance at June 30, 2026
Total assets $45,047,653 Balance sheet total at June 30, 2026
May 2026 Offering proceeds $27.7 million Net proceeds from May 2026 registered direct offering
February 2026 Offering proceeds $12.6 million Net proceeds from February 2026 equity offering
R&D expense Q2 2026 $1,430,134 Research and development expenses for the three months ended June 30, 2026
Pre-funded warrants outstanding 3,410,086 Pre-funded warrants outstanding at June 30, 2026, exercisable at $0.001 per share
Bidirectional bipolar junction TRANsistor (B-TRAN®) technical
"further development and commercialization of its Bidirectional bipolar junction TRANsistor (B-TRAN®) solid-state switch"
pre-funded warrants financial
"issued and sold common stock and pre-funded warrants to purchase shares of common stock"
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
design win technical
"we announced our first design win for SSCBs with one of the largest circuit protection"
A design win is when a supplier’s component, technology, or software is selected to be built into a customer’s product during the design phase, meaning the supplier becomes part of the product’s future production. It matters to investors because a design win can lead to steady, predictable sales as the customer manufactures and ships units over time—similar to a parts supplier being chosen for a new car model—so wins signal potential revenue growth and stronger customer relationships.
stock-based compensation financial
"Stock-based compensation expense totaling $1,635,526 for the six months ended June 30, 2026"
Stock-based compensation is when a company pays employees, directors or consultants with shares or the right to buy shares instead of or in addition to cash. It matters to investors because issuing stock or options spreads ownership thinner (like cutting a pie into more slices), which can reduce each existing share’s claim on profits and can also change reported earnings; investors watch it to assess true cost of running the business and how management is incentivized.
right of use asset financial
"The Company recognized a right of use asset of $524,025 and a corresponding lease liability"
A right-of-use asset is an accounting entry that represents a company’s control of a leased item — such as a building, vehicle or equipment — recorded on the balance sheet even though the company doesn’t legally own it. It matters to investors because recognizing these assets (and the matching lease liabilities) changes reported size, leverage and profitability metrics and alters how lease payments show up in cash flow, so companies appear more or less indebted and efficient on paper; think of it like listing the rented car you use every day in your household inventory, which changes how your finances look to others.
performance stock unit financial
"vesting of a performance stock unit with a performance condition that was previously deemed not probable"
A performance stock unit is a type of reward companies give to employees, usually managers, that depends on how well the company performs over time. If the company hits specific goals, the employee earns shares of stock, like earning a prize for reaching certain levels in a game. It motivates employees to work hard because their rewards are tied to the company's success.

FAQ

How much revenue did Ideal Power (IPWR) generate in the first half of 2026?

Ideal Power generated $5,800 in revenue for the six months ended June 30, 2026. This compares to $13,278 a year earlier and reflects early-stage prototype and development activity, including shipments under a purchase order from Stellantis.

What was Ideal Power (IPWR)’s net loss for the six months ended June 30, 2026?

Ideal Power reported a net loss of $7,044,431 for the six months ended June 30, 2026, compared with $5,739,789 in the prior-year period. Higher general and administrative and sales and marketing costs, including stock-based compensation and a patent impairment, contributed to the increase.

What is Ideal Power (IPWR)’s cash position and debt level as of June 30, 2026?

As of June 30, 2026, Ideal Power held $41,294,488 in cash and cash equivalents and reported no outstanding debt. Working capital totaled $40.1 million, supported by equity offerings completed in February and May 2026.

How much capital did Ideal Power (IPWR) raise in its 2026 equity offerings?

Ideal Power raised $27.7 million in net proceeds in a May 2026 registered direct offering and $12.6 million in net proceeds in a February 2026 offering. Both involved common stock and pre-funded warrants with a $0.001 exercise price.

What progress has Ideal Power (IPWR) made with Stellantis and other customers?

Ideal Power is working under a custom B-TRAN® development program with Stellantis and recently delivered next-generation samples and kits. It also has a multi-year strategic cooperation agreement with a major Asian circuit protection manufacturer following its first design win for solid-state circuit breakers.

How many Ideal Power (IPWR) shares are outstanding, and what is the potential dilution from pre-funded warrants?

As of August 11, 2026, Ideal Power had 16,434,655 shares of common stock outstanding. At June 30, 2026, it also had 3,410,086 pre-funded warrants outstanding, each exercisable at $0.001 per share, subject to a 9.99% beneficial ownership cap.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Table of Contents



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q

 

(Mark One)

 

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended June 30, 2026

 

OR

 

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ______________ to _______________

 

Commission File Number 001-36216

 

IDEAL POWER INC.

(Exact name of registrant as specified in its charter)

 

Delaware

14-1999058

(State or other jurisdiction of

(I.R.S. Employer

incorporation or organization)

Identification No.)

 

5508 Highway 290 West, Suite 120

Austin, Texas 78735

(Address of principal executive offices)

(Zip Code)

 

(512) 264-1542

(Registrant’s telephone number, including area code)

 

(Former name, former address and former fiscal year, if changed since last report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock, par value $0.001 per share

 

IPWR

 

The Nasdaq Capital Market

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐

 

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☒ No ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b‑2 of the Exchange Act.

 

Large accelerated filer  ☐

Accelerated filer ☐

   

Non-accelerated filer  ☒

Smaller reporting company  

   
 

Emerging growth company  

 

If an emerging growth company, indicate by check mark whether the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Indicate by check mark whether the issuer is a shell company (as defined in Rule 12b‑2 of the Exchange Act). Yes No ☒

 

As of August 11, 2026, the issuer had 16,434,655 shares of common stock, par value $0.001, outstanding.

 



 

 

  

 

TABLE OF CONTENTS

 

PART I

FINANCIAL INFORMATION

3
     

Item 1.

Unaudited Condensed Financial Statements

3
     
 

Condensed Balance Sheets at June 30, 2026 and December 31, 2025

3
 

Condensed Statements of Operations for the three and six months ended June 30, 2026 and 2025

4
 

Condensed Statements of Cash Flows for the six months ended June 30, 2026 and 2025

5
 

Condensed Statements of Stockholders Equity for the three-month periods during the six months ended June 30, 2026 and 2025

6
 

Notes to Unaudited Condensed Financial Statements

7
     

Item 2.

Managements Discussion and Analysis of Financial Condition and Results of Operations

12
     

Item 3.

Quantitative and Qualitative Disclosures About Market Risk

15
     

Item 4.

Controls and Procedures

15
     

PART II

OTHER INFORMATION

16
     

Item 1.

Legal Proceedings

16
     

Item 1A.

Risk Factors

16
     

Item 2.

Unregistered Sales of Equity Securities and Use of Proceeds

16
     

Item 3.

Defaults Upon Senior Securities

16
     

Item 4.

Mine Safety Disclosures

16
     

Item 5.

Other Information

16
     

Item 6.

Exhibits

17
     

SIGNATURES

18

 

 

  

 

PART I-FINANCIAL INFORMATION

 

ITEM 1.  UNAUDITED CONDENSED FINANCIAL STATEMENTS

 

IDEAL POWER INC.

Condensed Balance Sheets

(unaudited)

 

   

June 30,

   

December 31,

 
   

2026

   

2025

 

ASSETS

               

Current assets:

               

Cash and cash equivalents

  $ 41,294,488     $ 6,129,049  

Accounts receivable

    29,800       24,000  

Inventory

    62,425       9,700  

Prepayments and other current assets

    208,338       377,901  

Total current assets

    41,595,051       6,540,650  
                 

Property and equipment, net

    447,195       376,717  

Intangible assets, net

    2,571,370       2,687,466  

Right of use asset

    351,608       397,397  

Other assets

    82,429       44,459  

Total assets

  $ 45,047,653     $ 10,046,689  
                 

LIABILITIES AND STOCKHOLDERS EQUITY

               

Current liabilities:

               

Accounts payable

  $ 437,103     $ 408,398  

Accrued expenses

    956,706       471,329  

Current portion of lease liability

    99,194       93,435  

Total current liabilities

    1,493,003       973,162  
                 

Long-term lease liability

    259,253       309,900  

Other long-term liabilities

    824,559       886,538  

Total liabilities

    2,576,815       2,169,600  
                 

Commitments and contingencies (Note 5)

           
                 

Stockholders’ equity:

               

Common stock, $0.001 par value; 50,000,000 shares authorized; 16,422,841 shares issued and 16,421,520 shares outstanding at June 30, 2026 and 8,538,708 shares issued and 8,537,387 shares outstanding at December 31, 2025

    16,423       8,539  

Additional paid-in capital

    167,557,739       125,927,443  

Treasury stock, at cost, 1,321 shares at June 30, 2026 and December 31, 2025

    (13,210 )     (13,210 )

Accumulated deficit

    (125,090,114 )     (118,045,683 )

Total stockholders’ equity

    42,470,838       7,877,089  

Total liabilities and stockholders’ equity

  $ 45,047,653     $ 10,046,689  
 

The accompanying notes are an integral part of these condensed financial statements.

 

3

 

 

IDEAL POWER INC.

Condensed Statements of Operations

(unaudited)

 

   

Three Months Ended

   

Six Months Ended

 
   

June 30,

   

June 30,

 
   

2026

   

2025

   

2026

   

2025

 

Revenue

  $ 5,800     $ 1,275     $ 5,800     $ 13,278  

Cost of revenue

    4,008       3,477       4,008       34,339  

Gross profit (loss)

    1,792       (2,202 )     1,792       (21,061 )
                                 

Operating expenses:

                               

Research and development

    1,430,134       1,900,019       3,462,447       3,468,011  

General and administrative

    1,657,972       897,239       2,877,983       1,797,060  

Sales and marketing

    536,834       341,033       976,532       679,193  

Total operating expenses

    3,624,940       3,138,291       7,316,962       5,944,264  
                                 

Loss from operations

    (3,623,148 )     (3,140,493 )     (7,315,170 )     (5,965,325 )
                                 

Interest income, net

    210,222       103,728       270,739       225,536  
                                 

Net loss

  $ (3,412,926 )   $ (3,036,765 )   $ (7,044,431 )   $ (5,739,789 )
                                 

Net loss per share – basic and diluted

  $ (0.20 )   $ (0.33 )   $ (0.50 )   $ (0.63 )
                                 

Weighted average number of shares outstanding – basic and diluted

    16,934,431       9,116,519       14,062,446       9,109,225  

 

The accompanying notes are an integral part of these condensed financial statements.

 

4

 

 

IDEAL POWER INC.

Condensed Statements of Cash Flows

(unaudited)

 

   

Six Months Ended

 
   

June 30,

 
   

2026

   

2025

 

Cash flows from operating activities:

               

Net loss

  $ (7,044,431 )   $ (5,739,789 )

Adjustments to reconcile net loss to net cash used in operating activities:

               

Depreciation and amortization

    194,454       182,107  

Amortization of right of use asset

    45,789       42,172  

Write-off of capitalized patents

    215,133        

Write-off of property and equipment

    79       1,201  

Stock-based compensation

    1,635,526       714,625  

Decrease (increase) in operating assets:

               

Accounts receivable

    (5,800 )     (7,483 )

Inventory

    (52,725 )     19,019  

Prepaid expenses and other assets

    131,593       124,692  

Increase (decrease) in operating liabilities:

               

Accounts payable

    28,705       48,598  

Accrued expenses and other liabilities

    423,398       229,212  

Lease liability

    (44,888 )     (39,655 )

Net cash used in operating activities

    (4,473,167 )     (4,425,301 )
                 

Cash flows from investing activities:

               

Purchase of property and equipment

    (151,728 )     (41,128 )

Acquisition of intangible assets

    (212,320 )     (179,209 )

Net cash used in investing activities

    (364,048 )     (220,337 )
                 

Cash flows from financing activities:

               

Net proceeds from issuance of common stock and pre-funded warrants

    40,259,375        

Exercise of pre-funded warrants

    267       110  

Payment of taxes upon vesting of stock units

    (256,988 )     (91,769 )

Net cash provided by (used in) financing activities

    40,002,654       (91,659 )
                 

Net increase (decrease) in cash and cash equivalents

    35,165,439       (4,737,297 )

Cash and cash equivalents at beginning of period

    6,129,049       15,842,850  

Cash and cash equivalents at end of period

  $ 41,294,488     $ 11,105,553  

 

The accompanying notes are an integral part of these condensed financial statements.

 

5

 

 

IDEAL POWER INC.

Condensed Statements of Stockholders Equity

For the Three-Month Periods during the Six Months Ended June 30, 2026 and 2025

(unaudited)

 

                   

Additional

                           

Total

 
   

Common Stock

   

Paid-In

   

Treasury Stock

   

Accumulated

   

Stockholders’

 
   

Shares

   

Amount

   

Capital

   

Shares

   

Amount

   

Deficit

   

Equity

 

Balances at December 31, 2025

    8,538,708     $ 8,539     $ 125,927,443       1,321     $ (13,210 )   $ (118,045,683 )   $ 7,877,089  

Issuance of common stock and pre-funded warrants, net

    3,505,855       3,506       12,571,171                         12,574,677  

Vesting of stock units including payment of employee tax withholdings

    68,876       69       (4,220 )                       (4,151 )

Stock-based compensation

                991,440                         991,440  

Net loss

                                  (3,631,505 )     (3,631,505 )

Balances at March 31, 2026

    12,113,439       12,114       139,485,834       1,321       (13,210 )     (121,677,188 )     17,807,550  

Issuance of common stock and pre-funded warrants, net

    3,220,961       3,221       27,681,477                         27,684,698  

Vesting of stock units including payment of employee tax withholdings

    190,583       190       (253,027 )                       (252,837 )

Exercise of pre-funded warrants

    897,858       898       (631 )                       267  

Stock-based compensation

                644,086                         644,086  

Net loss

                                  (3,412,926 )     (3,412,926 )

Balances at June 30, 2026

    16,422,841     $ 16,423     $ 167,557,739       1,321     $ (13,210 )   $ (125,090,114 )   $ 42,470,838  
                                                         

Balances at December 31, 2024

    8,336,812     $ 8,337     $ 125,327,300       1,321     $ (13,210 )   $ (107,467,263 )   $ 17,855,164  

Vesting of restricted stock units

    12,479       12       (9,358 )                       (9,346 )

Stock-based compensation

                384,595                         384,595  

Net loss for the three months ended March 31, 2025

                                  (2,703,024 )     (2,703,024 )

Balances at March 31, 2025

    8,349,291       8,349       125,702,537       1,321       (13,210 )     (110,170,287 )     15,527,389  

Vesting of restricted stock units

    40,044       40       (82,463 )                       (82,423 )

Exercise of pre-funded warrants

    110,000       110                               110  

Stock-based compensation

                330,030                         330,030  

Net loss for the three months ended June 30, 2025

                                  (3,036,765 )     (3,036,765 )

Balances at June 30, 2025

    8,499,335     $ 8,499     $ 125,950,104       1,321     $ (13,210 )   $ (113,207,052 )   $ 12,738,341  

 

The accompanying notes are an integral part of these condensed financial statements.

 

6

 

IDEAL POWER INC.

Notes to Financial Statements

(unaudited)

 

 

 

Note 1 – Organization and Description of Business

 

Ideal Power Inc. (the “Company”) was incorporated in Texas in May 2007 under the name Ideal Power Converters, Inc. The Company changed its name to Ideal Power Inc. and re-incorporated in Delaware in July 2013. With headquarters in Austin, Texas, the Company is focused on the further development and commercialization of its Bidirectional bipolar junction TRANsistor (B-TRAN®) solid-state switch technology.

 

Since its inception, the Company has financed its research and development efforts and operations primarily through the sale of common stock and pre-funded warrants. The Company’s continued operations are dependent upon, among other things, its ability to obtain adequate sources of funding through future revenues, follow-on stock offerings, issuances of warrants, debt financing, co-development agreements, government grants, sale or licensing of developed intellectual property or other alternatives.

 

 

Note 2 – Summary of Significant Accounting Policies

 

Basis of Presentation

 

The accompanying unaudited condensed financial statements have been prepared in accordance with the rules and regulations of the Securities and Exchange Commission (the “SEC”) for Form 10-Q. Accordingly, certain information and footnote disclosures normally included in financial statements prepared in accordance with generally accepted accounting principles have been condensed or omitted pursuant to such rules and regulations. The balance sheet at December 31, 2025 has been derived from the Company’s audited financial statements included in its Annual Report on Form 10-K filed with the SEC on March 27, 2026.

 

In the opinion of management, these financial statements reflect all normal recurring, and other adjustments, necessary for a fair presentation. These financial statements should be read in conjunction with the audited financial statements included in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025. Operating results for interim periods are not necessarily indicative of operating results for an entire fiscal year or any other future periods.

 

Use of Estimates

 

The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make certain estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates.

 

Segment Information

 

Operating segments are defined as components of an entity for which separate financial information is available and that is regularly reviewed by the Chief Operating Decision Maker (“CODM”) in deciding how to allocate resources to an individual segment and in assessing performance. The Company’s Chief Executive Officer is the Company’s CODM. The CODM reviews financial information presented on a company-wide basis for purposes of making operating decisions, allocating resources, and evaluating financial performance. As such, the Company has determined that it operates as one operating segment. The Company has concluded that net income (loss) is the measure of segment profitability. The CODM assesses performance for the Company, monitors budget versus actual results and determines how to allocate resources based on net income (loss) as reported in the condensed statements of operations. There are no other expense categories regularly provided to the CODM that are not already included in the condensed financial statements herein.

 

During the six months ended June 30, 2026 and 2025, the Company did not generate material international revenues. At June 30, 2026, the Company had $132,160 and $1,612 in property and equipment, net located in Asia and Europe, respectively.

 

Net Loss Per Share

 

In accordance with Accounting Standards Codification (“ASC”) 260, shares issuable for little or no cash consideration are considered outstanding common shares and included in the computation of basic net loss per share. As such, for the three and six months ended June 30, 2026 and 2025, the Company included pre-funded warrants to purchase shares of common stock in its computation of net loss per share. The pre-funded warrants were issued in May 2026, February 2026, March 2024 and November 2019 with an exercise price of $0.001. See Note 8.

 

7

 

In periods with a net loss, no common share equivalents are included in the computation of diluted net loss per share because their effect would be anti-dilutive. At June 30, 2026 and 2025, potentially dilutive shares outstanding amounted to 1,238,553 and 1,287,558 shares, respectively, and exclude pre-funded warrants to purchase shares of common stock.

 

Recent Accounting Pronouncements

 

In November 2024, the Financial Accounting Standards Board (“FASB”) issued Accounting Standards Update (“ASU”) No. 2024-03, Income StatementReporting Comprehensive IncomeExpense Disaggregation Disclosures, which mandates enhanced disclosure of specific costs and expenses within the notes to the financial statements. In January 2025, the FASB issued ASU 2025-01 to clarify the effective date of ASU 2024-03. The guidance is effective for annual reporting periods beginning after December 15, 2026, and interim periods within annual reporting periods beginning after December 15, 2027. Early adoption is permitted, and the amendments may be applied prospectively to reporting periods after the effective date or retrospectively to all periods presented in the financial statements. The Company is currently evaluating the impact that this ASU will have on the presentation of its financial statements. 

 

 

Note 3 – Intangible Assets, Net

 

Intangible assets, net consisted of the following:

 

   

June 30,

   

December 31,

 
   

2026

   

2025

 

Patents

  $ 2,051,182     $ 2,062,262  

Trademarks

    34,796       26,529  

Other intangible assets

    1,843,036       1,843,036  
      3,929,014       3,931,827  

Accumulated amortization - patents

    (474,618 )     (430,710 )

Accumulated amortization - other intangible assets

    (883,026 )     (813,651 )
    $ 2,571,370     $ 2,687,466  

 

At June 30, 2026 and December 31, 2025, the Company capitalized $616,940 and $723,156, respectively, for costs related to patents that have not been awarded. Cost related to patents that have not yet been awarded are not amortized until patent issuance.

 

Amortization expense amounted to $56,883 and $113,283 for the three and six months ended June 30, 2026, respectively, and $54,699 and $109,399 for the three and six months ended June 30, 2025, respectively. Amortization expense for the succeeding five years and thereafter is $114,977 (remaining six months of 2026), $229,955 (2027-2030) and $884,837 (thereafter).

 

In the three months ended June 30, 2026, the Company conducted an evaluation and rationalization of its patent portfolio and recorded a non-cash impairment charge of $215,133. The impairment charge is included in general and administrative expenses.

 

Costs related to indefinite life trademarks are not amortized but are subject to evaluation for potential impairment.

 

 

Note 4 – Lease

 

In April 2024, the Company entered into a first amendment and relocation agreement (the “Amended Lease”) with its landlord. The Amended Lease is for 5,775 square feet of office and laboratory space and, upon occupancy, replaced the 4,070 square feet of office and laboratory space previously leased by the Company. The term of the Amended Lease expires sixty-two (62) months from July 1, 2024, the commencement date. The annual base rent for the first year of the Amended Lease was $118,388 and the annual base rent increases approximately 2.75% each year during the lease term. The Company is required to pay its proportionate share of operating costs for the building under this triple net lease.

 

The Company recognized a right of use asset of $524,025 and a corresponding lease liability for the Amended Lease on the commencement date. For purposes of calculating the right of use asset and lease liability, the Company estimated its incremental borrowing rate at 8.5% per annum.

 

Future minimum payments under the Amended Lease are as follows:

 

For the Year Ended December 31,

       

2026 (remaining)

  $ 62,486  

2027

    126,703  

2028

    130,197  

2029

    88,579  

Total lease payments

    407,965  

Less: imputed interest

    (49,518 )

Total lease liability

    358,447  

Less: current portion of lease liability

    (99,194 )

Long-term lease liability

  $ 259,253  

 

8

 

At June 30, 2026, the remaining lease term was 38 months.

 

For the three months ended June 30, 2026 and 2025, operating cash flows for lease payments totaled $30,406 and $29,597, respectively, and for the six months ended June 30, 2026 and 2025, operating cash outflows for lease payments totaled $60,811 and $59,194, respectively. For both the three months ended June 30, 2026 and 2025, operating lease cost, recognized on a straight-line basis, totaled $30,856 and for both the six months ended June 30, 2026 and 2025, operating lease cost, recognized on a straight-line bases, totaled $61,712

 

 

Note 5 – Commitments and Contingencies

 

License Agreements

 

In 2015, the Company entered into a licensing agreement which expires in February 2033. Per the agreement, the Company has an exclusive royalty-free license, included in intangible assets, associated with semiconductor power switches which enhances its intellectual property portfolio. The Company pays $100,000 annually under this agreement.

 

In 2023, the Company amended a 2021 license agreement which expires in February 2034. Per the agreement, the Company has an exclusive royalty-free license, included in intangible assets, associated with semiconductor drive circuitry which enhances its intellectual property portfolio. The Company pays $50,000 annually under this agreement.

 

At June 30, 2026, the estimated present value of future payments under the licensing agreements was $974,559 with $150,000 due and payable in the next twelve months ($824,559 recognized in other long-term liabilities, $125,000 in accrued expenses and $25,000 in accounts payable). The Company is accruing interest for future payments related to these agreements.

 

Legal Proceedings

 

The Company is subject to litigation from time to time. While the Company believes that any current or threatened legal proceedings are without merit and not material, there can be no assurance that such matters will not have a material adverse effect on its business, financial condition or results of operations in the future.

 

Indemnification Obligations

 

The employment agreements of Company executives include an indemnification provision whereby the Company shall indemnify and defend, at the Company’s expense, its executives so long as an executive’s actions were taken in good faith and in furtherance of the Company’s business and within the scope of the executive’s duties and authority.

 

 

Note 6 Common Stock

 

In May 2026, the Company issued and sold 3,220,961 shares of its common stock at a price of $5.67 per share and 2,070,044 pre-funded warrants to purchase shares of common stock at a price of $5.669 per pre-funded warrant in a registered direct offering (the “May 2026 Offering”). The pre-funded warrants have an exercise price of $0.001 per share, are immediately exercisable, and have no expiration date. The net proceeds to the Company from the May 2026 Offering were $27.7 million.

 

In February 2026, the Company issued and sold 3,505,855 shares of its common stock at a price of $2.75 per share and 952,881 pre-funded warrants to purchase shares of common stock at a price of $2.749 per pre-funded warrant in an underwritten public offering, and also sold 631,332 pre-funded warrants to purchase shares of common stock at a price of $2.749 per pre-funded warrant in a concurrent private placement (taken together, the "February 2026 Offering”). The shares of common stock underlying the pre-funded warrants issued in the concurrent private placement were subsequently registered for resale on the Registration Statement on Form S-1 (File No. 333-294696) declared effective on April 3, 2026. The pre-funded warrants have an exercise price of $0.001 per share and no expiration date. The net proceeds to the Company from the February 2026 Offering were $12.6 million.

 

 

Note 7 — Equity Incentive Plan

 

In May 2013, the Company adopted the 2013 Equity Incentive Plan (as amended and restated, the “Plan”) and reserved shares of common stock for issuance under the Plan, which was last amended in June 2026. The Plan is administered by the Compensation Committee of the Company’s Board of Directors (the “Board”). At June 30, 2026, 892,022 shares of common stock were available for issuance under the Plan.

 

9

 

A summary of the Company’s stock option activity and related information is as follows:

 

                   

Weighted

 
           

Weighted

   

Average

 
           

Average

   

Remaining

 
   

Stock

   

Exercise

   

Life

 
   

Options

   

Price

   

(in years)

 

Outstanding at December 31, 2025

    370,814     $ 7.48       2.6  

Forfeited/Expired

    (30,431 )   $ 18.90          

Outstanding at June 30, 2026

    340,383     $ 6.46       2.3  

 

All outstanding stock options were exercisable at June 30, 2026.

 

A summary of the Company’s restricted stock unit (“RSU”) and performance stock unit (“PSU”) activity is as follows:

 

   

RSUs

   

PSUs

 

Outstanding at December 31, 2025

    645,557       357,438  

Granted

    242,163       70,000  

Vested

    (149,813 )     (109,646 )

Forfeited

    (125,315 )     (32,214 )

Outstanding at June 30, 2026

    612,592       285,578  

 

During the six months ended June 30, 2026, the Company granted 90,910 RSUs to Board members, 20,000 RSUs and 20,000 PSUs to executives and 131,253 RSUs and 50,000 PSUs to employees under the Plan. The estimated fair value of these equity grants was $1,284,260, of which $274,915 was recognized in stock-based compensation expense totaling $1,635,526 for the six months ended June 30, 2026.

 

At June 30, 2026, there was $2,975,451 of unrecognized compensation cost related to non-vested equity awards. That cost is expected to be recognized over a weighted average period of 1.1 years.

 

 

Note 8 — Pre-Funded Warrants

 

At June 30, 2026 and December 31, 2025, the Company had 3,410,086 and 653,827 pre-funded warrants outstanding, respectively, with an exercise price of $0.001 per share and no expiration date.

 

During the six months ended June 30, 2026, a warrant holder exercised 266,666 pre-funded warrants for exercise proceeds of $267 and a warrant holder exercised 631,332 pre-funded warrants on a cashless basis, receiving 631,192 shares of the Company’s common stock with 140 shares of the Company’s common stock forfeited to cover the exercise price.

 

At June 30, 2026, all pre-funded warrants were exercisable, although the pre-funded warrants may be exercised only to the extent that the total number of shares of common stock then beneficially owned by such warrant holder does not exceed 9.99% of the outstanding shares of the Company’s common stock immediately after giving such effect to such exercise.

 

10

  

 

SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS AND OTHER INFORMATION CONTAINED IN THIS REPORT

 

This report contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 and the provisions of Section 27A of the Securities Act of 1933, as amended, or the Securities Act, and Section 21E of the Securities Exchange Act of 1934, as amended, or the Exchange Act. These statements include, but are not limited to, statements regarding our future financial performance, liquidity, business condition and results of operations, expectations regarding future expenses and gross margins, future business plans, and expectations regarding design wins and other business developments. Forward-looking statements give our current expectations or forecasts of future events. You can identify these statements by the fact that they do not relate strictly to historical or current facts. You can find many (but not all) of these statements by looking for words such as “approximates,” “believes,” “hopes,” “expects,” “anticipates,” “estimates,” “projects,” “intends,” “plans,” “would,” “should,” “could,” “may” or other similar expressions in this report. In particular, these include statements relating to future actions, prospective products, applications, customers, technologies, future performance or results of anticipated products, expenses, and financial results. These forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from our historical experience and our present expectations or projections. Factors that could cause actual results to differ from those discussed in the forward-looking statements include, but are not limited to:

 

 

our history of losses;

 

 

our ability to generate revenue;

 

 

our limited operating history;

 

 

the size and growth of markets for our technology;

 

 

regulatory developments that may affect our business;

 

 

our ability to successfully develop new products and the expected performance of those products;

 

 

the performance of third-party consultants and service providers whom we have and will continue to rely on to assist us in development and commercialization of our B-TRAN® and related packaging and drive circuitry;

 

 

the rate and degree of market acceptance for our B-TRAN® and current and future B-TRAN® products;

 

 

the time required for third parties to redesign, test and certify their products incorporating our B-TRAN®;

 

 

our ability to successfully commercialize our B-TRAN® technology;

 

 

our ability to secure strategic partnerships with semiconductor fabricators and others related to our B-TRAN® technology;

 

 

our ability to obtain, maintain, defend and enforce intellectual property rights protecting our technology;

 

 

the success of our efforts to manage cash spending, particularly prior to the commercialization of our B-TRAN® technology at scale;

 

 

trade protectionism, tariffs, and other barriers to trade that impact the availability or cost of the raw materials and components used in our products;

   

 

 

general economic conditions and events, including inflation, and the impact they may have on us and our potential partners and licensees;

 

 

our dependence on the global supply chain and impacts of supply chain disruptions;

 

 

our ability to obtain adequate financing in the future, if and when we need it;

 

 

the impact of global health pandemics on our business, financial condition and results of operations;

 

 

our success at managing the risks involved in the foregoing items; and

 

 

other factors discussed in this report.

 

The forward-looking statements are based upon management’s beliefs and assumptions and are made as of the date of this report. We undertake no obligation to publicly update or revise any forward-looking statements included in this report, except as required by applicable law. You should not place undue reliance on these forward-looking statements.

 

Unless otherwise stated or the context otherwise requires, the terms “Ideal Power,” “we,” “us,” “our” and the “Company” refer to Ideal Power Inc.

 

11

  

ITEM 2.

MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS

 

The following discussion and analysis of our financial condition and results of operations should be read in conjunction with the financial statements and related notes included elsewhere in this Quarterly Report on Form 10-Q as well as our audited 2025 financial statements and related notes included in our Annual Report on Form 10-K for the year ended December 31, 2025. In addition to historical information, the discussion and analysis here and throughout this Form 10-Q contains forward-looking statements that involve risks, uncertainties and assumptions. Our actual results may differ materially from those anticipated in these forward-looking statements as a result of certain factors, including, but not limited, to those set forth under Risk Factors in Part I, Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2025.

 

Overview

 

Ideal Power Inc. is located in Austin, Texas. We are solely focused on the further development and commercialization of our Bidirectional bipolar junction TRANsistor (B-TRAN®) solid-state switch technology.

 

To date, operations have been funded primarily through the sale of common stock and pre-funded warrants.

 

We are in the process of commercializing our B-TRAN® technology and have launched our first two commercial products, the discrete B-TRAN® and the SymCool® Power Module. We generated $5,800 in revenue in the six months ended June 30, 2026 and $13,278 in revenue in the six months ended June 30, 2025.

 

Product Launches

 

Our first commercial product launch was the discrete B-TRAN®. This single B-TRAN® die packaged for electrical connection is designed to meet the very low conduction loss needs of the solid-state circuit protection and electric vehicle ("EV”) contactor markets.

 

Our second commercial product launch was the SymCool® Power Module. This multi-die B-TRAN® module is also designed to meet the very low conduction loss needs of the solid-state circuit protection and EV contactor markets.

 

Upon product launch, we design and build initial prototypes for testing and to solicit customer feedback. Based on the results of testing and customer feedback, we incorporate any necessary changes into the product design, build final prototypes and complete additional testing prior to full commercial release. To date, our customers have purchased prototypes in small quantities for evaluation and provided us feedback that has been incorporated into our product designs. We expect significantly higher volume orders from customers once we secure a design win from them and they start to build inventory in advance of launching their OEM products. For the products described above, we would expect the time from announcing a design win to the sale of the related OEM product to be roughly twelve to eighteen months, although it may vary considerably depending on the customer and application. We would expect a significantly longer design cycle for automotive applications. Design wins are expected to result in significant revenue growth for us over time as product life cycles tend to be relatively long for power electronics products as changing to another technology would require an OEM to redesign their product. See "First Design Win” below.

 

Development Agreement

 

In 2022, we announced, and began the first phase of, a product development agreement with Stellantis, a top 10 global automaker, for a custom B-TRAN® power module for use in the automaker’s EV drivetrain inverters in its next generation EV platform. In the first phase of the program, we provided packaged B-TRAN® devices, test kits and technical data to Stellantis for their evaluation. In 2023, we secured, and began the second phase of, this program. In the second phase of the program, we collaborated with Stellantis and the program partners, including both the program’s packaging company and the organization building the initial drivetrain inverter, to supply B-TRAN® devices for integration into the custom power module and inverter designs. Also, as part of the second phase of the program, we provided Stellantis a comprehensive test plan for the testing required to achieve certification to automotive standards for B-TRAN®. The test plan was subsequently approved as submitted. In 2024, we successfully completed the second phase of the program. In August 2025, we secured an order from Stellantis for custom development and packaged devices targeting multiple EV applications. We completed the first deliverable under this purchase order in 2025. Also in 2025, Stellantis informed us that they are prioritizing the EV contactor application over the drivetrain inverter application. Recently, we delivered next generation B-TRAN® custom-packaged samples and development kits for evaluation to Stellantis for EV applications under the purchase order. We are currently working to complete the remaining deliverables under the August 2025 purchase order and engaged with Stellantis on a potential EV contactor program.

 

12

 

Customer Engagements

 

We have announced several engagements and/or initial orders with large companies, including Stellantis and other global automakers, Forbes Global 500 diverse power management market leaders, global tier 1 automotive suppliers, circuit protection market leaders, inverter / energy storage market leaders and others. Companies in our sales pipeline intend to test and evaluate, or are already in the process of testing and evaluating, our technology for use in their applications. These engagements could lead to future design wins or custom development agreements. We previously announced agreements with multiple distribution partners. We may add other distribution partners in the future. Recently, we signed a letter of intent with an industry partner to co-develop a B-TRAN®-enabled intelligent solid-state circuit breaker (“SSCB”) prototype for evaluation by a U.S. hyperscaler in its development environment for the NVIDIA Rubin Ultra 800V direct current AI data center power distribution system. We may engage with others in the power semiconductor ecosystem in the future to further expand the channels to market for products incorporating our technology.

 

First Design Win

 

In late 2024, we announced our first design win for SSCBs with one of the largest circuit protection equipment manufacturers in Asia serving the data center, renewable energy, energy storage, EV and other industrial markets. In connection with this design win, we entered into a joint development agreement for a SSCB product incorporating multiple B-TRAN® devices. The agreement included the product design, prototype builds and testing of the SSCB. We completed our deliverables, including SSCB prototypes, under this agreement in the first quarter of 2025. In the third quarter of 2025, the customer successfully completed their testing of updated SSCB prototypes that included enhancements requested by the customer. The customer plans on gathering feedback on this new product from their end customers ahead of product launch. In February 2026, we entered into a multi-year strategic cooperation agreement with this customer for the design, development and worldwide sales of circuit protection solutions including SSCBs, battery disconnect units and EV contactors featuring B-TRAN®. We expect to announce additional design wins and/or custom development agreements with this customer and/or other customers in the coming quarters.

 

Results of Operations

 

Comparison of the three months ended June 30, 2026 to the three months ended June 30, 2025

 

Revenue. Revenue was $5,800 for the three months ended June 30, 2026, compared to $1,275 in the three months ended June 30, 2025. Revenue in the three months ended June 30, 2026 related to shipments under our purchase order from Stellantis. Revenue in the three months ended June 30, 2025 related to initial orders from customers evaluating our technology for use in their applications.

 

Cost of Revenue. Cost of revenue was $4,008 for the three months ended June 30, 2026, compared to $3,477 in the three months ended June 30, 2025. Cost of revenue in the three months ended June 30, 2026 related to the cost of products shipped under our purchase order from Stellantis. Cost of revenue in the three months ended June 30, 2025 related to initial low volume and high-cost shipments of prototype products.

 

Research and Development Expenses. Research and development expenses decreased by $469,885, or 25%, to $1,430,134 in the three months ended June 30, 2026 from $1,900,019 in the three months ended June 30, 2025. The decrease was due to lower semiconductor fabrication costs of $161,091, resulting from improvements in the efficiency of our manufacturing footprint, and lower stock-based compensation expense of $138,000, packaging and testing costs of $109,908, engineering services of $54,290 and other B-TRAN® development spending of $6,596.

 

General and Administrative Expenses. General and administrative expenses increased by $760,733, or 85%, to $1,657,972 in the three months ended June 30, 2026 from $897,239 in the three months ended June 30, 2025. The increase was due to higher stock-based compensation expense of $420,255, of which $266,926 related to the vesting of a performance stock unit with a performance condition that was previously deemed not probable, non-cash patent impairment charges of $215,133, higher personnel costs of $98,425 and other costs of $26,920.

 

Sales and Marketing Expenses. Sales and marketing expenses increased by $195,801, or 57%, to $536,834 in the three months ended June 30, 2026 from $341,033 in the three months ended June 30, 2025. The increase was due to higher personnel costs of $144,271, travel costs of $70,354, stock-based compensation expense of $31,800 and other spending of $9,543, partly offset by lower search and placement fees of $60,167.

 

Loss from Operations. Our loss from operations for the three months ended June 30, 2026 was $3,623,148, or 15% higher, as compared to the $3,140,493 loss from operations for the three months ended June 30, 2025, for the reasons discussed above.

 

Interest Income, Net. Net interest income was $210,222 for the three months ended June 30, 2026, compared to $103,728 for the three months ended June 30, 2025, due primarily to the impact of a higher cash balance after the May 2026 Offering on interest earned on our money market accounts. This was partly offset by lower interest rates on these accounts in the second quarter of 2026 compared to the second quarter of 2025.

 

Net Loss. Our net loss for the three months ended June 30, 2026 was $3,412,926, or 12% higher, as compared to a net loss of $3,036,765 for the three months ended June 30, 2025, for the reasons discussed above.

 

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Comparison of the six months ended June 30, 2026 to the six months ended June 30, 2025

 

Revenue. Revenue was $5,800 for the six months ended June 30, 2026, compared to $13,278 in the six months ended June 30, 2025. Revenue in the six months ended June 30, 2026 related to shipments under our purchase order from Stellantis. Revenue in the six months ended June 30, 2025 included prototype product sales and development revenue related to our first design win. We expect to recognize modest revenue from both product sales and development agreements in the second half of 2026.

 

Cost of Revenue. Cost of revenue was $4,008 for the six months ended June 30, 2026, compared to $34,339 in the six months ended June 30, 2025. Cost of revenue in the six months ended June 30, 2026 related to the cost of products shipped under our purchase order from Stellantis. Cost of revenue in the six months ended June 30, 2025 related primarily to initial low volume and high-cost shipments of prototype products. We generally expect negative gross margin from product revenue at low volumes with significant improvement in gross margins as we commence higher volume production and shipments in the future. Development revenue may result in either positive or negative gross margin depending on our scope for any specific program.

 

Research and Development Expenses. Research and development expenses decreased by $5,564, or less than 1%, to $3,462,447 in the six months ended June 30, 2026 from $3,468,011 in the six months ended June 30, 2025. We expect flat to lower quarterly research and development expenses in the second half of 2026 as compared to the first half of 2026 due to a decline in stock-based compensation expense as certain awards were fully expensed upon vesting in the first half of 2026. There will also be quarter-to-quarterly variability in research and development expenses due to the timing of semiconductor fabrication runs and other development activities.

 

General and Administrative Expenses. General and administrative expenses increased by $1,080,923, or 60%, to $2,877,983 in the six months ended June 30, 2026 from $1,797,060 in the six months ended June 30, 2025. The increase was due to higher stock-based compensation expense of $698,079, of which $266,926 related to the vesting of a performance stock unit with a performance condition that was previously deemed not probable, non-cash patent impairment charges of $215,133, higher personnel costs of $214,521 and other spending of $9,524, partly offset by lower professional fees of $56,334. We expect flat to slightly higher quarterly general and administrative expenses, exclusive of stock-based compensation, in the second half of 2026 as compared to the first half of 2026.

 

Sales and Marketing Expenses. Sales and marketing expenses increased by $297,339, or 44%, to $976,532 in the six months ended June 30, 2026 from $679,193 in the six months ended June 30, 2025. The increase was due to higher personnel costs of $227,262, travel costs of $83,209, stock-based compensation expense of $33,300 and other spending of $14,869, partly offset by lower search and placement fees of $61,301. We expect higher quarterly sales and marketing expenses in the second half of 2026 as compared to the first half of 2026 as we add sales personnel, expand our engagement and sales pipeline with prospective customers, and further commercialize our B-TRAN® technology and related products.

 

Loss from Operations. Our loss from operations for the six months ended June 30, 2026 was $7,315,170, or 23% higher, as compared to the $5,965,325 loss from operations for the six months ended June 30, 2025, for the reasons discussed above.

 

Interest Income, Net. Net interest income was $270,739 for the six months ended June 30, 2026 compared to $225,536 for the six months ended June 30, 2025 due primarily to the impact of a higher cash balance after the May 2026 Offering on interest earned on our money market accounts. This was partly offset by lower interest rates on these accounts in the first half of 2026 compared to the first half of 2025.

 

Net Loss. Our net loss for the six months ended June 30, 2026 was $7,044,431, or 23% higher, as compared to a net loss of $5,739,789 for the six months ended June 30, 2025, for the reasons discussed above.

 

Liquidity and Capital Resources

 

We have incurred losses since inception. We have funded our operations to date primarily through the sale of common stock and pre-funded warrants.

 

At June 30, 2026, we had cash and cash equivalents of $41.3 million. Our net working capital at June 30, 2026 was $40.1 million. We had no outstanding debt at June 30, 2026.

 

Operating activities in the six months ended June 30, 2026 resulted in cash outflows of $4,473,167, which were due to the net loss for the period of $7,044,431, partly offset by stock-based compensation of $1,635,526, favorable balance sheet timing of $480,283, patent impairment charges of $215,133, depreciation and amortization of $194,454, and other non-cash items of $45,868.

 

Operating activities in the six months ended June 30, 2025 resulted in cash outflows of $4,425,301, which were due to the net loss for the period of $5,739,789, partly offset by stock-based compensation of $714,625, depreciation and amortization of $182,107 and favorable balance sheet timing and other non-cash items of $417,756.

 

We expect a modest increase in cash outflows from operating activities in the remainder of 2026 as compared to the first two quarters of 2026 as we further commercialize our B-TRAN® technology.

 

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Investing activities in the six months ended June 30, 2026 and 2025 resulted in cash outflows of $364,048 and $220,337, respectively, for the acquisition of intangible assets and fixed assets.

 

Financing activities in the six months ended June 30, 2026 resulted in cash inflows of $40,259,375 in net proceeds from the issuance and sale of common stock and pre-funded warrants and $267 from the exercise of pre-funded warrants, partly offset by $256,988 in tax payments related to the vesting of restricted stock units.

 

Financing activities in the six months ended June 30, 2025 resulted in net cash outflows of $91,659 with a cash outflow of $91,769 in tax payments related to the vesting of restricted stock units slightly offset by a cash inflow of $110 from the exercise of pre-funded warrants.

 

May 2026 Offering

 

In May 2026, we issued and sold 3,220,961 shares of our common stock at a price of $5.67 per share and 2,070,044 pre-funded warrants to purchase shares of common stock at a price of $5.669 per pre-funded warrant in a registered direct offering (the "May 2026 Offering”). The pre-funded warrants have an exercise price of $0.001 per share and no expiration date. The net proceeds to us from the May 2026 Offering were $27.7 million. We intend to use the net proceeds from the May 2026 Offering to fund further commercialization and development of our B-TRAN® technology and products and general corporate and working capital purposes.

 

February 2026 Offering

 

In February 2026, we issued and sold 3,505,855 shares of our common stock at a price of $2.75 per share and 952,881 pre-funded warrants to purchase shares of common stock at a price of $2.749 per pre-funded warrant in an underwritten public offering and also sold 631,332 pre-funded warrants to purchase shares of common stock at a price of $2.749 per pre-funded warrant in a concurrent private placement (taken together, the "February 2026 Offering”). The shares of common stock underlying the pre-funded warrants issued in the concurrent private placement were subsequently registered for resale on the Registration Statement on Form S-1 (File No. 333-294696) declared effective on April 3, 2026. The pre-funded warrants have an exercise price of $0.001 per share and no expiration date. The net proceeds to us from the February 2026 Offering were $12.6 million. We intend to use the net proceeds from the February 2026 Offering to fund further commercialization and development of our B-TRAN® technology and products and general corporate and working capital purposes.

 

Critical Accounting Estimates

 

There have been no significant changes during the six months ended June 30, 2026 to the critical accounting estimates disclosed in Management’s Discussion and Analysis of Financial Condition and Results of Operations in our Annual Report on Form 10-K for the fiscal year ended December 31, 2025.

 

Trends, Events and Uncertainties

 

There are no material changes from trends, events or uncertainties disclosed in our Annual Report on Form 10-K for the fiscal year ended December 31, 2025.

 

ITEM 3.  QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK

 

As a smaller reporting company, we are not required to provide this information.

 

ITEM 4.  CONTROLS AND PROCEDURES

 

Evaluation of Disclosure Controls and Procedures

 

Disclosure controls and procedures (as defined in Rule 13a-15(e) under the Exchange Act) include, without limitation, controls and procedures designed to ensure that information required to be disclosed in the Company’s reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms. The Company’s disclosure controls and procedures include, without limitation, controls and procedures designed to ensure that this information is accumulated and communicated to management, including the principal executive and principal financial officers, or persons performing similar functions, as appropriate to allow timely decisions regarding required disclosure. The Company conducted an evaluation (pursuant to Rule 13a-15(b) of the Exchange Act), under the supervision and with the participation of its Chief Executive Officer (principal executive officer) and its Chief Financial Officer (principal financial officer) of the effectiveness of the Company’s disclosure controls and procedures as of June 30, 2026 and has concluded that, as of June 30, 2026, the Company’s disclosure controls and procedures are effective.

 

15

 

Changes in Internal Control over Financial Reporting

 

There have been no material changes in our internal controls over financial reporting that occurred during the quarter ended June 30, 2026 that have materially affected, or are reasonably likely to materially affect, our internal controls over financial reporting.

 

Limitations on the Effectiveness of Controls

 

Control systems, no matter how well designed and operated, can provide only reasonable, not absolute, assurance that the control systems’ objectives are being met. Further, the design of any system of controls must reflect the fact that there are resource constraints, and the benefits of all controls must be considered relative to their costs. Because of the inherent limitations in all control systems, no evaluation of controls can provide absolute assurance that all control issues and instances of fraud, if any, within the Company have been detected. These inherent limitations include the realities that judgments in decision-making can be faulty and that breakdowns can occur because of error or mistake. Control systems can also be circumvented by the individual acts of some persons by collusion of two or more people, or by management override of the controls. The design of any system of controls is also based in part upon certain assumptions about the likelihood of future events, and there can be no assurance that any design will succeed in achieving its stated goals under all potential future conditions. Over time, controls may become inadequate because of changes in conditions or deterioration in the degree of compliance with policies or procedures.

 

PART II-OTHER INFORMATION

 

ITEM 1.  LEGAL PROCEEDINGS

 

We are subject to litigation from time to time. While we believe that any current or threatened legal proceedings are without merit and not material, there can be no assurance that such matters will not have a material adverse effect on our business, financial condition or results of operations in the future.

 

ITEM 1A.  RISK FACTORS

 

There are no material changes from the risk factors disclosed in our Annual Report on Form 10-K for the year ended December 31, 2025.

 

ITEM 2.  UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

 

None.

 

ITEM 3.  DEFAULTS UPON SENIOR SECURITIES

 

Not applicable.

 

ITEM 4.  MINE SAFETY DISCLOSURES

 

Not applicable.

 

 

ITEM 5.  OTHER INFORMATION

 

During the three months ended June 30, 2026, no director or officer of the Company adopted or terminated a "Rule 10b5-1 trading arrangement" or “non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.

 

 

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ITEM 6.  EXHIBITS

 

Exhibit
Number

 

Document

     

10.1

 

Amended and Restated Ideal Power Inc. 2013 Equity Incentive Plan (incorporated by reference to the registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on June 4, 2026)

     

31.1*

 

Certification of Principal Executive Officer pursuant to Exchange Act Rule, 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

     

31.2*

 

Certification of Principal Financial Officer pursuant to Exchange Act Rule, 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

     

32.1**

 

Certification pursuant to 18 U.S.C. 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     

101.INS*

 

Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document

     

101.SCH*

 

Inline XBRL Taxonomy Extension Schema Document

     

101.CAL*

 

Inline XBRL Taxonomy Extension Calculation Linkbase Document

     

101.DEF*

 

Inline XBRL Taxonomy Extension Definition Linkbase Document

     

10.LAB*

 

Inline XBRL Taxonomy Extension Label Linkbase Document

     

101.PRE*

 

Inline XBRL Taxonomy Extension Presentation Linkbase Document

     

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101).

 

 

 


*

Filed herewith

**

Furnished herewith

 

17

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Dated: August 13, 2026

IDEAL POWER INC.  

   
 

By:

/s/ David Somo

   

David Somo 

   

Chief Executive Officer  

     
 

By:

/s/ Timothy W. Burns  

   

Timothy W. Burns  

   

Chief Financial Officer  

 

 

18